Warwick Investment Group, Llc
- Regulatory AUM
- $2.1B
- Discretionary
- $2.1B
- Clients
- 5
- Avg AUM / client
- $410M
- Accounts
- 5
- Employees
- 82
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 5 | $2.1B | 100.0% |
Private funds (4)
Reported in Form ADV Section 7.B.(1), filing of Dec 2024 · $1.6B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Warwick Partners Iii, Lp | Private Equity Fund | Delaware | $825M | 22 |
| Warwick Partners Iv, Lp | Private Equity Fund | Delaware | $575M | 17 |
| Warwick Uk Real Estate Fund I | Private Equity Fund | Cayman Islands | $125M | 24 |
| Warwick Partners V, Lp | Private Equity Fund | Delaware | $121M | 3 |
People (2)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Richard, Katherine, Taaffe | Chief Executive Officer; Managing Member | Oct 2014 (12y) | 75% or more | |
| Cynthia Elaine Leal Schlanger | Chief Compliance Officer | Dec 2024 (2y) | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (4, $1.6B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Warwick Partners Iii, Lp | Private Equity Fund | $825M | $10.0M | 22 |
| Warwick Partners Iv, Lp | Private Equity Fund | $575M | $10.0M | 17 |
| Warwick Uk Real Estate Fund I | Private Equity Fund | $125M | $1.0M | 24 |
| Warwick Partners V, Lp | Private Equity Fund | $121M | $10.0M | 3 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 2.05 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
- • Other fees
- • REIMBURSEMENT OF CERTAIN OPERATING EXPENSES
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗