DS
Dexter, Stephen H.
State-registered
Investment Adviser
CRD 226556
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ADV data as of Jun 18, 2015
- Regulatory AUM
- —
- Discretionary
- —
- Clients
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- Avg AUM / client
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- Accounts
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- Employees
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Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/18/2015 | 400 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
Not reported.
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 18, 2015.
View current Form ADV (SEC/IAPD) ↗