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Wealth Manager · Mid-sized ($1B–$10B)
CRD 20626
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ADV data as of Oct 30, 2025
- Regulatory AUM
- $1.7B
- Discretionary
- $1.6B
- Clients
- 3,473
- Avg AUM / client
- $500K
- Accounts
- 4,697
- Employees
- 217
AUM over time
$239M
$1.7B
Jan 31, 2012
Oct 30, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Oct 30, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 3,281 | $1.7B | 96.0% |
| High net worth individuals | 192 | $69.4M | 4.0% |
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Oct 30, 2025.