Thrivent Investment Management Inc.
SEC-registered
Broker-Dealer (Dually Registered) · Large ($10B–$100B)
CRD 18387
· SEC file 801-29618
· Minneapolis, MN
· WWW.FACEBOOK.COM
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ADV data as of Jul 20, 2026
- Regulatory AUM
- $20.8B
- Discretionary
- $9.5B
- Clients
- 125,754
- Avg AUM / client
- $165K
- Accounts
- 54,503
- Employees
- 3,901
AUM over time
$4.8B
$20.8B
Dec 2011
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 106,954 | $8.9B | 42.8% |
| High net worth individuals | 17,692 | $11.4B | 54.9% |
| Banking or thrift institutions | Fewer than 5 clients | — | — |
| Pension and profit sharing plans | Fewer than 5 clients | $6.3M | 0.03% |
| Charitable organizations | Fewer than 5 clients | — | — |
| State or municipal government entities | Fewer than 5 clients | — | — |
| Other investment advisers | Fewer than 5 clients | — | — |
| Insurance companies | Fewer than 5 clients | — | — |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 clients | — | — |
| Corporations and other businesses | 819 | $374M | 1.8% |
| Other | 289 | $97.2M | 0.47% |
People (3,112)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Golis, Andrea Corin | Chief Compliance Officer | Feb 2008 (19y) | Less than 5% | |
| David Jacob Kloster | Director And President | Dec 2013 (13y) | Less than 5% | |
| Osborne, Christopher John | Head Of Enterprise Supervision | Sep 2014 (12y) | Less than 5% | |
| Gilchrist, Tonia Nicole James | Chief Legal Officer & Secretary | Feb 2020 (7y) | Less than 5% | |
| Nicholas M Cecere | Director | Chartered Financial Consultant | Nov 2021 (5y) | Less than 5% |
| Johnston, Paul Roberts | Director | Jan 2024 (3y) | Less than 5% | |
| Bousu, Caleb Anthony | Director | Feb 2024 (3y) | Less than 5% | |
| Norgard, Andrew Dylan | Treasurer | Feb 2024 (3y) | Less than 5% | |
| Christopher Wayne Howard | Registered representative | Dec 1999 (27y) | ||
| Kristin Leigh Schumacher | Registered representative | Jan 2001 (26y) | ||
| Heather Jo Thenell | Registered representative | Feb 2001 (25y) | ||
| Janelle Joan Fuhrmann | Registered representative | CFP Chartered Financial Consultant | Mar 2001 (25y) | |
| Eric Erwin Eickhoff | Registered representative | Aug 2001 (25y) | ||
| Terry James Niedfeldt | Registered representative | Aug 2001 (25y) | ||
| Timothy John Mittelstadt | Registered representative | Dec 2001 (25y) | ||
| Alan Keith Hyatt | Registered representative | Jun 2002 (24y) | ||
| Chad Michael Thomley | Registered representative | CFP | Jul 2002 (24y) | |
| Charlotte James Ghazarian | Registered representative | Chartered Financial Consultant | Jul 2002 (24y) | |
| Darcy Michael Brown | Registered representative | Jul 2002 (24y) | ||
| Joan Irene Bartz | Registered representative | Jul 2002 (24y) | ||
| John Waldo Denecke | Registered representative | Chartered Financial Consultant | Jul 2002 (24y) | |
| Keith William Dreger | Registered representative | Jul 2002 (24y) | ||
| Lane Earl Albrecht | Registered representative | Jul 2002 (24y) | ||
| Scott Darrell Barth | Registered representative | Jul 2002 (24y) | ||
| Todd Arthur Trautmann | Registered representative | Jul 2002 (24y) | ||
| Duane Edward Ohland | Registered representative | Jul 2002 (24y) | ||
| Anthony William Valazza | Registered representative | Aug 2002 (24y) | ||
| Boyd Marion Hough | Registered representative | Chartered Financial Consultant | Aug 2002 (24y) | |
| Brian Karl Anderson | Registered representative | Aug 2002 (24y) | ||
| Charles Allen Beatty | Registered representative | Aug 2002 (24y) | ||
| Clark Alan Krueger | Registered representative | Aug 2002 (24y) | ||
| Keith Adam Harvey | Registered representative | CFP | Aug 2002 (24y) | |
| Paul Napolitan Hoyem | Registered representative | Aug 2002 (24y) | ||
| Sherith Lundring Squires | Registered representative | Aug 2002 (24y) | ||
| Donald Gene Knoernschild | Registered representative | Aug 2002 (24y) | ||
| Roger Roy Rachul | Registered representative | CFP Chartered Financial Consultant | Aug 2002 (24y) | |
| Erik Karsten Lundring | Registered representative | Aug 2002 (24y) | ||
| Harold Edward Durbin | Registered representative | CFP Chartered Financial Consultant | Aug 2002 (24y) | |
| Todd Owen Sander | Registered representative | Aug 2002 (24y) | ||
| William Barclay Bohmer | Registered representative | CFP | Aug 2002 (24y) | |
| Peter James Fannin | Registered representative | Aug 2002 (24y) | ||
| Terry Lee Halvorson | Registered representative | Aug 2002 (24y) | ||
| Eric Tim Grasse | Registered representative | Oct 2002 (24y) | ||
| Jesse Alan Kvitek | Registered representative | Oct 2002 (24y) | ||
| Stanley Reinhold Kottke | Registered representative | Oct 2002 (24y) | ||
| Kent Scott Larson | Registered representative | Dec 2002 (24y) | ||
| Joel Scott Hermann | Registered representative | Feb 2003 (23y) | ||
| Craig William Tharp | Registered representative | Mar 2003 (23y) | ||
| Scott Jon Lyftogt | Registered representative | Chartered Financial Consultant | Mar 2003 (23y) | |
| Lance Allen Hamman | Registered representative | Mar 2003 (23y) | ||
| Alan Joseph Metz | Registered representative | Apr 2003 (23y) | ||
| James Richmond Shuttleworth | Registered representative | Apr 2003 (23y) | ||
| Timothy Ray Griesse | Registered representative | Apr 2003 (23y) | ||
| Michael Lee Reimer | Registered representative | Apr 2003 (23y) | ||
| Bruce Alan Kleindienst | Registered representative | Apr 2003 (23y) | ||
| Gaylon Eldon Heetland | Registered representative | Apr 2003 (23y) | ||
| Melissa Len Knippa | Registered representative | Chartered Financial Consultant | Apr 2003 (23y) | |
| Raymond Ambrose Bauer | Registered representative | Chartered Financial Consultant | Apr 2003 (23y) | |
| Stephen John Strand | Registered representative | Chartered Financial Consultant | Apr 2003 (23y) | |
| Corbin Perry Keller | Registered representative | May 2003 (23y) | ||
| Dena Marie Saylor | Registered representative | Jun 2003 (23y) | ||
| John Clark Arons | Registered representative | Jun 2003 (23y) | ||
| Christopher James Schumacher | Registered representative | Jul 2003 (23y) | ||
| David Daniel Meade | Registered representative | Nov 2003 (23y) | ||
| Mark Roger Grill | Registered representative | Nov 2003 (23y) | ||
| Neil Ivan Zeller | Registered representative | Nov 2003 (23y) | ||
| Ryan Lance Eckhardt | Registered representative | Nov 2003 (23y) | ||
| Alfred William Todd | Registered representative | Nov 2003 (23y) | ||
| Corey Michael Cox | Registered representative | CFP | Nov 2003 (23y) | |
| Gregory Richard Jahnke | Registered representative | Nov 2003 (23y) | ||
| Jennifer Meyer Brown | Registered representative | CFP | Nov 2003 (23y) | |
| Kent Nickolas Jensen | Registered representative | Chartered Financial Consultant | Nov 2003 (23y) | |
| Wayne Melvin Peterson | Registered representative | CFP Chartered Financial Consultant | Nov 2003 (23y) | |
| Shawn David Taylor | Registered representative | Nov 2003 (23y) | ||
| Paul Norbert Himmelsbach | Registered representative | Nov 2003 (23y) | ||
| Christopher Ray Danford | Registered representative | Nov 2003 (23y) | ||
| Stephanie Lynn Shields | Registered representative | Nov 2003 (23y) | ||
| Daniel Thomas Dean | Registered representative | Jan 2004 (23y) | ||
| Mark Ryan Hemann | Registered representative | Jan 2004 (23y) | ||
| Mark Thomas Harms | Registered representative | Jan 2004 (23y) | ||
| Ray Lynn Weiss | Registered representative | Jan 2004 (23y) | ||
| Robert Todd Rich | Registered representative | Jan 2004 (23y) | ||
| Michael David Gerken | Registered representative | Jan 2004 (23y) | ||
| Stephen William Kerekes | Registered representative | Jan 2004 (23y) | ||
| Thomas Wayne Mehl | Registered representative | Jan 2004 (23y) | ||
| Karen Lea Jeske | Registered representative | Jan 2004 (23y) | ||
| Terry Michael King | Registered representative | Jan 2004 (23y) | ||
| Tracy D Boorman | Registered representative | Jan 2004 (23y) | ||
| Wayne S Grant | Registered representative | Jan 2004 (23y) | ||
| William John O'doherty | Registered representative | Jan 2004 (23y) | ||
| Eric Dean Brady | Registered representative | Jan 2004 (23y) | ||
| Brian Robert Boyle | Registered representative | Jan 2004 (23y) | ||
| Cynthia Sue Ringer | Registered representative | Jan 2004 (23y) | ||
| Gene Lee Elder | Registered representative | Jan 2004 (23y) | ||
| Jon Allen Theeke | Registered representative | Jan 2004 (23y) | ||
| Joshua Luke Beenders | Registered representative | Jan 2004 (23y) | ||
| Michael Gregory Shackel | Registered representative | Jan 2004 (23y) | ||
| Raymond James Carlisle | Registered representative | Jan 2004 (23y) | ||
| Robert Eugene Bell | Registered representative | Jan 2004 (23y) | ||
| Robert Jeffrey Crane | Registered representative | Jan 2004 (23y) | ||
| Robert Michael Granner | Registered representative | Jan 2004 (23y) | ||
| Samuel Morgan Capps | Registered representative | Jan 2004 (23y) | ||
| Terram Ott Cornelius | Registered representative | Jan 2004 (23y) | ||
| Thomas Roger Kirkpatrick | Registered representative | Jan 2004 (23y) | ||
| William Paul Maar | Registered representative | Jan 2004 (23y) | ||
| Justin Cody Klawitter | Registered representative | Feb 2004 (22y) | ||
| Aric Mitchell Ahlgren | Registered representative | Feb 2004 (22y) | ||
| Bradley Neal Baer | Registered representative | Feb 2004 (22y) | ||
| Bradley Dennis Wuertz | Registered representative | Feb 2004 (22y) | ||
| Willis Edward Wulf | Registered representative | Feb 2004 (22y) | ||
| Cesar Lemus | Registered representative | Feb 2004 (22y) | ||
| Dane Schultz Andersen | Registered representative | Feb 2004 (22y) | ||
| Brian William Brooks | Registered representative | Feb 2004 (22y) | ||
| Arnold Theodore Abel | Registered representative | Feb 2004 (22y) | ||
| Melanie Ann Meyer | Registered representative | Feb 2004 (22y) | ||
| Brandon Charles Goeke | Registered representative | Feb 2004 (22y) | ||
| Ronald Edward Kovac | Registered representative | CFP Chartered Financial Consultant | Mar 2004 (22y) | |
| Anthony Willis Spangler | Registered representative | Mar 2004 (22y) | ||
| Greg Carl Henry Roemer | Registered representative | Mar 2004 (22y) | ||
| Thomas Michael Noon | Registered representative | Mar 2004 (22y) | ||
| Beth Ann Kitson | Registered representative | Mar 2004 (22y) | ||
| Adam Michael Ferne | Registered representative | Mar 2004 (22y) | ||
| Jeffrey Douglas Olson | Registered representative | Mar 2004 (22y) | ||
| Sarah Frances Auernhammer | Registered representative | Apr 2004 (22y) | ||
| Matthew Alan Hug | Registered representative | Apr 2004 (22y) | ||
| Derek Andre Peterson | Registered representative | Apr 2004 (22y) | ||
| John Francis Budin | Registered representative | Apr 2004 (22y) | ||
| Barry Brian Hesse | Registered representative | Apr 2004 (22y) | ||
| Scott Alan Parson | Registered representative | Apr 2004 (22y) | ||
| Barney Ray Loesch | Registered representative | May 2004 (22y) | ||
| Gregory Joseph Sinatra | Registered representative | May 2004 (22y) | ||
| Heidi Caroline Hunter | Registered representative | May 2004 (22y) | ||
| Shawn Patrick Ryan | Registered representative | May 2004 (22y) | ||
| Ronald Ray Ashley | Registered representative | May 2004 (22y) | ||
| Dennis Arthur Barry | Registered representative | May 2004 (22y) | ||
| Kevin William Ruebesam | Registered representative | May 2004 (22y) | ||
| Michael Edwin Plooy | Registered representative | May 2004 (22y) | ||
| Joel Harris Searfoss | Registered representative | May 2004 (22y) | ||
| Jon Brendan Rorem | Registered representative | May 2004 (22y) | ||
| Mark Frederick Kuehn | Registered representative | May 2004 (22y) | ||
| Owen Bruce Tveten | Registered representative | May 2004 (22y) | ||
| Peter D. Krum | Registered representative | May 2004 (22y) | ||
| Shaun Michael Seedhouse | Registered representative | May 2004 (22y) | ||
| Martin Walter Westen | Registered representative | May 2004 (22y) | ||
| Alan Mark Moravec | Registered representative | Jun 2004 (22y) | ||
| Michael Paul Ranieri | Registered representative | Jun 2004 (22y) | ||
| Richard James Madal | Registered representative | Jun 2004 (22y) | ||
| Bryan Matthew Jansen | Registered representative | Jun 2004 (22y) | ||
| Michael William Sell | Registered representative | Jun 2004 (22y) | ||
| Mark Alan Peterson | Registered representative | Jun 2004 (22y) | ||
| Darrel Edwin Uthof | Registered representative | Jun 2004 (22y) | ||
| Lynn Karsten Lundring | Registered representative | Chartered Financial Consultant | Jun 2004 (22y) | |
| Ronald Eric Dodd | Registered representative | Jun 2004 (22y) | ||
| John Mark Gray | Registered representative | Jul 2004 (22y) | ||
| Dustin Andrew Eckhardt | Registered representative | Jul 2004 (22y) | ||
| Robert George Klock | Registered representative | Jul 2004 (22y) | ||
| Neal Lawrence Meseck | Registered representative | Jul 2004 (22y) | ||
| Benjamin David Borchardt | Registered representative | Aug 2004 (22y) | ||
| Michael Jon Niedfeldt | Registered representative | Aug 2004 (22y) | ||
| John Anton Ungerman | Registered representative | Chartered Financial Consultant | Aug 2004 (22y) | |
| Jerry Curtis Reimer | Registered representative | Aug 2004 (22y) | ||
| Kevin Eugene Meiners | Registered representative | Aug 2004 (22y) | ||
| William Daniel Metheny | Registered representative | Aug 2004 (22y) | ||
| Robert Charles Alspaugh | Registered representative | Aug 2004 (22y) | ||
| Carol Ann Hack | Registered representative | Aug 2004 (22y) | ||
| Ryan Keith Aschenbeck | Registered representative | Aug 2004 (22y) | ||
| Jamie Allen Heise | Registered representative | Aug 2004 (22y) | ||
| James Dean Wright | Registered representative | Sep 2004 (22y) | ||
| Timothy Dean Veldstra | Registered representative | Sep 2004 (22y) | ||
| Steven Wayne Asche | Registered representative | Sep 2004 (22y) | ||
| Daniel Martin Klug | Registered representative | Sep 2004 (22y) | ||
| Brandon Keith Sparks | Registered representative | Sep 2004 (22y) | ||
| Joel Adam Brieske | Registered representative | Sep 2004 (22y) | ||
| Matthew J Patterson | Registered representative | Sep 2004 (22y) | ||
| Nathan Ernest Smith | Registered representative | Sep 2004 (22y) | ||
| Theodore Hunter Ennis | Registered representative | Oct 2004 (22y) | ||
| Arne Paul Fremstad | Registered representative | Oct 2004 (22y) | ||
| Donald Ray Miller | Registered representative | Oct 2004 (22y) | ||
| Richard Eugene Eckhardt | Registered representative | Oct 2004 (22y) | ||
| Jennifer Ruth Kreeb | Registered representative | Nov 2004 (22y) | ||
| Matthew Merritt Gigstad | Registered representative | Nov 2004 (22y) | ||
| Christopher Wayne Benson | Registered representative | Nov 2004 (22y) | ||
| Michael David Glantz | Registered representative | Nov 2004 (22y) | ||
| Timothy Charles Lukasek | Registered representative | Nov 2004 (22y) | ||
| Robert Gordon Meaux | Registered representative | Dec 2004 (22y) | ||
| David Michael Passehl | Registered representative | Dec 2004 (22y) | ||
| Jason Ashley Hanuszczak | Registered representative | Dec 2004 (22y) | ||
| Jonathan Edward Born | Registered representative | Dec 2004 (22y) | ||
| Robert Roy Eyer | Registered representative | Dec 2004 (22y) | ||
| Keith Thomas Wood | Registered representative | Dec 2004 (22y) | ||
| Alex Boyd Linder | Registered representative | Dec 2004 (22y) | ||
| Christina M Kuhn | Registered representative | Dec 2004 (22y) | ||
| Gregory Thomas Powers | Registered representative | Dec 2004 (22y) | ||
| James Byron Smith | Registered representative | Jan 2005 (22y) | ||
| Bryan Edward Preuss | Registered representative | Jan 2005 (22y) | ||
| Jeffrey Christopher Beeh | Registered representative | Jan 2005 (22y) | ||
| Michael Patrick Gallagher | Registered representative | Jan 2005 (22y) | ||
| Brent Dwane Stewart | Registered representative | Jan 2005 (22y) | ||
| Lee Thornton Christianson | Registered representative | Jan 2005 (22y) | ||
| Boone Franklin Jackson | Registered representative | Jan 2005 (22y) | ||
| Michael Ray Williams | Registered representative | Jan 2005 (22y) | ||
| Sari Tollefson Keim | Registered representative | Jan 2005 (22y) | ||
| Mary Elizabeth Bellizzi | Registered representative | Jan 2005 (22y) | ||
| Matthew Arnold Collier | Registered representative | Feb 2005 (22y) | ||
| Russell John Baccaglini | Registered representative | Feb 2005 (22y) | ||
| Troy Fredric Keesling | Registered representative | Feb 2005 (22y) | ||
| Joseph Francis Miscia | Registered representative | Feb 2005 (21y) | ||
| Harry Michael Robinson | Registered representative | Feb 2005 (21y) | ||
| Myron Dean Schelp | Registered representative | Feb 2005 (21y) | ||
| Richard Gerhardt Steinbrueck | Registered representative | CFP | Feb 2005 (21y) | |
| Steven Matthew Clasen | Registered representative | Feb 2005 (21y) | ||
| John William Estes | Registered representative | Chartered Financial Consultant | Feb 2005 (21y) | |
| Michael Douglas Fitzgerald | Registered representative | Mar 2005 (21y) | ||
| Gregory Scott Bushman | Registered representative | Mar 2005 (21y) | ||
| Geoff Thomas Delahanty | Registered representative | Mar 2005 (21y) | ||
| John Donald Kochel | Registered representative | Mar 2005 (21y) | ||
| Paul Stuart Matheson | Registered representative | Mar 2005 (21y) | ||
| Scott Lee Schaefer | Registered representative | Apr 2005 (21y) | ||
| David Thomas Saviage | Registered representative | Apr 2005 (21y) | ||
| David Gary Saul | Registered representative | Apr 2005 (21y) | ||
| George Lee Andrews | Registered representative | Apr 2005 (21y) | ||
| Erich Lars Olson | Registered representative | Apr 2005 (21y) | ||
| Cindy Louise Hoffman | Registered representative | Apr 2005 (21y) | ||
| Jeffrey Clark Kolzow | Registered representative | Apr 2005 (21y) | ||
| Bart Thomas Malcomson | Registered representative | Apr 2005 (21y) | ||
| Daniel Ray Johnson | Registered representative | May 2005 (21y) | ||
| Daryl Duane Osmus | Registered representative | May 2005 (21y) | ||
| Holly Lynette Mathiesen | Registered representative | May 2005 (21y) | ||
| Catherine Ann Grambow | Registered representative | May 2005 (21y) | ||
| Delane Wayne Sayler | Registered representative | Jun 2005 (21y) | ||
| Catherine Elizabeth Schneider Fullerton | Registered representative | Jul 2005 (21y) | ||
| Mark Edward Reedy | Registered representative | Jul 2005 (21y) | ||
| Joshua Alan Newhouse | Registered representative | Jul 2005 (21y) | ||
| David Duane Hovden | Registered representative | Jul 2005 (21y) | ||
| Joshua Burke Langholz | Registered representative | Jul 2005 (21y) | ||
| Eric Lee Beaderstadt | Registered representative | Jul 2005 (21y) | ||
| Bryan Keith Staff | Registered representative | Aug 2005 (21y) | ||
| Everette Walton Morgan | Registered representative | Aug 2005 (21y) | ||
| Stephanie Lynn Mccarty | Registered representative | Aug 2005 (21y) | ||
| Jordan Jay Baker | Registered representative | Aug 2005 (21y) | ||
| Donald Roy Goldsmith | Registered representative | Sep 2005 (21y) | ||
| Anthony Andrew Bianchi | Registered representative | Sep 2005 (21y) | ||
| Philip Lee Maass | Registered representative | Sep 2005 (21y) | ||
| David Jon Lund | Registered representative | Sep 2005 (21y) | ||
| Michael James Mcgee | Registered representative | Sep 2005 (21y) | ||
| Karl Harold Miller | Registered representative | Sep 2005 (21y) | ||
| Steven James Becker | Registered representative | Sep 2005 (21y) | ||
| Jonathan Michael Edmonds | Registered representative | Nov 2005 (21y) | ||
| Gary Graden Keesling | Registered representative | Nov 2005 (21y) | ||
| Timothy Andrew Zitter | Registered representative | Nov 2005 (21y) | ||
| Jonathan Edward Doering | Registered representative | Nov 2005 (21y) | ||
| John Charles Roesinger | Registered representative | Nov 2005 (21y) | ||
| Joshua David Post | Registered representative | Nov 2005 (21y) | ||
| Michael Kurt Meyer | Registered representative | Dec 2005 (21y) | ||
| Terry Jason Powers | Registered representative | Dec 2005 (21y) | ||
| Charles Ray Lodriguss | Registered representative | Dec 2005 (21y) | ||
| Kevin Lee Jensen | Registered representative | Dec 2005 (21y) | ||
| Robert Carl Hintz | Registered representative | Dec 2005 (21y) | ||
| Benjamin John Hale | Registered representative | Jan 2006 (21y) | ||
| Torie James Yoder | Registered representative | Jan 2006 (21y) | ||
| Adam Donald Weeman | Registered representative | Jan 2006 (21y) | ||
| John Alan Priesmeyer | Registered representative | Jan 2006 (21y) | ||
| Donald Frank Oleson | Registered representative | Jan 2006 (21y) | ||
| Susan E Lovejoy | Registered representative | Jan 2006 (21y) | ||
| Brad Douglas Brady | Registered representative | Jan 2006 (21y) | ||
| Brook Allen Williams | Registered representative | Jan 2006 (21y) | ||
| Jeffrey Dean Schuchard | Registered representative | Feb 2006 (20y) | ||
| Michael Ray Stensland | Registered representative | Feb 2006 (20y) | ||
| Terry Bryan Glendenning | Registered representative | Feb 2006 (20y) | ||
| Dean Alan Hull | Registered representative | Feb 2006 (20y) | ||
| Michael Paul Schuller | Registered representative | Mar 2006 (20y) | ||
| Cathleen Knippa Wenger | Registered representative | Mar 2006 (20y) | ||
| Mark Edward Beckman | Registered representative | Mar 2006 (20y) | ||
| Amanda Lynn Green | Registered representative | Apr 2006 (20y) | ||
| John Norman Mickelsen | Registered representative | Apr 2006 (20y) | ||
| John Matthew Halweg | Registered representative | Apr 2006 (20y) | ||
| Mary Lou Marshall | Registered representative | Apr 2006 (20y) | ||
| Jeffrey John Kohls | Registered representative | Apr 2006 (20y) | ||
| Jeremy Patrick Strand | Registered representative | Apr 2006 (20y) | ||
| Cody Keith Floeter | Registered representative | May 2006 (20y) | ||
| David Henry Steubing | Registered representative | May 2006 (20y) | ||
| David Michael Eickman | Registered representative | May 2006 (20y) | ||
| Steven John Nichols | Registered representative | May 2006 (20y) | ||
| Judy Mae Ashley | Registered representative | Jun 2006 (20y) | ||
| Jeffrey Alan Olinger | Registered representative | Jun 2006 (20y) | ||
| Jason Ryan Carrier | Registered representative | Jun 2006 (20y) | ||
| Benjamin Richard Koehlinger | Registered representative | Jun 2006 (20y) | ||
| Derek Michael Dierks | Registered representative | Jun 2006 (20y) | ||
| Sherryl Rae Adair | Registered representative | Jun 2006 (20y) | ||
| Timothy Robert Blandford | Registered representative | Jun 2006 (20y) | ||
| Mark Curtis Gottschalk | Registered representative | Jun 2006 (20y) | ||
| David Paul Bronstad | Registered representative | Jul 2006 (20y) | ||
| Mark Andrew Hammes | Registered representative | Jul 2006 (20y) | ||
| John Edward Kiblin | Registered representative | Jul 2006 (20y) | ||
| Elizabeth Ann Swann | Registered representative | Jul 2006 (20y) | ||
| Timothy John Bracy | Registered representative | Jul 2006 (20y) | ||
| Christopher Michael Nurvic | Registered representative | Jul 2006 (20y) | ||
| Kevin Dean Humphreys | Registered representative | Jul 2006 (20y) | ||
| Bridgit Diane Holly | Registered representative | Chartered Financial Consultant | Jul 2006 (20y) | |
| Craig Eugene Satterfeal | Registered representative | Jul 2006 (20y) | ||
| Mark William Jackson | Registered representative | Jul 2006 (20y) | ||
| Susan Musser Minch | Registered representative | Jul 2006 (20y) | ||
| Timothy Charles Regan | Registered representative | Jul 2006 (20y) | ||
| Kelly Jane Goldsmith | Registered representative | Jul 2006 (20y) | ||
| Travis Wade Breitling | Registered representative | Jul 2006 (20y) | ||
| Christian Frank Holgard | Registered representative | Jul 2006 (20y) | ||
| Chad Allen Durgin | Registered representative | Jul 2006 (20y) | ||
| Gregory Scott Mengel | Registered representative | Jul 2006 (20y) | ||
| Michael Robert Heidtbrink | Registered representative | Jul 2006 (20y) | ||
| Alan Ives Caulkins | Registered representative | Aug 2006 (20y) | ||
| Constance Carol Waisanen | Registered representative | Aug 2006 (20y) | ||
| Eric William Bilger | Registered representative | Aug 2006 (20y) | ||
| Larry Edward Poch | Registered representative | Aug 2006 (20y) | ||
| Robert Charles Morgenthaler | Registered representative | Aug 2006 (20y) | ||
| Derek Anthony Cipiti | Registered representative | Aug 2006 (20y) | ||
| Timothy Lynn Campbell | Registered representative | CFP | Aug 2006 (20y) | |
| Thomas James Ribbeck | Registered representative | Sep 2006 (20y) | ||
| Brian Patrick Getchius | Registered representative | Sep 2006 (20y) | ||
| Timothy Michael Gerler | Registered representative | Sep 2006 (20y) | ||
| Dwayne Charles Kesting | Registered representative | Sep 2006 (20y) | ||
| Preston Grant Schmidt | Registered representative | Sep 2006 (20y) | ||
| Kenneth Joseph Arendt | Registered representative | Sep 2006 (20y) | ||
| Jaime Scott Stantz | Registered representative | Sep 2006 (20y) | ||
| Karen Carpenter Hough | Registered representative | Oct 2006 (20y) | ||
| Steven Darrell Mielke | Registered representative | Nov 2006 (20y) | ||
| Brent Michael Bartell | Registered representative | Nov 2006 (20y) | ||
| Carl Mitchell Mesecher | Registered representative | Nov 2006 (20y) | ||
| Steven David Esala | Registered representative | Dec 2006 (20y) | ||
| Timothy Michael Rennicke | Registered representative | CFP | Dec 2006 (20y) | |
| Janet Lee Smith | Registered representative | Dec 2006 (20y) | ||
| Kari Ann Kibby | Registered representative | Dec 2006 (20y) | ||
| Phillip Joel Ristvedt | Registered representative | Dec 2006 (20y) | ||
| Tina Marie Barthlow | Registered representative | Dec 2006 (20y) | ||
| Calvin Mark Sievers | Registered representative | Dec 2006 (20y) | ||
| Adam Thomas Schinke | Registered representative | Dec 2006 (20y) | ||
| Raymond Michael Bickner | Registered representative | Jan 2007 (20y) | ||
| Agnes Ann Schoch | Registered representative | Jan 2007 (20y) | ||
| Bret William Wims | Registered representative | Jan 2007 (20y) | ||
| Jeffrey Earle Solomonson | Registered representative | Jan 2007 (20y) | ||
| Scott Allen Morris | Registered representative | Jan 2007 (20y) | ||
| Shawn Eric Steffens | Registered representative | Feb 2007 (20y) | ||
| Tara Cheri Sibrian | Registered representative | Feb 2007 (19y) | ||
| Robert Scott Curtis | Registered representative | Feb 2007 (19y) | ||
| Kevin Gene Knoernschild | Registered representative | Feb 2007 (19y) | ||
| Jacob Andrew Wright | Registered representative | Mar 2007 (19y) | ||
| David John Buss | Registered representative | Mar 2007 (19y) | ||
| Casey Robert Walker | Registered representative | Mar 2007 (19y) | ||
| John Charles Andrea | Registered representative | Mar 2007 (19y) | ||
| Dwight A Hoeck | Registered representative | Mar 2007 (19y) | ||
| Richard John Hopkins | Registered representative | Apr 2007 (19y) | ||
| William Dennis Wedde | Registered representative | Apr 2007 (19y) | ||
| Mark Noble Wilkins | Registered representative | Apr 2007 (19y) | ||
| Christen Michelle Krueger | Registered representative | May 2007 (19y) | ||
| Matthew C Molstre | Registered representative | May 2007 (19y) | ||
| Max Joseph Sesing | Registered representative | May 2007 (19y) | ||
| Harold Thomas Leonard | Registered representative | May 2007 (19y) | ||
| Kathlene Elizabeth Garber | Registered representative | May 2007 (19y) | ||
| Joel Albert Albers | Registered representative | May 2007 (19y) | ||
| Bruce Eugene Paulsrud | Registered representative | May 2007 (19y) | ||
| Jeffrey M Hatlevig | Registered representative | Jun 2007 (19y) | ||
| Pamela Lynn Miscia | Registered representative | Jun 2007 (19y) | ||
| Lucas James Westby | Registered representative | Jun 2007 (19y) | ||
| Ronald Eugene Brieske | Registered representative | Jun 2007 (19y) | ||
| Soren Erik Lancaster | Registered representative | Jun 2007 (19y) | ||
| Mark Kenneth Baccaglini | Registered representative | Jun 2007 (19y) | ||
| Paul Allen Lekar | Registered representative | Jun 2007 (19y) | ||
| Brian Carl Ginter | Registered representative | Jul 2007 (19y) | ||
| Jeffery Earl Tveit | Registered representative | Jul 2007 (19y) | ||
| Robert Harry Walczuk | Registered representative | Jul 2007 (19y) | ||
| Andrea Sue Dodd | Registered representative | Aug 2007 (19y) | ||
| Marcia Annette Gobrogge | Registered representative | Aug 2007 (19y) | ||
| Chelsya N Knorenschild | Registered representative | Aug 2007 (19y) | ||
| Bryan Cordell Vinz | Registered representative | Aug 2007 (19y) | ||
| Kelly Lynn Perry | Registered representative | Aug 2007 (19y) | ||
| Christopher Todd Kraft | Registered representative | Aug 2007 (19y) | ||
| Gregory Lee Bickle | Registered representative | Aug 2007 (19y) | ||
| Elwyn Frederick Kempfert | Registered representative | Sep 2007 (19y) | ||
| Michael Jay Truesdell | Registered representative | Oct 2007 (19y) | ||
| Cory Alan Lienemann | Registered representative | Oct 2007 (19y) | ||
| Mark Donald Gronert | Registered representative | Oct 2007 (19y) | ||
| Michael Jack Lauckner | Registered representative | Oct 2007 (19y) | ||
| Ronald Dean Gullett | Registered representative | Oct 2007 (19y) | ||
| Brian Robert Stray | Registered representative | Oct 2007 (19y) | ||
| Matthew Taylor Sell | Registered representative | Oct 2007 (19y) | ||
| David Michael Petz | Registered representative | Oct 2007 (19y) | ||
| Tom Matthew Triolo | Registered representative | Nov 2007 (19y) | ||
| Ryan Mark Paape | Registered representative | Nov 2007 (19y) | ||
| Diane Irene Stewart | Registered representative | Nov 2007 (19y) | ||
| Matthew Jon Klandrud | Registered representative | Nov 2007 (19y) | ||
| Nathan Joel Mahnke | Registered representative | Nov 2007 (19y) | ||
| Darrell Marc Butler | Registered representative | Dec 2007 (19y) | ||
| Allan James Davies | Registered representative | Dec 2007 (19y) | ||
| Jennifer Alicia Warner | Registered representative | Dec 2007 (19y) | ||
| Kathleen Estelle North | Registered representative | Dec 2007 (19y) | ||
| Jeffrey Alan Losh | Registered representative | Dec 2007 (19y) | ||
| Russell Laverne Lapoint | Registered representative | Dec 2007 (19y) | ||
| Andrew Paul Flanscha | Registered representative | Dec 2007 (19y) | ||
| Matthew Walker Townley | Registered representative | Dec 2007 (19y) | ||
| Troy Howard Hanes | Registered representative | Dec 2007 (19y) | ||
| David Clair Crandall | Registered representative | Dec 2007 (19y) | ||
| Kelly Lynn Brickner | Registered representative | Dec 2007 (19y) | ||
| Victor Theron Hildebrand | Registered representative | Dec 2007 (19y) | ||
| Paul Luther Kwiecien | Registered representative | Jan 2008 (19y) | ||
| Jeffrey Richard Ritter | Registered representative | Jan 2008 (19y) | ||
| Paul David Bartolazzi | Registered representative | Jan 2008 (19y) | ||
| Paul William Meier | Registered representative | Feb 2008 (18y) | ||
| Lindsey Rose Matro | Registered representative | Feb 2008 (18y) | ||
| James Luther Culp | Registered representative | Feb 2008 (18y) | ||
| Charles Herman Leiser | Registered representative | Feb 2008 (18y) | ||
| Sarah Jennine Hoffman | Registered representative | Mar 2008 (18y) | ||
| Christopher Carl Wieting | Registered representative | Mar 2008 (18y) | ||
| Mary Jo Franks Boswell | Registered representative | Mar 2008 (18y) | ||
| David Allan Ritter | Registered representative | Mar 2008 (18y) | ||
| Karl James Dorr | Registered representative | Mar 2008 (18y) | ||
| Melanie Pulver Hendrix | Registered representative | Mar 2008 (18y) | ||
| Andrew Benjamin Mortenson | Registered representative | Mar 2008 (18y) | ||
| David Arthur Herman | Registered representative | Mar 2008 (18y) | ||
| Tammy Lee Miller | Registered representative | Mar 2008 (18y) | ||
| Andrew Jeffrey Ryan | Registered representative | Apr 2008 (18y) | ||
| Luke Timothy Cattau | Registered representative | Apr 2008 (18y) | ||
| Karen Lynn Suttman | Registered representative | Apr 2008 (18y) | ||
| Jared David Loughrin | Registered representative | Apr 2008 (18y) | ||
| Jamie Marie Hanuszczak | Registered representative | Apr 2008 (18y) | ||
| Richard Ludwig North | Registered representative | Apr 2008 (18y) | ||
| Richard William Rubeo | Registered representative | Apr 2008 (18y) | ||
| John Daniel Spadafora | Registered representative | Apr 2008 (18y) | ||
| James Robert Thayer | Registered representative | Apr 2008 (18y) | ||
| Venus Celia Wilson | Registered representative | May 2008 (18y) | ||
| Andrew David Freiberg | Registered representative | May 2008 (18y) | ||
| John William Drafall | Registered representative | May 2008 (18y) | ||
| Christopher Robert Fenimore | Registered representative | May 2008 (18y) | ||
| Kelly Marie Jones | Registered representative | May 2008 (18y) | ||
| David Nathanael Granner | Registered representative | CFP | May 2008 (18y) | |
| Steven Carl Hendry | Registered representative | May 2008 (18y) | ||
| Tyler Sigismund Wanke | Registered representative | May 2008 (18y) | ||
| Matthew Ryan Huether | Registered representative | Jun 2008 (18y) | ||
| Adam Richard Hess | Registered representative | Jun 2008 (18y) | ||
| David James Henry | Registered representative | Jun 2008 (18y) | ||
| John Rossetter Leavitt | Registered representative | Jun 2008 (18y) | ||
| William Edwin Lagrange | Registered representative | Jun 2008 (18y) | ||
| Jason Douglas Reichert | Registered representative | Jun 2008 (18y) | ||
| Robin Marie Welch | Registered representative | Jun 2008 (18y) | ||
| Terry Luca Hokaj | Registered representative | Jul 2008 (18y) | ||
| Wade Allen Johnson | Registered representative | Jul 2008 (18y) | ||
| Ottis Henry Smith | Registered representative | Jul 2008 (18y) | ||
| David Leslie Edwards | Registered representative | Jul 2008 (18y) | ||
| Carol Ann Duggan | Registered representative | Jul 2008 (18y) | ||
| Derek Devern Sargent | Registered representative | Jul 2008 (18y) | ||
| James Walter Feret | Registered representative | Aug 2008 (18y) | ||
| Deanna Irene Edwards | Registered representative | Aug 2008 (18y) | ||
| Peggy Ann Vandyke | Registered representative | Aug 2008 (18y) | ||
| Raeann Kusch | Registered representative | Aug 2008 (18y) | ||
| Gerald Scott Poore | Registered representative | Sep 2008 (18y) | ||
| Steven James Stoller | Registered representative | Sep 2008 (18y) | ||
| Daniel Thomas Newton | Registered representative | Sep 2008 (18y) | ||
| Keith Alan Mensendiek | Registered representative | Sep 2008 (18y) | ||
| Robert Drew Woodburn | Registered representative | Sep 2008 (18y) | ||
| Benjamin Michael Carr | Registered representative | Sep 2008 (18y) | ||
| Kyle William Nowadnick | Registered representative | Oct 2008 (18y) | ||
| Marc Douglas Kerscher | Registered representative | Oct 2008 (18y) | ||
| John Frederick Messerschmidt | Registered representative | Oct 2008 (18y) | ||
| Philip Henry Oestreich | Registered representative | Oct 2008 (18y) | ||
| Timothy Mark Pederson | Registered representative | Nov 2008 (18y) | ||
| William Richard Fecht | Registered representative | Nov 2008 (18y) | ||
| Ryan Keith Spleet | Registered representative | Nov 2008 (18y) | ||
| Shawn Aaron Blobaum | Registered representative | Nov 2008 (18y) | ||
| Colin Bell | Registered representative | Nov 2008 (18y) | ||
| Sarah Willey Groleau | Registered representative | Nov 2008 (18y) | ||
| Arika Viktoria Johnson | Registered representative | Dec 2008 (18y) | ||
| Deborah Rindfleisch Dunne | Registered representative | Dec 2008 (18y) | ||
| Kevin Ray Nelson | Registered representative | Dec 2008 (18y) | ||
| Samuel Padge Lyons | Registered representative | Dec 2008 (18y) | ||
| Mark David Larson | Registered representative | Dec 2008 (18y) | ||
| John Robert Pinkley | Registered representative | Dec 2008 (18y) | ||
| Adam Joseph Brinkman | Registered representative | Jan 2009 (18y) | ||
| Keith Daniel Berman | Registered representative | Jan 2009 (18y) | ||
| Manuel Louis Soliz | Registered representative | Jan 2009 (18y) | ||
| Clarice Helana Schmidt | Registered representative | Feb 2009 (17y) | ||
| Joel Alphonse Johnson | Registered representative | Feb 2009 (17y) | ||
| Troy John Robie | Registered representative | Feb 2009 (17y) | ||
| James Clark Ebben | Registered representative | Feb 2009 (17y) | ||
| Robert Casey Klein | Registered representative | Mar 2009 (17y) | ||
| Kristina Marie Clark | Registered representative | Chartered Financial Consultant | Mar 2009 (17y) | |
| Leslie Sue Fitzgerald | Registered representative | Mar 2009 (17y) | ||
| Katheryn Drexel Higgins | Registered representative | Mar 2009 (17y) | ||
| Jeremy Bret Moe | Registered representative | Apr 2009 (17y) | ||
| Stacey Elane Marz | Registered representative | Apr 2009 (17y) | ||
| Kathryn Louise Smith | Registered representative | Apr 2009 (17y) | ||
| James Ira Pace | Registered representative | Apr 2009 (17y) | ||
| Willis Edwin Uhlich | Registered representative | Apr 2009 (17y) | ||
| Michael Jesse Clifford | Registered representative | May 2009 (17y) | ||
| Nancy J Tellez | Registered representative | May 2009 (17y) | ||
| Aaron Klye Lanteigne | Registered representative | May 2009 (17y) | ||
| Jacob Brian Wedekind | Registered representative | Jun 2009 (17y) | ||
| Timothy Lynn Saeger | Registered representative | Jun 2009 (17y) | ||
| Stuart Thomas Langager | Registered representative | Jun 2009 (17y) | ||
| Kris Daniel Pahl | Registered representative | Jun 2009 (17y) | ||
| Debra Lynne Jans | Registered representative | Aug 2009 (17y) | ||
| Christopher George Bergst | Registered representative | Aug 2009 (17y) | ||
| Robert Carl Sunbury | Registered representative | Aug 2009 (17y) | ||
| Jordan Kent Austin | Registered representative | Aug 2009 (17y) | ||
| Timothy Donald Sieja | Registered representative | Aug 2009 (17y) | ||
| Luke Ryan Ficken | Registered representative | Sep 2009 (17y) | ||
| Christopher William Janssen | Registered representative | Sep 2009 (17y) | ||
| Andrew Brent Bolin | Registered representative | Sep 2009 (17y) | ||
| David M Carter | Registered representative | Oct 2009 (17y) | ||
| Brenda Jeanette Guzman | Registered representative | Oct 2009 (17y) | ||
| Cathi Ann Wallace | Registered representative | Dec 2009 (17y) | ||
| Joshua Ruben Meier | Registered representative | Dec 2009 (17y) | ||
| Carol Ann Passig | Registered representative | Jan 2010 (17y) | ||
| Mark Ronald Mueller | Registered representative | Jan 2010 (17y) | ||
| Matthew Mark Heller | Registered representative | Jan 2010 (17y) | ||
| Thomas Allen Brooke | Registered representative | Jan 2010 (17y) | ||
| Ryan Patrick Vandeloo | Registered representative | Jan 2010 (17y) | ||
| David Joseph Zastawny | Registered representative | Feb 2010 (16y) | ||
| Philip Brian Novicki | Registered representative | Feb 2010 (16y) | ||
| Matthew Lynn Oleson | Registered representative | Mar 2010 (16y) | ||
| Victoria Helen Thorpe | Registered representative | Mar 2010 (16y) | ||
| Caron Amy Whitlach | Registered representative | Mar 2010 (16y) | ||
| John Laurin Thurlow | Registered representative | Mar 2010 (16y) | ||
| Derek Scott Knoernschild | Registered representative | Mar 2010 (16y) | ||
| Colby Todd Bolick | Registered representative | Apr 2010 (16y) | ||
| David Darwin Collins | Registered representative | Apr 2010 (16y) | ||
| Scot Matthew Fay | Registered representative | CFP | Apr 2010 (16y) | |
| Carmen M Haag | Registered representative | Apr 2010 (16y) | ||
| Molly Ann Berner | Registered representative | Apr 2010 (16y) | ||
| Brian Michael Vanhevel | Registered representative | CFP | Apr 2010 (16y) | |
| Daniel Lee Nickodemus | Registered representative | CFP | Apr 2010 (16y) | |
| David Michael Friebe | Registered representative | Apr 2010 (16y) | ||
| Jason Michael Anderson | Registered representative | Apr 2010 (16y) | ||
| Deborah Kaplan Beck | Registered representative | Apr 2010 (16y) | ||
| Stephen Douglas Schocke | Registered representative | Apr 2010 (16y) | ||
| Peter Richard Manke | Registered representative | May 2010 (16y) | ||
| Natalie Alicia Kratzer | Registered representative | May 2010 (16y) | ||
| Bradley Edward Scott | Registered representative | Jun 2010 (16y) | ||
| David Lee Hraby | Registered representative | Jun 2010 (16y) | ||
| Brenda Lee Hamer | Registered representative | Jun 2010 (16y) | ||
| Steven Josef Gundersen | Registered representative | Jun 2010 (16y) | ||
| Jonathan David Graf | Registered representative | Jul 2010 (16y) | ||
| Pamela Markle Hansen | Registered representative | Jul 2010 (16y) | ||
| Roger Frederick Deterding | Registered representative | Jul 2010 (16y) | ||
| Sheri Leigh Swackhamer | Registered representative | Jul 2010 (16y) | ||
| Pamela Jo Schott | Registered representative | Jul 2010 (16y) | ||
| Andrew Michael Zietz | Registered representative | Aug 2010 (16y) | ||
| Craig Timothy Dozark | Registered representative | Aug 2010 (16y) | ||
| Daniel John Dickhudt | Registered representative | Aug 2010 (16y) | ||
| David Alan Missal | Registered representative | Aug 2010 (16y) | ||
| Eric Martin Baarck | Registered representative | Aug 2010 (16y) | ||
| Jay Philip Kempf | Registered representative | Aug 2010 (16y) | ||
| Katrina Lynn Kaschinske | Registered representative | Aug 2010 (16y) | ||
| Kent Luther Johnson | Registered representative | Aug 2010 (16y) | ||
| Marci Lynn Bentz | Registered representative | Aug 2010 (16y) | ||
| Mark William Gugel | Registered representative | Aug 2010 (16y) | ||
| Martin William Hessler | Registered representative | Aug 2010 (16y) | ||
| Keith Herbert Stechmesser | Registered representative | Aug 2010 (16y) | ||
| Brian Ken Pahnke | Registered representative | Sep 2010 (16y) | ||
| Nathanael Stephen Ott | Registered representative | Sep 2010 (16y) | ||
| Shelby Denise Butler | Registered representative | Sep 2010 (16y) | ||
| Jon Bunde Skov | Registered representative | Sep 2010 (16y) | ||
| Todd Russell Braaksma | Registered representative | Sep 2010 (16y) | ||
| Thomas Kevin Kyle | Registered representative | Sep 2010 (16y) | ||
| Alison Rae Lecloux | Registered representative | Sep 2010 (16y) | ||
| Keith Duncan Payden | Registered representative | Sep 2010 (16y) | ||
| William Pinkney Leach | Registered representative | Oct 2010 (16y) | ||
| Christopher Allan Pugh | Registered representative | Nov 2010 (16y) | ||
| Christine S Messerschmidt | Registered representative | Nov 2010 (16y) | ||
| Bruce Alan Schmitt | Registered representative | Dec 2010 (16y) | ||
| Jeffrey Charles Arnett | Registered representative | Jan 2011 (16y) | ||
| Paul James Gigot | Registered representative | Jan 2011 (16y) | ||
| Zachary Shae Kibby | Registered representative | Jan 2011 (16y) | ||
| Julia Elaine Weston | Registered representative | Jan 2011 (16y) | ||
| Lisa Marie Hartel | Registered representative | Jan 2011 (16y) | ||
| Todd Michael Schaffer | Registered representative | Jan 2011 (16y) | ||
| Gary Alan Samuelson | Registered representative | Feb 2011 (15y) | ||
| Cameron G Gilchrist | Registered representative | Feb 2011 (15y) | ||
| Alan Dean Nickerson | Registered representative | Mar 2011 (15y) | ||
| Christopher David Mallow | Registered representative | Mar 2011 (15y) | ||
| Stephen Manley Chase | Registered representative | Mar 2011 (15y) | ||
| Matthew Nicholas Witkowski | Registered representative | Apr 2011 (15y) | ||
| Jason Lee Moehring | Registered representative | CFP | Apr 2011 (15y) | |
| Nicolas Jason Mcnabb | Registered representative | Apr 2011 (15y) | ||
| Michelle Lynn Walker | Registered representative | May 2011 (15y) | ||
| Jonathan Lee Munson | Registered representative | May 2011 (15y) | ||
| Megan Kelly Hansen | Registered representative | Jun 2011 (15y) | ||
| Daniel Scott Kluis | Registered representative | Jun 2011 (15y) | ||
| Mark Daniel Lachmann | Registered representative | Jun 2011 (15y) | ||
| Lance Richard Thompson | Registered representative | Jun 2011 (15y) | ||
| Daniel John Fritzler | Registered representative | Jul 2011 (15y) | ||
| Myles Justin Huether | Registered representative | Jul 2011 (15y) | ||
| Stephen Paul Miller | Registered representative | Jul 2011 (15y) | ||
| Robert Alan Brunner | Registered representative | Jul 2011 (15y) | ||
| Timothy Paul Richmond | Registered representative | Jul 2011 (15y) | ||
| Jill Janine Olsen | Registered representative | Aug 2011 (15y) | ||
| Jonah Warren Besch | Registered representative | Aug 2011 (15y) | ||
| Cole William Steinke | Registered representative | Aug 2011 (15y) | ||
| Robert James Briones | Registered representative | Sep 2011 (15y) | ||
| Robert Lawson | Registered representative | Oct 2011 (15y) | ||
| Jason Christopher Henke | Registered representative | Oct 2011 (15y) | ||
| Chase Carlton Canning | Registered representative | Oct 2011 (15y) | ||
| Jeff James Costello | Registered representative | Nov 2011 (15y) | ||
| Matthew Craig Sandberg | Registered representative | Nov 2011 (15y) | ||
| Kelly David Fellows | Registered representative | Nov 2011 (15y) | ||
| Jason Michael Schoppenhorst | Registered representative | Dec 2011 (15y) | ||
| Ross Christopher Rinkinen | Registered representative | Dec 2011 (15y) | ||
| Tracy Elizabeth Berglund | Registered representative | Dec 2011 (15y) | ||
| Benjamin Edward Wagner | Registered representative | Dec 2011 (15y) | ||
| Ryan Matthew Jones | Registered representative | Dec 2011 (15y) | ||
| Andrew Thomas Brandt | Registered representative | Jan 2012 (15y) | ||
| Brian Donald Eichhorn | Registered representative | Jan 2012 (15y) | ||
| Sharon Dale Koester | Registered representative | Jan 2012 (15y) | ||
| Craig Allen Smaagaard | Registered representative | Jan 2012 (15y) | ||
| Daniel Jay Fuehrmeyer | Registered representative | Feb 2012 (14y) | ||
| David Lee Wegenke | Registered representative | Feb 2012 (14y) | ||
| Scott Alan Reffett | Registered representative | Feb 2012 (14y) | ||
| Loren Scott Hansen | Registered representative | Feb 2012 (14y) | ||
| Carmen Marie Buss | Registered representative | Feb 2012 (14y) | ||
| Carlos Travieso | Registered representative | Mar 2012 (14y) | ||
| Carson M Hogan | Registered representative | Mar 2012 (14y) | ||
| Gregory James Herlihy | Registered representative | Apr 2012 (14y) | ||
| Guy A Ellison | Registered representative | Apr 2012 (14y) | ||
| Joshua Jerome Estreen | Registered representative | Apr 2012 (14y) | ||
| James R Erck | Registered representative | Apr 2012 (14y) | ||
| Anthony James Frei | Registered representative | May 2012 (14y) | ||
| Jeffrey Scott Cartledge | Registered representative | May 2012 (14y) | ||
| Michael J Kapets | Registered representative | May 2012 (14y) | ||
| Brian Charles Kapka | Registered representative | Jun 2012 (14y) | ||
| Matthew David Sebastian | Registered representative | Jun 2012 (14y) | ||
| Joshua Robert Faaborg | Registered representative | Jul 2012 (14y) | ||
| Thomas John Bruckner | Registered representative | Jul 2012 (14y) | ||
| Benjamin Kevin Mielke | Registered representative | Jul 2012 (14y) | ||
| Mark Comet Holder | Registered representative | Jul 2012 (14y) | ||
| Lee Aaron Ficken | Registered representative | Aug 2012 (14y) | ||
| Ryan Lee Mohrmann | Registered representative | Aug 2012 (14y) | ||
| Nathan Lee Dorner | Registered representative | Aug 2012 (14y) | ||
| Steven Lee Emmons | Registered representative | Aug 2012 (14y) | ||
| Nathan Andrew Sloan | Registered representative | Aug 2012 (14y) | ||
| Nathan Douglas Beattie | Registered representative | Aug 2012 (14y) | ||
| Paul Royce Aslakson | Registered representative | Sep 2012 (14y) | ||
| Bryce John Kelley | Registered representative | Oct 2012 (14y) | ||
| Hai San Chang | Registered representative | Oct 2012 (14y) | ||
| Mark Alan Haglin | Registered representative | Chartered Financial Consultant | Oct 2012 (14y) | |
| Timothy Paul Taszarek | Registered representative | Oct 2012 (14y) | ||
| Hannah Kott Magrum | Registered representative | Nov 2012 (14y) | ||
| Dean Allan Kaczorowski | Registered representative | Nov 2012 (14y) | ||
| James Edward Blankenship | Registered representative | Nov 2012 (14y) | ||
| Matthew Roland Claus | Registered representative | Nov 2012 (14y) | ||
| Aaron Alfred Wilks | Registered representative | Nov 2012 (14y) | ||
| Mark Ryan Baker | Registered representative | Nov 2012 (14y) | ||
| Steven Roger Sievers | Registered representative | Nov 2012 (14y) | ||
| Brian Alfred Mccaskill | Registered representative | Dec 2012 (14y) | ||
| Cynthia Carolrae Crane | Registered representative | Dec 2012 (14y) | ||
| Alex Travis Renaud | Registered representative | Jan 2013 (14y) | ||
| Brandon Michael Pedersen | Registered representative | Feb 2013 (13y) | ||
| Alan Lloyd Writer | Registered representative | Feb 2013 (13y) | ||
| Matthew Lynn Taylor | Registered representative | Feb 2013 (13y) | ||
| Jennifer Ann De Wolfe | Registered representative | Mar 2013 (13y) | ||
| David William Thiel | Registered representative | Mar 2013 (13y) | ||
| Chad Elliot Robinson | Registered representative | Mar 2013 (13y) | ||
| Isaac Donald Taylor | Registered representative | Mar 2013 (13y) | ||
| William Francis Powers | Registered representative | Apr 2013 (13y) | ||
| Paul Arthur Gamache | Registered representative | Apr 2013 (13y) | ||
| Daniel Mark Demers | Registered representative | Apr 2013 (13y) | ||
| Erich Richard Lehmann | Registered representative | Apr 2013 (13y) | ||
| Elizabeth Brumbaugh Diebold | Registered representative | May 2013 (13y) | ||
| Sara Dawn Meyer | Registered representative | May 2013 (13y) | ||
| Jacob Philip Kinney | Registered representative | May 2013 (13y) | ||
| Clare Evon Truong | Registered representative | May 2013 (13y) | ||
| Tony Truong | Registered representative | May 2013 (13y) | ||
| Michele Ann Traver | Registered representative | May 2013 (13y) | ||
| David Robert Shattuck | Registered representative | Jun 2013 (13y) | ||
| Daniel Edward Meyers | Registered representative | Jun 2013 (13y) | ||
| Steven Tyler Bond | Registered representative | Jul 2013 (13y) | ||
| Kade Cecil West | Registered representative | Jul 2013 (13y) | ||
| Weston Gary Woodbridge | Registered representative | Jul 2013 (13y) | ||
| Ronald Lee Vansteenacker | Registered representative | Aug 2013 (13y) | ||
| Sheila Rae Johnson | Registered representative | Aug 2013 (13y) | ||
| Kristina Lynn Peach | Registered representative | Aug 2013 (13y) | ||
| Joseph Arthur Wollersheim | Registered representative | Aug 2013 (13y) | ||
| Robert Andrew Cerniglia | Registered representative | Sep 2013 (13y) | ||
| Darren Dale Morrison | Registered representative | Sep 2013 (13y) | ||
| James Lee Johnson | Registered representative | Sep 2013 (13y) | ||
| Gregory Allen Buxa | Registered representative | Oct 2013 (13y) | ||
| Rachel Virginia Hammes | Registered representative | Oct 2013 (13y) | ||
| Clinton Luckert Jasperson | Registered representative | Oct 2013 (13y) | ||
| Holly L Cannon | Registered representative | Oct 2013 (13y) | ||
| Robert William Whitlach | Registered representative | Oct 2013 (13y) | ||
| Sarah Ann Hamlen | Registered representative | Oct 2013 (13y) | ||
| Thomas Jeffrey Knauer | Registered representative | Oct 2013 (13y) | ||
| Bryan Clay Davis | Registered representative | Oct 2013 (13y) | ||
| Autumn Woods Keller | Registered representative | Oct 2013 (13y) | ||
| Gregory Post Weber | Registered representative | Oct 2013 (13y) | ||
| Troy Adam Bixler | Registered representative | Nov 2013 (13y) | ||
| Jeff Robert Dunkel | Registered representative | CFP | Nov 2013 (13y) | |
| Matthew Marshall Dickerson | Registered representative | CFP | Nov 2013 (13y) | |
| Andrew David Norman | Registered representative | Nov 2013 (13y) | ||
| Phillip Brooks Meyer | Registered representative | Nov 2013 (13y) | ||
| Brian J Pludeman | Registered representative | Nov 2013 (13y) | ||
| Daniel Gustav Pederson | Registered representative | Nov 2013 (13y) | ||
| Todd David Yeiter | Registered representative | CFP | Nov 2013 (13y) | |
| Alexander Jaime Gonzalez | Registered representative | CFP | Nov 2013 (13y) | |
| Andrea Lynn Seelhammer | Registered representative | Nov 2013 (13y) | ||
| Andrew Wendell Gerling | Registered representative | Chartered Financial Consultant | Nov 2013 (13y) | |
| Anne Marie Kersten | Registered representative | Nov 2013 (13y) | ||
| Arlene Ann Myers | Registered representative | Nov 2013 (13y) | ||
| Arlin Max Bornschlegl | Registered representative | Chartered Financial Consultant | Nov 2013 (13y) | |
| Barry Alan Springborn | Registered representative | CFP | Nov 2013 (13y) | |
| Benjamin Charles Munsch | Registered representative | Chartered Financial Consultant | Nov 2013 (13y) | |
| Benjamin John Wedell | Registered representative | Chartered Financial Consultant | Nov 2013 (13y) | |
| Bradley Douglas Brager | Registered representative | Nov 2013 (13y) | ||
| Bradley Paul Markwell | Registered representative | Nov 2013 (13y) | ||
| Brenda Lynn Roux | Registered representative | Nov 2013 (13y) | ||
| Brian Edward Jones | Registered representative | CFP | Nov 2013 (13y) | |
| Brian James Macho | Registered representative | CFP | Nov 2013 (13y) | |
| Christopher Brett Ehlen | Registered representative | Nov 2013 (13y) | ||
| Curtis Dale Baumgard | Registered representative | CFP | Nov 2013 (13y) | |
| Daniel Mitchell Myers | Registered representative | Nov 2013 (13y) | ||
| David Douglas Stay | Registered representative | Nov 2013 (13y) | ||
| Deborah Lynn Clausen | Registered representative | Nov 2013 (13y) | ||
| Eric Adair | Registered representative | Nov 2013 (13y) | ||
| Gregory Conrad Roe | Registered representative | Chartered Financial Consultant | Nov 2013 (13y) | |
| Gwenn Ellen Branstad | Registered representative | CFP | Nov 2013 (13y) | |
| James Norman Aman | Registered representative | CFP Chartered Financial Consultant | Nov 2013 (13y) | |
| Jeffrey Allen Hakala | Registered representative | Nov 2013 (13y) | ||
| Joel Charles Hillmann | Registered representative | Nov 2013 (13y) | ||
| John Justin Severson | Registered representative | Nov 2013 (13y) | ||
| Jonathan Paul Behnken | Registered representative | Nov 2013 (13y) | ||
| Joshua John Beck | Registered representative | CFP Chartered Financial Consultant | Nov 2013 (13y) | |
| Jennifer Lynn Tix | Registered representative | Nov 2013 (13y) | ||
| Karen Ann Groves | Registered representative | Nov 2013 (13y) | ||
| Keith Robert Johnson | Registered representative | Chartered Financial Consultant | Nov 2013 (13y) | |
| Kyle Joseph Duclos | Registered representative | Nov 2013 (13y) | ||
| Lucas Lynch Ahlberg | Registered representative | Chartered Financial Consultant | Nov 2013 (13y) | |
| Lynnette Kay Mahlke | Registered representative | CFP | Nov 2013 (13y) | |
| Mark Alan Jensen | Registered representative | Chartered Financial Consultant | Nov 2013 (13y) | |
| Mark David Halstensgard | Registered representative | Nov 2013 (13y) | ||
| Martin Laurence Cole | Registered representative | CFP Chartered Financial Consultant | Nov 2013 (13y) | |
| Matthew Richard Forsman | Registered representative | Chartered Financial Consultant | Nov 2013 (13y) | |
| Merry Ellen Krcil Bryers | Registered representative | Nov 2013 (13y) | ||
| Michael Dale Sundsmo | Registered representative | CFP | Nov 2013 (13y) | |
| Michelle Joy Nisbet | Registered representative | Nov 2013 (13y) | ||
| Nancy Sue Hansen | Registered representative | CFP | Nov 2013 (13y) | |
| Nathan Noel Scharlemann | Registered representative | Chartered Financial Consultant | Nov 2013 (13y) | |
| Nicholas Jon Rasmussen | Registered representative | CFP | Nov 2013 (13y) | |
| Nicholas Samuel Lewis | Registered representative | CFP | Nov 2013 (13y) | |
| Paul Anson White | Registered representative | Chartered Financial Consultant | Nov 2013 (13y) | |
| Scott Craig Fuhrman | Registered representative | Nov 2013 (13y) | ||
| Scott David Eckart | Registered representative | Nov 2013 (13y) | ||
| Timothy Karl Hiller | Registered representative | Nov 2013 (13y) | ||
| Scot Alan Kretzschmar | Registered representative | Nov 2013 (13y) | ||
| Matthew Thomas Walker | Registered representative | Nov 2013 (13y) | ||
| David Wayne Larson | Registered representative | CFP | Dec 2013 (13y) | |
| Kevin Gary Schwartz | Registered representative | Chartered Financial Consultant | Dec 2013 (13y) | |
| Elliott Franklin Ruth | Registered representative | Dec 2013 (13y) | ||
| Kenneth Allen Mosher | Registered representative | Dec 2013 (13y) | ||
| Mitchell Jay Haber | Registered representative | Dec 2013 (13y) | ||
| Amy L Weidner | Registered representative | Dec 2013 (13y) | ||
| Michael Peter Ghelardi | Registered representative | Dec 2013 (13y) | ||
| David Fredrick Ohlrogge | Registered representative | Dec 2013 (13y) | ||
| Andrew Michael Held | Registered representative | Dec 2013 (13y) | ||
| Andy Allan Boersma | Registered representative | Dec 2013 (13y) | ||
| Benjamin Lyle Kajer | Registered representative | Dec 2013 (13y) | ||
| Brent Michael Fassett | Registered representative | Dec 2013 (13y) | ||
| Brett Eugene Koopman | Registered representative | Dec 2013 (13y) | ||
| Cardell Darin Johnson | Registered representative | Dec 2013 (13y) | ||
| Chad Allen Reisner | Registered representative | Dec 2013 (13y) | ||
| Chad Mitchell Erickson | Registered representative | Dec 2013 (13y) | ||
| Christopher John Sanders | Registered representative | Dec 2013 (13y) | ||
| Christopher Lee Cymbaluk | Registered representative | Dec 2013 (13y) | ||
| Dane Christopher Ankeny | Registered representative | Dec 2013 (13y) | ||
| David Merle Frick | Registered representative | Dec 2013 (13y) | ||
| David Richard Rasmussen | Registered representative | Dec 2013 (13y) | ||
| Deanna Maria Hendricks | Registered representative | Dec 2013 (13y) | ||
| Dena Kristine Degroat | Registered representative | Dec 2013 (13y) | ||
| Diane Renae Knorr | Registered representative | Dec 2013 (13y) | ||
| Eric Allen Funk | Registered representative | Dec 2013 (13y) | ||
| Eric Christian Hansen | Registered representative | Dec 2013 (13y) | ||
| Eric Philip Berg | Registered representative | Dec 2013 (13y) | ||
| Erik Jon Grinde | Registered representative | Dec 2013 (13y) | ||
| Erik Louis Hanson | Registered representative | Dec 2013 (13y) | ||
| Erik Lowell Haworth | Registered representative | Dec 2013 (13y) | ||
| Gregory Paul Krog | Registered representative | Dec 2013 (13y) | ||
| Jennifer Lynn Becker | Registered representative | Dec 2013 (13y) | ||
| John Edwin Brazel | Registered representative | Dec 2013 (13y) | ||
| John Fitzgerald Coldagelli | Registered representative | Dec 2013 (13y) | ||
| Jonathan Peter Aaron Groleau | Registered representative | Dec 2013 (13y) | ||
| Joshua Loren Robert Johnson | Registered representative | Dec 2013 (13y) | ||
| Joshua Orie Malwitz | Registered representative | Dec 2013 (13y) | ||
| Keith David Stark | Registered representative | Dec 2013 (13y) | ||
| Linnea Ann Sodergren | Registered representative | Dec 2013 (13y) | ||
| Marc Alexander Hauser | Registered representative | Dec 2013 (13y) | ||
| Mark Daniel Ohlmann | Registered representative | Dec 2013 (13y) | ||
| Mark John Morton | Registered representative | Dec 2013 (13y) | ||
| Mark T Larson | Registered representative | Dec 2013 (13y) | ||
| Matthew Gene Anderson | Registered representative | Dec 2013 (13y) | ||
| Matthew Scott Anderson | Registered representative | Dec 2013 (13y) | ||
| Megan Nora Lowell | Registered representative | Dec 2013 (13y) | ||
| Michael Benton Forseth | Registered representative | Dec 2013 (13y) | ||
| Michael Joseph Coughlin | Registered representative | Dec 2013 (13y) | ||
| Michael Roy Hillukka | Registered representative | Dec 2013 (13y) | ||
| Molly J Henke | Registered representative | Dec 2013 (13y) | ||
| Nathan R Rauk | Registered representative | Dec 2013 (13y) | ||
| Paul Douglas Amundson | Registered representative | Dec 2013 (13y) | ||
| Pauline Jeanette Johnson | Registered representative | Dec 2013 (13y) | ||
| Perry Albert Jacobson | Registered representative | Dec 2013 (13y) | ||
| Peter James Kabanuk | Registered representative | Dec 2013 (13y) | ||
| Peter Steven Hess | Registered representative | Dec 2013 (13y) | ||
| Richard Joseph Kirchoff | Registered representative | Dec 2013 (13y) | ||
| Robert Craig Lindell | Registered representative | Dec 2013 (13y) | ||
| Ronald Paul Lutes | Registered representative | Dec 2013 (13y) | ||
| S. David Atlas | Registered representative | Dec 2013 (13y) | ||
| Sarah Lynn Rindt | Registered representative | Dec 2013 (13y) | ||
| Scott Allen Olson | Registered representative | Dec 2013 (13y) | ||
| Sheri Lynn Deutz | Registered representative | Dec 2013 (13y) | ||
| Stephen Cole Green | Registered representative | Dec 2013 (13y) | ||
| Suzanna Jane Wick | Registered representative | Dec 2013 (13y) | ||
| Teresa Marie Bradley | Registered representative | Dec 2013 (13y) | ||
| Theodore Henry Haar | Registered representative | Dec 2013 (13y) | ||
| Thomas Allen Bjerke | Registered representative | Dec 2013 (13y) | ||
| Thomas Edward Horton | Registered representative | Dec 2013 (13y) | ||
| Tim Mark Reinke | Registered representative | Dec 2013 (13y) | ||
| Timothy Blair Gamrath | Registered representative | Dec 2013 (13y) | ||
| Ann Marie Virginia Wilson | Registered representative | Dec 2013 (13y) | ||
| Carol Marie Sullivan | Registered representative | Dec 2013 (13y) | ||
| James Richard Wiberg | Registered representative | Dec 2013 (13y) | ||
| Joseph Paul Stepanek | Registered representative | Chartered Financial Consultant | Dec 2013 (13y) | |
| Kevin John Stumo | Registered representative | Dec 2013 (13y) | ||
| Melissa Ann Swanson | Registered representative | Dec 2013 (13y) | ||
| Nicholas Patrick Ward | Registered representative | Dec 2013 (13y) | ||
| Nicole Marie Sutter | Registered representative | Dec 2013 (13y) | ||
| Richard Laurence Sundberg | Registered representative | Dec 2013 (13y) | ||
| Robert John Wagner | Registered representative | Dec 2013 (13y) | ||
| Shawn Dupre Stuart | Registered representative | Dec 2013 (13y) | ||
| Colin Andrew Mildred | Registered representative | Jan 2014 (13y) | ||
| Linda Reidenbach | Registered representative | Jan 2014 (13y) | ||
| Mark Allen Schlueter | Registered representative | Jan 2014 (13y) | ||
| Debra Earline Bougie | Registered representative | Jan 2014 (13y) | ||
| Steven Gene Larson | Registered representative | Feb 2014 (12y) | ||
| Brady Robert Endl | Registered representative | Feb 2014 (12y) | ||
| Ethan Hill Hulme | Registered representative | Feb 2014 (12y) | ||
| Scott Fredrick Berner | Registered representative | Feb 2014 (12y) | ||
| Steven James Harlass | Registered representative | Mar 2014 (12y) | ||
| Eric Allan Van Hevel | Registered representative | Mar 2014 (12y) | ||
| Todd Joseph Rabell O'halloran | Registered representative | Apr 2014 (12y) | ||
| Marcella Eleanor Lange | Registered representative | Apr 2014 (12y) | ||
| Chase Randall Lapan | Registered representative | Apr 2014 (12y) | ||
| Jonathan Lindsay Stricker | Registered representative | Apr 2014 (12y) | ||
| Tammy Lynn Brown | Registered representative | Apr 2014 (12y) | ||
| Jennifer Kay Mcadams | Registered representative | May 2014 (12y) | ||
| Spencer Kinsey Peltier | Registered representative | May 2014 (12y) | ||
| Christine Elizabeth Ruppert | Registered representative | May 2014 (12y) | ||
| Micheal Shawn Aasen | Registered representative | May 2014 (12y) | ||
| Jerry Raymond Doran | Registered representative | May 2014 (12y) | ||
| Robert Martin Cox | Registered representative | May 2014 (12y) | ||
| Kenneth Noah Hinrichs | Registered representative | May 2014 (12y) | ||
| Curtis Dyer Bissell | Registered representative | May 2014 (12y) | ||
| Philip Andrew Leshock | Registered representative | Jun 2014 (12y) | ||
| Gina Simpson Burnett | Registered representative | Jun 2014 (12y) | ||
| Karen Sue Newquist | Registered representative | Jun 2014 (12y) | ||
| Andrew Patrick Switzer | Registered representative | Jun 2014 (12y) | ||
| Tanya Jean Ninneman | Registered representative | Jun 2014 (12y) | ||
| Jonathan Dale Bremer | Registered representative | Jun 2014 (12y) | ||
| Kenneth Martin Meinecke | Registered representative | Jun 2014 (12y) | ||
| Robert A Monson | Registered representative | Jun 2014 (12y) | ||
| Linda Louise Mackov | Registered representative | Jun 2014 (12y) | ||
| Michael John Buric | Registered representative | Jul 2014 (12y) | ||
| Matthew John Mast | Registered representative | Jul 2014 (12y) | ||
| Gregory James Durivage | Registered representative | Jul 2014 (12y) | ||
| Michael Anthony Guizzetti | Registered representative | Jul 2014 (12y) | ||
| Greg Lee Stellhorn | Registered representative | Aug 2014 (12y) | ||
| Jared Michael Koch | Registered representative | Aug 2014 (12y) | ||
| Adam Michael Inman | Registered representative | Aug 2014 (12y) | ||
| Scott David Wilmes | Registered representative | Aug 2014 (12y) | ||
| Laura Jean Barnard | Registered representative | Chartered Financial Consultant | Aug 2014 (12y) | |
| Derek Ryan Shelton | Registered representative | Sep 2014 (12y) | ||
| Chad Alan Masche | Registered representative | Sep 2014 (12y) | ||
| Matthew Thomas Dendinger | Registered representative | Sep 2014 (12y) | ||
| John Eric Bunge | Registered representative | Sep 2014 (12y) | ||
| Robert Steven Morse | Registered representative | Sep 2014 (12y) | ||
| Kellan Ryan Caldwell | Registered representative | Sep 2014 (12y) | ||
| Adam Christopher Hautly | Registered representative | Sep 2014 (12y) | ||
| Brady Louis Zwiefelhofer | Registered representative | Sep 2014 (12y) | ||
| Laura Elise Tweten | Registered representative | Sep 2014 (12y) | ||
| Melanie A Knoepfle | Registered representative | Sep 2014 (12y) | ||
| David Michael Wittenberg | Registered representative | Oct 2014 (12y) | ||
| Brittany Bryant Lawson | Registered representative | Oct 2014 (12y) | ||
| Jess Michael Reimnitz | Registered representative | Oct 2014 (12y) | ||
| David Joshua Jackman | Registered representative | Oct 2014 (12y) | ||
| Anthony Camara | Registered representative | Oct 2014 (12y) | ||
| Jude Anthony Wilbers | Registered representative | Oct 2014 (12y) | ||
| Lee Calamaio | Registered representative | Oct 2014 (12y) | ||
| Jason Michael Briscoe | Registered representative | Oct 2014 (12y) | ||
| Paul B Bayer | Registered representative | Oct 2014 (12y) | ||
| Jason James Kohl | Registered representative | Nov 2014 (12y) | ||
| Elton Chan | Registered representative | Nov 2014 (12y) | ||
| Cory Francis Campbell | Registered representative | Nov 2014 (12y) | ||
| Jeremy Paul Kelley | Registered representative | Nov 2014 (12y) | ||
| Christine Marie Hulke | Registered representative | Nov 2014 (12y) | ||
| Eric Ryan Himmel | Registered representative | Nov 2014 (12y) | ||
| Kelsey Alyson Esswein | Registered representative | Nov 2014 (12y) | ||
| Kyle David Kinsinger | Registered representative | Nov 2014 (12y) | ||
| Gayle Lauren Wilson | Registered representative | Dec 2014 (12y) | ||
| Eva Kristine Stukenberg | Registered representative | Dec 2014 (12y) | ||
| Eric Jerome Werlinger | Registered representative | Dec 2014 (12y) | ||
| Ryan Paul Becker | Registered representative | Dec 2014 (12y) | ||
| Cody Francis Vaughn | Registered representative | Dec 2014 (12y) | ||
| Ryan David Ruckdashel | Registered representative | Jan 2015 (12y) | ||
| Amber Nicole Swanger | Registered representative | Jan 2015 (12y) | ||
| Aaron Greg Christian | Registered representative | Jan 2015 (12y) | ||
| David James Carlisle | Registered representative | Jan 2015 (12y) | ||
| Eric Louis Braafladt | Registered representative | Jan 2015 (12y) | ||
| Andrew Garret Nicholas | Registered representative | Feb 2015 (11y) | ||
| Scott Paul Herrmann | Registered representative | Feb 2015 (11y) | ||
| Scott Alan Niehaus | Registered representative | Feb 2015 (11y) | ||
| Joshua Schenk | Registered representative | Mar 2015 (11y) | ||
| Keith Allen Hanouw | Registered representative | Mar 2015 (11y) | ||
| Zachary Thomas Gerler | Registered representative | Mar 2015 (11y) | ||
| Camille Rae Adair Hatch | Registered representative | Mar 2015 (11y) | ||
| James Joseph Allen | Registered representative | Mar 2015 (11y) | ||
| Gregory Lee Schraufnagel | Registered representative | Apr 2015 (11y) | ||
| Joshua William Duesterbeck | Registered representative | Apr 2015 (11y) | ||
| Jason Bonnema | Registered representative | Apr 2015 (11y) | ||
| Sandra Jo Burke | Registered representative | Apr 2015 (11y) | ||
| Ryan Gerth | Registered representative | CFP | Apr 2015 (11y) | |
| Roger D Yoh | Registered representative | Chartered Financial Consultant | Apr 2015 (11y) | |
| Erik Ervin Mons Teig | Registered representative | May 2015 (11y) | ||
| Kristi Michelle Grimm | Registered representative | May 2015 (11y) | ||
| Peter Joseph Kapler | Registered representative | May 2015 (11y) | ||
| Richard Graber | Registered representative | May 2015 (11y) | ||
| Steven Wade Woolery | Registered representative | May 2015 (11y) | ||
| Drew Kenneth Constanzer | Registered representative | Jun 2015 (11y) | ||
| Crystal Michelle Soderlind | Registered representative | Jun 2015 (11y) | ||
| Michael Andrew Kauls | Registered representative | Jun 2015 (11y) | ||
| Jeremy Brian Tysor | Registered representative | Jun 2015 (11y) | ||
| Greg B Everson | Registered representative | Jul 2015 (11y) | ||
| Jeremy Ryan Ashley | Registered representative | Jul 2015 (11y) | ||
| Robert Edward Burns | Registered representative | Jul 2015 (11y) | ||
| Jared Michael Ingenthron | Registered representative | Jul 2015 (11y) | ||
| John David Hoagland | Registered representative | Aug 2015 (11y) | ||
| Rachel Diane Curley | Registered representative | Aug 2015 (11y) | ||
| Robert Laverne Borchers | Registered representative | Aug 2015 (11y) | ||
| Janice M Mowen | Registered representative | Aug 2015 (11y) | ||
| Jeremiah Daniel Sedler | Registered representative | Aug 2015 (11y) | ||
| Brian J Heipp | Registered representative | Chartered Financial Consultant | Aug 2015 (11y) | |
| Jessica Marie Okamoto | Registered representative | Aug 2015 (11y) | ||
| Amy Elizabeth Forman | Registered representative | Aug 2015 (11y) | ||
| Amanda Lee Schulenberg | Registered representative | Aug 2015 (11y) | ||
| Lydia Carter Wilson | Registered representative | Sep 2015 (11y) | ||
| Ramiro Paz | Registered representative | Sep 2015 (11y) | ||
| Bryan Harley Moore | Registered representative | Sep 2015 (11y) | ||
| Barbara Marie Droher Kline | Registered representative | Sep 2015 (11y) | ||
| Preston Scott Schaefer | Registered representative | Sep 2015 (11y) | ||
| Doree Joan Cook | Registered representative | Sep 2015 (11y) | ||
| Joshua Dale Jones | Registered representative | Sep 2015 (11y) | ||
| Luanne Gregory | Registered representative | Sep 2015 (11y) | ||
| Jeremy John Sikkink | Registered representative | Sep 2015 (11y) | ||
| Brenda Mae Carlson | Registered representative | Sep 2015 (11y) | ||
| John David Wright | Registered representative | Sep 2015 (11y) | ||
| Sarah Elizabeth Davis | Registered representative | Sep 2015 (11y) | ||
| Christopher John Muller | Registered representative | Sep 2015 (11y) | ||
| Kristen Mary Lafranzo | Registered representative | Sep 2015 (11y) | ||
| Shad Jesse Connor | Registered representative | Oct 2015 (11y) | ||
| Ramsey Safwat Israwi | Registered representative | Oct 2015 (11y) | ||
| Mark Alan Gerler | Registered representative | Nov 2015 (11y) | ||
| Tina A Andrew | Registered representative | Nov 2015 (11y) | ||
| Lisa Michelle Neville | Registered representative | Nov 2015 (11y) | ||
| Susan M Powell | Registered representative | Nov 2015 (11y) | ||
| Amelia Lee Urbanik | Registered representative | Nov 2015 (11y) | ||
| Bradley Hawes | Registered representative | Nov 2015 (11y) | ||
| David Raymond Mack | Registered representative | Nov 2015 (11y) | ||
| Jason Lawrence Mascitti | Registered representative | Nov 2015 (11y) | ||
| Eric William Johnson | Registered representative | Dec 2015 (11y) | ||
| Deborah Lyn Mclaughlin | Registered representative | Dec 2015 (11y) | ||
| Erik Dean Kos | Registered representative | Dec 2015 (11y) | ||
| Kenneth John Mathiesen | Registered representative | Dec 2015 (11y) | ||
| Kathleen Mary Warmack | Registered representative | Dec 2015 (11y) | ||
| Cara Nicole Lang | Registered representative | Dec 2015 (11y) | ||
| Brice Blossom | Registered representative | Jan 2016 (11y) | ||
| Kaylee St Germain | Registered representative | Jan 2016 (11y) | ||
| Mark Eugene Clegg | Registered representative | Jan 2016 (11y) | ||
| Rachel Marie Lutze | Registered representative | Jan 2016 (11y) | ||
| Kevin Cunniff | Registered representative | Jan 2016 (11y) | ||
| Fred L Hunt | Registered representative | Jan 2016 (11y) | ||
| Bradley Steven Messerschmidt | Registered representative | Jan 2016 (11y) | ||
| Michael Allen Williams | Registered representative | Jan 2016 (11y) | ||
| Bradley Thomas Welter | Registered representative | Feb 2016 (11y) | ||
| James Everett Tobias | Registered representative | Feb 2016 (11y) | ||
| James Franklin Peterson | Registered representative | Feb 2016 (10y) | ||
| Michael Videll | Registered representative | Feb 2016 (10y) | ||
| James John Besmer | Registered representative | Feb 2016 (10y) | ||
| Daniel Larson | Registered representative | Feb 2016 (10y) | ||
| Kristin M Meyer | Registered representative | Feb 2016 (10y) | ||
| Ann Marie Kirchner | Registered representative | CFP | Feb 2016 (10y) | |
| Matthew J Glenn | Registered representative | Feb 2016 (10y) | ||
| Jeremy Glenn Cox | Registered representative | Feb 2016 (10y) | ||
| Mark Jerome Massmann | Registered representative | Feb 2016 (10y) | ||
| Kevin Karlander | Registered representative | Mar 2016 (10y) | ||
| Daniel Michael Athmann | Registered representative | Mar 2016 (10y) | ||
| Jon Allan Lindblom | Registered representative | Mar 2016 (10y) | ||
| Shanell Foster | Registered representative | Mar 2016 (10y) | ||
| Michael Derek Farrance | Registered representative | Mar 2016 (10y) | ||
| Suzanne Kristine Gornell | Registered representative | Mar 2016 (10y) | ||
| Michele Lynn W Shuman | Registered representative | Apr 2016 (10y) | ||
| Carlos Anthony Escobar | Registered representative | Apr 2016 (10y) | ||
| Jason Robert Gena | Registered representative | Apr 2016 (10y) | ||
| Lisa Aileen Shillingburg | Registered representative | Apr 2016 (10y) | ||
| Nicole Renee Austin | Registered representative | Apr 2016 (10y) | ||
| Karl Raymond Bauch | Registered representative | Apr 2016 (10y) | ||
| Lydia Ann Cox | Registered representative | Apr 2016 (10y) | ||
| Jonathan Edwards Wilterdink | Registered representative | Apr 2016 (10y) | ||
| Charles Roland Benway | Registered representative | Apr 2016 (10y) | ||
| James Patrick Hoke | Registered representative | Apr 2016 (10y) | ||
| Bridget Kathleen Fallon | Registered representative | May 2016 (10y) | ||
| Jacob Roger Thompson | Registered representative | May 2016 (10y) | ||
| William John Erck | Registered representative | May 2016 (10y) | ||
| Cheryl M Krinke | Registered representative | May 2016 (10y) | ||
| Alyse Mckenzie Hesley | Registered representative | May 2016 (10y) | ||
| Dillon Lee Mack | Registered representative | May 2016 (10y) | ||
| Amy Joy Pearson | Registered representative | Jun 2016 (10y) | ||
| James Otto Wegener | Registered representative | Jun 2016 (10y) | ||
| Todd David Rengo | Registered representative | Jun 2016 (10y) | ||
| Adam Joseph Domask | Registered representative | Jun 2016 (10y) | ||
| Beth Ellen Bebb | Registered representative | Jun 2016 (10y) | ||
| Paul Jacob Dean | Registered representative | Jun 2016 (10y) | ||
| Jeffrey William Jacobs | Registered representative | Jun 2016 (10y) | ||
| Nathaniel W Collier | Registered representative | Jun 2016 (10y) | ||
| Kevin Mc Gowan Pilon | Registered representative | Jun 2016 (10y) | ||
| Andrew Filler | Registered representative | Jul 2016 (10y) | ||
| Katie Gowan | Registered representative | Jul 2016 (10y) | ||
| Amy Claire Andrews | Registered representative | Jul 2016 (10y) | ||
| William Ernest Clark | Registered representative | Jul 2016 (10y) | ||
| Shawn Michael Vradenburg | Registered representative | Jul 2016 (10y) | ||
| Garret Campbell | Registered representative | Jul 2016 (10y) | ||
| Gavin Phillip Zimmerman | Registered representative | Jul 2016 (10y) | ||
| Matthew S Weber | Registered representative | CFP | Jul 2016 (10y) | |
| Robert William Oneill | Registered representative | Aug 2016 (10y) | ||
| Willie Carnale Smith | Registered representative | Aug 2016 (10y) | ||
| Leah Beth Joyce | Registered representative | Aug 2016 (10y) | ||
| Mary Taylor Naumann | Registered representative | Aug 2016 (10y) | ||
| Jesse Michael Fenske | Registered representative | Aug 2016 (10y) | ||
| Garrett Donavon Dickerson | Registered representative | Aug 2016 (10y) | ||
| Matthew Richard Crandall | Registered representative | Aug 2016 (10y) | ||
| Keith Marion Davis | Registered representative | Aug 2016 (10y) | ||
| Timothy H Zauche | Registered representative | Aug 2016 (10y) | ||
| Benjamin Bradley Eastman | Registered representative | Sep 2016 (10y) | ||
| Kimberly Sue Dwyer | Registered representative | Sep 2016 (10y) | ||
| Russell Louis Zapalac | Registered representative | Sep 2016 (10y) | ||
| William Diederich | Registered representative | Sep 2016 (10y) | ||
| Rachel Hooker | Registered representative | Sep 2016 (10y) | ||
| Hector Manuel Felix | Registered representative | Sep 2016 (10y) | ||
| Laurie Ann Truelove | Registered representative | Sep 2016 (10y) | ||
| Keith Donald Wright | Registered representative | Sep 2016 (10y) | ||
| Kevin P Larger | Registered representative | Sep 2016 (10y) | ||
| Richard Allen Keller | Registered representative | Oct 2016 (10y) | ||
| April Denholm | Registered representative | Oct 2016 (10y) | ||
| Steven John Welch | Registered representative | Oct 2016 (10y) | ||
| Michael Joeckel | Registered representative | Oct 2016 (10y) | ||
| Matthew Taylor Beatty | Registered representative | Oct 2016 (10y) | ||
| Daniel Joseph Gillin | Registered representative | Oct 2016 (10y) | ||
| Mark Anthony Leiden | Registered representative | Nov 2016 (10y) | ||
| Duncan Buchanan Gardiner | Registered representative | Nov 2016 (10y) | ||
| Mark Burton Kingsbery | Registered representative | Nov 2016 (10y) | ||
| Constance Suzanne Ashmore | Registered representative | Nov 2016 (10y) | ||
| William John Swindlehurst | Registered representative | Nov 2016 (10y) | ||
| Justin Edward Obrien | Registered representative | Nov 2016 (10y) | ||
| Madelyn Paige Widmer | Registered representative | Nov 2016 (10y) | ||
| Duane Alan Hansen | Registered representative | Nov 2016 (10y) | ||
| Laurie Dowd Gowdy | Registered representative | Nov 2016 (10y) | ||
| Henry Howard Hampton | Registered representative | Dec 2016 (10y) | ||
| Julie K Kieckbusch Jones | Registered representative | Dec 2016 (10y) | ||
| Jason Alan Eden | Registered representative | Dec 2016 (10y) | ||
| Adam Kenneth Caldwell | Registered representative | Jan 2017 (10y) | ||
| Gregory Scott Dirkse | Registered representative | CFA | Jan 2017 (10y) | |
| Joel Kim Groskreutz | Registered representative | Jan 2017 (10y) | ||
| Shauna Marie Eastlee | Registered representative | Jan 2017 (10y) | ||
| Paul Dana Johnson | Registered representative | Jan 2017 (10y) | ||
| Erik Guy Severson | Registered representative | Jan 2017 (10y) | ||
| Justin Dennis Bettinger | Registered representative | Jan 2017 (10y) | ||
| Aubrey Claire Robertson | Registered representative | Jan 2017 (10y) | ||
| Nicholas Ross Johnson | Registered representative | Jan 2017 (10y) | ||
| Rose Joan Pagan | Registered representative | Jan 2017 (10y) | ||
| Tracie Ann Burton | Registered representative | Jan 2017 (10y) | ||
| Steven Michael Steiner | Registered representative | Jan 2017 (10y) | ||
| William Andrew Hunter | Registered representative | Jan 2017 (10y) | ||
| Timothy Edward Compton | Registered representative | Feb 2017 (10y) | ||
| Brandy Rose Simpson | Registered representative | Feb 2017 (9y) | ||
| Michael Scott Obrien | Registered representative | Feb 2017 (9y) | ||
| Mark Preston Scott | Registered representative | Feb 2017 (9y) | ||
| Melissa Kay Hofmeister | Registered representative | Feb 2017 (9y) | ||
| Phillip Sollman | Registered representative | Feb 2017 (9y) | ||
| Cody Pfaff | Registered representative | Mar 2017 (9y) | ||
| Jason Scott Rogoff | Registered representative | Mar 2017 (9y) | ||
| Michael John Smith | Registered representative | Mar 2017 (9y) | ||
| Nicholas James Christoff | Registered representative | Mar 2017 (9y) | ||
| Sara M Paradies | Registered representative | Mar 2017 (9y) | ||
| Rick Dakota Hart | Registered representative | Mar 2017 (9y) | ||
| Andrew Julian Allain | Registered representative | Mar 2017 (9y) | ||
| Brandon Allen Sahr | Registered representative | Mar 2017 (9y) | ||
| Michael C Skillrud | Registered representative | Mar 2017 (9y) | ||
| Alex Preston Gehring | Registered representative | Mar 2017 (9y) | ||
| Jamia Eles Erickson | Registered representative | Mar 2017 (9y) | ||
| Philip Aaron Dahlof | Registered representative | Apr 2017 (9y) | ||
| Nathan Richard Heeg | Registered representative | Apr 2017 (9y) | ||
| Sherry Sue Sheppard | Registered representative | Apr 2017 (9y) | ||
| Jennifer Wynn Bahr | Registered representative | Apr 2017 (9y) | ||
| Chad Andre Alvarado | Registered representative | Apr 2017 (9y) | ||
| Brian Dean Steward | Registered representative | Apr 2017 (9y) | ||
| Kay D Kapets | Registered representative | Apr 2017 (9y) | ||
| Scott Zell Harvey | Registered representative | Apr 2017 (9y) | ||
| John Cartwright Nolan | Registered representative | May 2017 (9y) | ||
| Nolan Craig Johnson | Registered representative | May 2017 (9y) | ||
| Vincent W St Clair | Registered representative | May 2017 (9y) | ||
| Hovik John Mavyan | Registered representative | May 2017 (9y) | ||
| Eric Matthew Jacobson | Registered representative | May 2017 (9y) | ||
| Nicholas Danny Romero | Registered representative | May 2017 (9y) | ||
| Brett Allan Mountain | Registered representative | May 2017 (9y) | ||
| Anthony Daniel Gingerich | Registered representative | May 2017 (9y) | ||
| Blake Edward Richards | Registered representative | May 2017 (9y) | ||
| Keith Adam Knobloch | Registered representative | May 2017 (9y) | ||
| John S Seifert | Registered representative | Jun 2017 (9y) | ||
| David William Jordan | Registered representative | Jun 2017 (9y) | ||
| Anne Louise Johns | Registered representative | Jun 2017 (9y) | ||
| Amy Christine Furgason | Registered representative | Jun 2017 (9y) | ||
| Kevin Wendt | Registered representative | Jun 2017 (9y) | ||
| Jared Anthony Gray | Registered representative | Jun 2017 (9y) | ||
| Wilfred Wong | Registered representative | Jun 2017 (9y) | ||
| Deborah Diane Freeman | Registered representative | Jun 2017 (9y) | ||
| Joel David Eggerding | Registered representative | Jun 2017 (9y) | ||
| Kevin Karl Braunschweiger | Registered representative | Jul 2017 (9y) | ||
| Brett Richard Branstrom | Registered representative | Jul 2017 (9y) | ||
| Charles Di Tran | Registered representative | Jul 2017 (9y) | ||
| Gregory John Hanson | Registered representative | Jul 2017 (9y) | ||
| Jill Lynette Fischer | Registered representative | Jul 2017 (9y) | ||
| Jesse Lee Davison | Registered representative | Aug 2017 (9y) | ||
| Paul Thomas Prendergast | Registered representative | Aug 2017 (9y) | ||
| Neal J Carlson | Registered representative | Aug 2017 (9y) | ||
| Mark William Allert | Registered representative | Aug 2017 (9y) | ||
| Larry Arthur Borlaug | Registered representative | Chartered Financial Consultant | Aug 2017 (9y) | |
| Steven Craig Simons | Registered representative | Aug 2017 (9y) | ||
| Jeffrey Leonard Kerr | Registered representative | Aug 2017 (9y) | ||
| Jaime Elizabeth Davison | Registered representative | Sep 2017 (9y) | ||
| William David Annis | Registered representative | Sep 2017 (9y) | ||
| Kenath Kierkegaard Harris | Registered representative | Sep 2017 (9y) | ||
| Joshua Sprunger | Registered representative | Sep 2017 (9y) | ||
| Mark Joseph Dobroskey | Registered representative | Sep 2017 (9y) | ||
| Vincent Raymond Kremer | Registered representative | Sep 2017 (9y) | ||
| Kristin Marie Iverson | Registered representative | Sep 2017 (9y) | ||
| George Elmer Burgin | Registered representative | Sep 2017 (9y) | ||
| Jennifer Lynette Maxwell | Registered representative | Sep 2017 (9y) | ||
| Aldo Cabrini | Registered representative | Sep 2017 (9y) | ||
| John Reid Sandlin | Registered representative | Oct 2017 (9y) | ||
| Erland Porter | Registered representative | Oct 2017 (9y) | ||
| Nicole Elizabeth King | Registered representative | Oct 2017 (9y) | ||
| Terence Gregory Schott | Registered representative | Oct 2017 (9y) | ||
| Ann Elizabeth Seitz Brown | Registered representative | Oct 2017 (9y) | ||
| Sharon Geisler Doggett | Registered representative | Oct 2017 (9y) | ||
| Kyle Richard Debertin | Registered representative | Oct 2017 (9y) | ||
| Lucas Charles Beatty | Registered representative | Oct 2017 (9y) | ||
| Paul Andrew Gaiser | Registered representative | Oct 2017 (9y) | ||
| Nathan Craig Schipper | Registered representative | Oct 2017 (9y) | ||
| Courtney Jo Myers | Registered representative | Oct 2017 (9y) | ||
| Matthew Lloyd Gilbertson | Registered representative | Oct 2017 (9y) | ||
| Brandon C Kubitza | Registered representative | Nov 2017 (9y) | ||
| Alissa Rochelle Oskey | Registered representative | Nov 2017 (9y) | ||
| Karly Rae Hoerig | Registered representative | Nov 2017 (9y) | ||
| Crystal Marie Neihoff | Registered representative | Dec 2017 (9y) | ||
| Julie Ann Mattek | Registered representative | Dec 2017 (9y) | ||
| Marci Elizabeth Blankenship | Registered representative | Dec 2017 (9y) | ||
| Raymond William Bradley | Registered representative | Dec 2017 (9y) | ||
| Sherri Lynn Halverson | Registered representative | Dec 2017 (9y) | ||
| Timothy Jon Urness | Registered representative | Dec 2017 (9y) | ||
| David Alan Sampl | Registered representative | Dec 2017 (9y) | ||
| James Warren Cowgill | Registered representative | Dec 2017 (9y) | ||
| Monty Lloyd Harmon | Registered representative | Dec 2017 (9y) | ||
| Janet Kay Schlueter | Registered representative | Dec 2017 (9y) | ||
| Elizabeth Anne Walker | Registered representative | Dec 2017 (9y) | ||
| Duy Quoc Huynh | Registered representative | Dec 2017 (9y) | ||
| Gary Eldridge | Registered representative | Jan 2018 (9y) | ||
| Justin James Anderson | Registered representative | Jan 2018 (9y) | ||
| Brian William Mccarty | Registered representative | Jan 2018 (9y) | ||
| Darren Edward Norton | Registered representative | Jan 2018 (9y) | ||
| Dustin Trevor Whiteside | Registered representative | Jan 2018 (9y) | ||
| Jason Garland Susee | Registered representative | Jan 2018 (9y) | ||
| Ray Allan Stark | Registered representative | Jan 2018 (9y) | ||
| Aaron Edward Klawuhn | Registered representative | Feb 2018 (8y) | ||
| Rodger Scott Byrdy | Registered representative | Feb 2018 (8y) | ||
| Sean Patrick Little | Registered representative | Feb 2018 (8y) | ||
| Christopher Dizon Thornhill | Registered representative | Feb 2018 (8y) | ||
| Victoria A Lilley | Registered representative | Feb 2018 (8y) | ||
| Wendy Lee Gonzales Davis | Registered representative | Feb 2018 (8y) | ||
| Robert Kevin Seda | Registered representative | Feb 2018 (8y) | ||
| Michael Kevin Horntvedt | Registered representative | Feb 2018 (8y) | ||
| Jeremy Allen Roets | Registered representative | Feb 2018 (8y) | ||
| Brian J Hoppe | Registered representative | Feb 2018 (8y) | ||
| Brian Alan Meisel | Registered representative | Mar 2018 (8y) | ||
| Douglas Earl Booth | Registered representative | Mar 2018 (8y) | ||
| Joel Rietveld | Registered representative | Mar 2018 (8y) | ||
| Kyle Francis Mumpton | Registered representative | CFP | Mar 2018 (8y) | |
| Lotem Sella | Registered representative | Mar 2018 (8y) | ||
| Eric James Ebeling | Registered representative | Mar 2018 (8y) | ||
| Mark Robert Laurent | Registered representative | Apr 2018 (8y) | ||
| Alicia Marie Moyer | Registered representative | Apr 2018 (8y) | ||
| Steven Richard Hill | Registered representative | Apr 2018 (8y) | ||
| Jay Allen Schwab | Registered representative | Apr 2018 (8y) | ||
| Brian Edward Lee | Registered representative | Apr 2018 (8y) | ||
| Susie Anastasia Leifheit | Registered representative | Apr 2018 (8y) | ||
| Robert Scott Swearingen | Registered representative | Apr 2018 (8y) | ||
| Zachary S Wold | Registered representative | Apr 2018 (8y) | ||
| Diana Marie Lonbeck | Registered representative | Apr 2018 (8y) | ||
| Betty Madeline Pence | Registered representative | Apr 2018 (8y) | ||
| Katherine Anne Gross | Registered representative | Apr 2018 (8y) | ||
| Emily Bouche | Registered representative | Apr 2018 (8y) | ||
| Marc A Henderson | Registered representative | Apr 2018 (8y) | ||
| Vitaliy Petrov | Registered representative | May 2018 (8y) | ||
| Michael Weister | Registered representative | May 2018 (8y) | ||
| Kevin Darrell Metzger | Registered representative | May 2018 (8y) | ||
| Lee Johnson | Registered representative | May 2018 (8y) | ||
| Connor Duis | Registered representative | May 2018 (8y) | ||
| Jordan Karl Westphal | Registered representative | May 2018 (8y) | ||
| Jason Scott Riesgraf | Registered representative | May 2018 (8y) | ||
| Ronald Cryderman | Registered representative | May 2018 (8y) | ||
| Bryan Shore | Registered representative | May 2018 (8y) | ||
| Julianne Elizabeth Meier Tinoco | Registered representative | May 2018 (8y) | ||
| Jennifer Thieman | Registered representative | May 2018 (8y) | ||
| Taylor Matthew Kaleikau | Registered representative | May 2018 (8y) | ||
| Christopher David Grant | Registered representative | May 2018 (8y) | ||
| Mark Andrew Valinote | Registered representative | May 2018 (8y) | ||
| Amanda Jo Mc Intosh | Registered representative | Jun 2018 (8y) | ||
| Kathryn Gay Crager | Registered representative | Jun 2018 (8y) | ||
| Justin Lee Espenson | Registered representative | Chartered Financial Consultant | Jun 2018 (8y) | |
| Argam Aghazarian | Registered representative | Jun 2018 (8y) | ||
| Jeffery Charles Walker | Registered representative | Jun 2018 (8y) | ||
| Adam Christopher Klohr | Registered representative | Jun 2018 (8y) | ||
| Darin Stevens | Registered representative | Jun 2018 (8y) | ||
| David Edward Anderson | Registered representative | Jul 2018 (8y) | ||
| Jacqueline Marie Ellerbee | Registered representative | Jul 2018 (8y) | ||
| Robert Jeffrey Smith | Registered representative | Jul 2018 (8y) | ||
| Jason Jose Valdez | Registered representative | Jul 2018 (8y) | ||
| Michael Jay Raymond | Registered representative | Jul 2018 (8y) | ||
| Jo Ellen Moore | Registered representative | Jul 2018 (8y) | ||
| Robert Wilson Blackburn | Registered representative | Jul 2018 (8y) | ||
| Edward Sachs | Registered representative | Jul 2018 (8y) | ||
| Aaron Paul Fopma | Registered representative | Jul 2018 (8y) | ||
| Douglas Andrew Hess | Registered representative | Jul 2018 (8y) | ||
| Mark Warren Johnson | Registered representative | Jul 2018 (8y) | ||
| Jason Anthony Miloszewicz | Registered representative | Aug 2018 (8y) | ||
| Elijah Luke Harris | Registered representative | Aug 2018 (8y) | ||
| Kelly Brian O Day | Registered representative | Aug 2018 (8y) | ||
| Matthew Martin Robb | Registered representative | Aug 2018 (8y) | ||
| Chelsie Olson | Registered representative | Aug 2018 (8y) | ||
| Ryan Spengler | Registered representative | Aug 2018 (8y) | ||
| Shawn Christopher Weiss | Registered representative | Aug 2018 (8y) | ||
| Kay Ann Anderson | Registered representative | Aug 2018 (8y) | ||
| Charles Nicholas St Henry | Registered representative | Aug 2018 (8y) | ||
| Erik David Aanonson | Registered representative | Aug 2018 (8y) | ||
| Jerrad Radocay | Registered representative | Sep 2018 (8y) | ||
| Joseph John Mahlke | Registered representative | Sep 2018 (8y) | ||
| Lisa Jean Goodman | Registered representative | Sep 2018 (8y) | ||
| Kirk Matthew Perry | Registered representative | Chartered Financial Consultant | Sep 2018 (8y) | |
| Isaac John Bolger | Registered representative | Sep 2018 (8y) | ||
| Troy Allen Beck | Registered representative | Oct 2018 (8y) | ||
| John Julius Stanger | Registered representative | Oct 2018 (8y) | ||
| Gretchen Franti | Registered representative | Oct 2018 (8y) | ||
| Brock Thomas Howard | Registered representative | Oct 2018 (8y) | ||
| Nathan C Jones | Registered representative | Oct 2018 (8y) | ||
| Aaron Byrd Nosler | Registered representative | Oct 2018 (8y) | ||
| Charles Russell Dickson | Registered representative | Oct 2018 (8y) | ||
| Andria Haworth | Registered representative | Oct 2018 (8y) | ||
| Bruno Interlandi | Registered representative | Oct 2018 (8y) | ||
| Douglas D Morris | Registered representative | Nov 2018 (8y) | ||
| Nathaniel Wayne Simmons | Registered representative | Nov 2018 (8y) | ||
| Dominic Andrew Russo | Registered representative | Nov 2018 (8y) | ||
| Kelly Danielle Kreis | Registered representative | Nov 2018 (8y) | ||
| James Andrew Gill | Registered representative | Nov 2018 (8y) | ||
| Tyler Grant Tschetter | Registered representative | Nov 2018 (8y) | ||
| Michael Olinger | Registered representative | Nov 2018 (8y) | ||
| Melissa Dupre | Registered representative | Nov 2018 (8y) | ||
| Harold Joseph Goedgedrag | Registered representative | Nov 2018 (8y) | ||
| Nathan Scott Dunn | Registered representative | Nov 2018 (8y) | ||
| David John Van Deusen | Registered representative | Dec 2018 (8y) | ||
| Eric Talbot Stiegman | Registered representative | Dec 2018 (8y) | ||
| Hilary Anne Bevers | Registered representative | Dec 2018 (8y) | ||
| Justin Douglas Nelson | Registered representative | Jan 2019 (8y) | ||
| Thomas John Mueller | Registered representative | Jan 2019 (8y) | ||
| Chandel Beretha Strickland | Registered representative | Jan 2019 (8y) | ||
| Laura Kaye Magnuson | Registered representative | Jan 2019 (8y) | ||
| Alyssa Renae Henneman | Registered representative | Jan 2019 (8y) | ||
| Melanie Morat | Registered representative | Jan 2019 (8y) | ||
| David Urlaub | Registered representative | Jan 2019 (8y) | ||
| Michelle Kay Yaniskivis | Registered representative | Feb 2019 (7y) | ||
| Sara Jean Brink | Registered representative | Chartered Financial Consultant | Feb 2019 (7y) | |
| Diana Dubus Garrard | Registered representative | Feb 2019 (7y) | ||
| Scott Winfield Scearcy | Registered representative | Feb 2019 (7y) | ||
| Brooke Marzullo | Registered representative | Mar 2019 (7y) | ||
| Carolyn Werner Perez | Registered representative | Mar 2019 (7y) | ||
| Kyle Douglas Kalkbrenner | Registered representative | Mar 2019 (7y) | ||
| Lisa Dorothy Berg | Registered representative | Mar 2019 (7y) | ||
| Victor Ross Hux | Registered representative | Mar 2019 (7y) | ||
| Joe Benjamin Davis | Registered representative | Mar 2019 (7y) | ||
| James A Doubleday | Registered representative | Mar 2019 (7y) | ||
| Glenn Ronald Vallercamp | Registered representative | Apr 2019 (7y) | ||
| Terri Lee Meekins | Registered representative | Apr 2019 (7y) | ||
| David Contessa | Registered representative | Apr 2019 (7y) | ||
| Joel Bruce Otto | Registered representative | Apr 2019 (7y) | ||
| Amy Micke | Registered representative | Apr 2019 (7y) | ||
| Clint Michael Hodgdon | Registered representative | Apr 2019 (7y) | ||
| Lauren Elizabeth Hutto | Registered representative | Apr 2019 (7y) | ||
| Marcus James Shaw | Registered representative | Apr 2019 (7y) | ||
| Robert Williams | Registered representative | Apr 2019 (7y) | ||
| Daniel Studebaker | Registered representative | May 2019 (7y) | ||
| Scott W Lang | Registered representative | May 2019 (7y) | ||
| Adam Paul Wims | Registered representative | May 2019 (7y) | ||
| Amy Lou Hloucal | Registered representative | May 2019 (7y) | ||
| Benjamin Tamms | Registered representative | May 2019 (7y) | ||
| Joseph Donald Lang | Registered representative | CFP | May 2019 (7y) | |
| Nathan Jon Musolff | Registered representative | Jun 2019 (7y) | ||
| Kimberly Jean Burbank | Registered representative | Jun 2019 (7y) | ||
| Stephanie Marie Farrance | Registered representative | Jun 2019 (7y) | ||
| Cory Werlinger | Registered representative | Jun 2019 (7y) | ||
| Ian Charles Kopp | Registered representative | Jun 2019 (7y) | ||
| Katie Jane Regan | Registered representative | Jun 2019 (7y) | ||
| Scott Matthew Rose | Registered representative | Jun 2019 (7y) | ||
| Anthony J Pochowski | Registered representative | Jun 2019 (7y) | ||
| Austin James Shuttleworth | Registered representative | Jun 2019 (7y) | ||
| Albert Carl Dailey | Registered representative | Jun 2019 (7y) | ||
| Katie Renae Grager | Registered representative | Jun 2019 (7y) | ||
| Brian Finlayson | Registered representative | Jun 2019 (7y) | ||
| Patricia Lovejoy Hegberg | Registered representative | Jul 2019 (7y) | ||
| Rebekah J Maggard | Registered representative | Jul 2019 (7y) | ||
| Donna Marie Bailey | Registered representative | Jul 2019 (7y) | ||
| Nicholas Jason Dare | Registered representative | Jul 2019 (7y) | ||
| Steven Emil Brinkman | Registered representative | Jul 2019 (7y) | ||
| Sheilah Maria Vandenhouten | Registered representative | Jul 2019 (7y) | ||
| Kelly Sue Banner | Registered representative | Jul 2019 (7y) | ||
| Rodney Ephriam Hill | Registered representative | Jul 2019 (7y) | ||
| Theodore David Swiontek | Registered representative | Jul 2019 (7y) | ||
| Katherine Jennifer Kohler | Registered representative | Jul 2019 (7y) | ||
| Charles Edward Black | Registered representative | Jul 2019 (7y) | ||
| Paul Allen Cantrell | Registered representative | Jul 2019 (7y) | ||
| Cheryl Berry | Registered representative | Jul 2019 (7y) | ||
| Jerry Sunde | Registered representative | Jul 2019 (7y) | ||
| Oua Joe Xiong | Registered representative | Jul 2019 (7y) | ||
| Joshua Robert Senkbeil | Registered representative | Aug 2019 (7y) | ||
| Thomas David Larson | Registered representative | Aug 2019 (7y) | ||
| Brian Peters | Registered representative | Aug 2019 (7y) | ||
| Heath Alexander Kaydo | Registered representative | Aug 2019 (7y) | ||
| Joshua Haddad | Registered representative | Aug 2019 (7y) | ||
| Michael Stephen Nowicki | Registered representative | Aug 2019 (7y) | ||
| Karli Marie Finney | Registered representative | Aug 2019 (7y) | ||
| Zachary Ryan Sampl | Registered representative | Aug 2019 (7y) | ||
| Julie Ann Coppersmith | Registered representative | Sep 2019 (7y) | ||
| Margaret Ann Schultz | Registered representative | Sep 2019 (7y) | ||
| Alexander Lund | Registered representative | Sep 2019 (7y) | ||
| Donald Duane Garves | Registered representative | Sep 2019 (7y) | ||
| Karen Durany Gould | Registered representative | Sep 2019 (7y) | ||
| Lisa Marie Vorce | Registered representative | Sep 2019 (7y) | ||
| Stacy Lynn Nystrom | Registered representative | Sep 2019 (7y) | ||
| Tammy L Rupert | Registered representative | Sep 2019 (7y) | ||
| Christopher William Perkins | Registered representative | Oct 2019 (7y) | ||
| Ann Marie Escandon | Registered representative | Oct 2019 (7y) | ||
| Jordan M Mitchell | Registered representative | Oct 2019 (7y) | ||
| Elizabeth Jean Trotter | Registered representative | Oct 2019 (7y) | ||
| James John Dugan | Registered representative | Oct 2019 (7y) | ||
| Bradley T Dean | Registered representative | Oct 2019 (7y) | ||
| Aaron Roderic Jones | Registered representative | Oct 2019 (7y) | ||
| Chad Micheal Brogdon | Registered representative | Oct 2019 (7y) | ||
| Roger David Williams | Registered representative | Oct 2019 (7y) | ||
| Ignacio Eduardo Brache | Registered representative | Oct 2019 (7y) | ||
| Blaine Aaron Cash | Registered representative | Oct 2019 (7y) | ||
| Trevor Dylan Opp | Registered representative | Oct 2019 (7y) | ||
| Michael Wayne Bialas | Registered representative | Oct 2019 (7y) | ||
| Gregory David Timmerman | Registered representative | Oct 2019 (7y) | ||
| Zachary Nicholas Archambault | Registered representative | Nov 2019 (7y) | ||
| Riley Faehling | Registered representative | Nov 2019 (7y) | ||
| Joslyne B Counselman | Registered representative | Nov 2019 (7y) | ||
| Braden Nelson | Registered representative | Nov 2019 (7y) | ||
| Rebecca Ann Devine | Registered representative | Nov 2019 (7y) | ||
| Loren Lynn Voss | Registered representative | Nov 2019 (7y) | ||
| Kevin Andrew White | Registered representative | Nov 2019 (7y) | ||
| Taylor Thomas Larson | Registered representative | Dec 2019 (7y) | ||
| Deborah Marie Steubing | Registered representative | Dec 2019 (7y) | ||
| Kevin Jackson Kostyk | Registered representative | Dec 2019 (7y) | ||
| Steven Ernest Hatesohl | Registered representative | Dec 2019 (7y) | ||
| Jeremy Michael Dodder | Registered representative | Dec 2019 (7y) | ||
| Toniette Ann Flint | Registered representative | Dec 2019 (7y) | ||
| Donald Bradford Williams | Registered representative | Dec 2019 (7y) | ||
| Brandon Michael Shreve | Registered representative | Dec 2019 (7y) | ||
| Michael John Martin | Registered representative | CFP | Dec 2019 (7y) | |
| Jacob Joseph Renfrow | Registered representative | Dec 2019 (7y) | ||
| David Wills Parker | Registered representative | Jan 2020 (7y) | ||
| Matthew Michael Casper | Registered representative | Jan 2020 (7y) | ||
| Matthew Scott | Registered representative | Jan 2020 (7y) | ||
| Y Elena Shull | Registered representative | Jan 2020 (7y) | ||
| Kay Whitney De Mito | Registered representative | Jan 2020 (7y) | ||
| Brian Hartl | Registered representative | Jan 2020 (7y) | ||
| Peter Go | Registered representative | Jan 2020 (7y) | ||
| Theresa Marie Wenske | Registered representative | Jan 2020 (7y) | ||
| James P Moore | Registered representative | Jan 2020 (7y) | ||
| Scott John De Graff | Registered representative | Jan 2020 (7y) | ||
| Leif Elling Erickson | Registered representative | Jan 2020 (7y) | ||
| Brandon Krupp | Registered representative | Feb 2020 (6y) | ||
| Marc Christian Abraham | Registered representative | Feb 2020 (6y) | ||
| Kyle Matthew Buehrer | Registered representative | Feb 2020 (6y) | ||
| Ann Marie De Luca | Registered representative | Feb 2020 (6y) | ||
| Gabriel Glen Groothuis | Registered representative | Feb 2020 (6y) | ||
| Ashley Elizabeth Tangeraas | Registered representative | Feb 2020 (6y) | ||
| Patrick Jeffrey Egan | Registered representative | Feb 2020 (6y) | ||
| William Weber | Registered representative | Feb 2020 (6y) | ||
| Philip Tanner Knowland | Registered representative | Feb 2020 (6y) | ||
| Elizabeth Carol Mc Kinley | Registered representative | Feb 2020 (6y) | ||
| Patrick John Joyce | Registered representative | Feb 2020 (6y) | ||
| George A Longfellow | Registered representative | Feb 2020 (6y) | ||
| Joshua Johnson | Registered representative | Feb 2020 (6y) | ||
| Kevin Littlejohn | Registered representative | Feb 2020 (6y) | ||
| Matthew Ronald Wogan | Registered representative | Feb 2020 (6y) | ||
| Scott Edward Thompson | Registered representative | Mar 2020 (6y) | ||
| Scott Siripalaka | Registered representative | Mar 2020 (6y) | ||
| Mark Burton Kingsbery | Registered representative | Mar 2020 (6y) | ||
| Ian Barrett Travanti Brown | Registered representative | Mar 2020 (6y) | ||
| Josh Tyler Dascher | Registered representative | Mar 2020 (6y) | ||
| John A Denny | Registered representative | Mar 2020 (6y) | ||
| Kayla Marie Buehrer | Registered representative | Mar 2020 (6y) | ||
| Michelle Renee Lessmann | Registered representative | Mar 2020 (6y) | ||
| Derek T Johns | Registered representative | Mar 2020 (6y) | ||
| Galen Mc Kay | Registered representative | Mar 2020 (6y) | ||
| Lisa Faith Bonner | Registered representative | Mar 2020 (6y) | ||
| Doug V Horne | Registered representative | Mar 2020 (6y) | ||
| Deidre Tomczak | Registered representative | Mar 2020 (6y) | ||
| Jessica Roque Berg | Registered representative | Apr 2020 (6y) | ||
| Monnencia Shanta Riley | Registered representative | Apr 2020 (6y) | ||
| Alaina Schmid | Registered representative | May 2020 (6y) | ||
| Carma J Van Orman | Registered representative | May 2020 (6y) | ||
| Joseph Orie Fritts | Registered representative | May 2020 (6y) | ||
| Tod Ingram | Registered representative | May 2020 (6y) | ||
| John William Burt | Registered representative | May 2020 (6y) | ||
| Kathleen Ann Bramlett | Registered representative | May 2020 (6y) | ||
| Christopher Douglas Lewis | Registered representative | May 2020 (6y) | ||
| Brandon James Scheevel | Registered representative | May 2020 (6y) | ||
| Tatjana Cumic | Registered representative | May 2020 (6y) | ||
| Richard Nathan Schmoll | Registered representative | May 2020 (6y) | ||
| Jody Plautz | Registered representative | May 2020 (6y) | ||
| Marco Mascitti | Registered representative | May 2020 (6y) | ||
| Christy Marie Alvord | Registered representative | Jun 2020 (6y) | ||
| Kristi Kaye Budin | Registered representative | Jun 2020 (6y) | ||
| Tanya Jo Dean | Registered representative | Jun 2020 (6y) | ||
| Ryan Patrick Mitchell | Registered representative | Jun 2020 (6y) | ||
| Beth C Newland | Registered representative | Jun 2020 (6y) | ||
| Dalton Avery Parson | Registered representative | Jun 2020 (6y) | ||
| Rebecca Goettle | Registered representative | Jun 2020 (6y) | ||
| Bethany M Fischer | Registered representative | Jun 2020 (6y) | ||
| Daniel Scott Lambert | Registered representative | Jun 2020 (6y) | ||
| Taylor Rogers Flanagan | Registered representative | Jun 2020 (6y) | ||
| Broadus Richard Littlejohn | Registered representative | Jun 2020 (6y) | ||
| Maciej Marek Kielbasinski | Registered representative | Jun 2020 (6y) | ||
| Gerald Timothy Bergquist | Registered representative | Jun 2020 (6y) | ||
| Joseph Gabriel | Registered representative | Jun 2020 (6y) | ||
| Rustin Jay Leonard | Registered representative | Jun 2020 (6y) | ||
| Matthew Crowe | Registered representative | Jul 2020 (6y) | ||
| Christopher William Ayers | Registered representative | Jul 2020 (6y) | ||
| David James Ogden | Registered representative | Jul 2020 (6y) | ||
| Theresa Lynn Schaffer | Registered representative | Jul 2020 (6y) | ||
| James Gregory Yanez | Registered representative | Jul 2020 (6y) | ||
| Jeffrey Danford Rush | Registered representative | Jul 2020 (6y) | ||
| Matthew Robert William Andre Burns | Registered representative | Jul 2020 (6y) | ||
| Alasa N Harper | Registered representative | Jul 2020 (6y) | ||
| Caroline Ann Rennemann | Registered representative | Jul 2020 (6y) | ||
| Jeffrey Jay Malott | Registered representative | Jul 2020 (6y) | ||
| Tanner Christensen | Registered representative | Jul 2020 (6y) | ||
| Marcie Lee Kimmes | Registered representative | Jul 2020 (6y) | ||
| William John Weiss | Registered representative | Jul 2020 (6y) | ||
| Anthony James Gordon | Registered representative | Jul 2020 (6y) | ||
| Paul David Hawkins | Registered representative | Jul 2020 (6y) | ||
| Ryce Miller | Registered representative | Jul 2020 (6y) | ||
| Zackary Czerwonky | Registered representative | Jul 2020 (6y) | ||
| Nathan Robert Stark | Registered representative | Jul 2020 (6y) | ||
| Robert Charles Lord | Registered representative | Jul 2020 (6y) | ||
| Jonathan Rasler | Registered representative | Aug 2020 (6y) | ||
| Reid M Mason | Registered representative | Aug 2020 (6y) | ||
| Melissa Rebecca Kadrmas | Registered representative | Aug 2020 (6y) | ||
| Zachary Brooks Fenlason | Registered representative | Aug 2020 (6y) | ||
| Benjamin Michael Wolfe | Registered representative | Aug 2020 (6y) | ||
| Elizabeth Miller | Registered representative | Aug 2020 (6y) | ||
| James Raymond Carriveau | Registered representative | Aug 2020 (6y) | ||
| Jennifer Lynn Powers | Registered representative | Aug 2020 (6y) | ||
| Tyler Scott Hirschkorn | Registered representative | Aug 2020 (6y) | ||
| Shawn Greenfield | Registered representative | Aug 2020 (6y) | ||
| Teresa R Powell | Registered representative | Aug 2020 (6y) | ||
| James David Mcnaughton | Registered representative | Aug 2020 (6y) | ||
| Rachel Elizabeth Dalzell French | Registered representative | Aug 2020 (6y) | ||
| Jackie Ray Petersen | Registered representative | Aug 2020 (6y) | ||
| David W Auterson | Registered representative | Aug 2020 (6y) | ||
| Dawn Renee Pope | Registered representative | Aug 2020 (6y) | ||
| Kyle Wayne Olson | Registered representative | Aug 2020 (6y) | ||
| Robert P Jackson | Registered representative | Aug 2020 (6y) | ||
| Brandon Andrew Schaecher | Registered representative | Aug 2020 (6y) | ||
| Justin Keeler | Registered representative | Aug 2020 (6y) | ||
| Megan Elizabeth Tebay | Registered representative | Aug 2020 (6y) | ||
| Aaron Scott Elder | Registered representative | Sep 2020 (6y) | ||
| Megan Joyce Van Dorin | Registered representative | Sep 2020 (6y) | ||
| Michael Joseph Buttery | Registered representative | Sep 2020 (6y) | ||
| Jerald J Haerle | Registered representative | Sep 2020 (6y) | ||
| Jonathan Drew | Registered representative | Sep 2020 (6y) | ||
| Todd Edward Hawkins | Registered representative | Sep 2020 (6y) | ||
| Nichole Marie Martin | Registered representative | Sep 2020 (6y) | ||
| Ryan Lee Sutherland | Registered representative | Sep 2020 (6y) | ||
| Travis Schumann | Registered representative | Sep 2020 (6y) | ||
| Carter Hogan | Registered representative | Sep 2020 (6y) | ||
| Danny Dean Smith | Registered representative | Sep 2020 (6y) | ||
| Jared L Brooks | Registered representative | Sep 2020 (6y) | ||
| Parker Joseph Call | Registered representative | Sep 2020 (6y) | ||
| Travis Eugene Hanson | Registered representative | Sep 2020 (6y) | ||
| Tyson Schrecengost | Registered representative | Sep 2020 (6y) | ||
| Micah John Davie | Registered representative | Sep 2020 (6y) | ||
| Christopher Jerome Poer | Registered representative | Sep 2020 (6y) | ||
| Mark Robert Mansur | Registered representative | Sep 2020 (6y) | ||
| Tanya Crehan | Registered representative | Sep 2020 (6y) | ||
| James Ellis Marshall | Registered representative | Sep 2020 (6y) | ||
| Casey William Henly | Registered representative | Sep 2020 (6y) | ||
| Bryan James Schmeling | Registered representative | Sep 2020 (6y) | ||
| Laura Marie Thompson Aue | Registered representative | Sep 2020 (6y) | ||
| Michael Stade | Registered representative | Sep 2020 (6y) | ||
| Philip Mark Wuerffel | Registered representative | Sep 2020 (6y) | ||
| Timothy D Hinton | Registered representative | Sep 2020 (6y) | ||
| Anthony Jason Watson | Registered representative | CFP | Oct 2020 (6y) | |
| Jennifer Binninger Gomez | Registered representative | Oct 2020 (6y) | ||
| Bradley Owen Hunt | Registered representative | Oct 2020 (6y) | ||
| Chase Thomas Gould | Registered representative | Oct 2020 (6y) | ||
| Joel David Meyer | Registered representative | Oct 2020 (6y) | ||
| Jordan Taylor Coffey | Registered representative | Oct 2020 (6y) | ||
| Mandy Megan Roberts | Registered representative | Oct 2020 (6y) | ||
| Omar Antonio Maldonado | Registered representative | Oct 2020 (6y) | ||
| Pamela N Willison | Registered representative | Oct 2020 (6y) | ||
| Justin Petty | Registered representative | Oct 2020 (6y) | ||
| Greg Johnson | Registered representative | Oct 2020 (6y) | ||
| Jennifer Karen Janson | Registered representative | Oct 2020 (6y) | ||
| Rachel Albrecht | Registered representative | Oct 2020 (6y) | ||
| Victoria S Neeley | Registered representative | Oct 2020 (6y) | ||
| Jessica Lynn Ebler | Registered representative | Oct 2020 (6y) | ||
| Brent Joseph Robinson | Registered representative | CFP Chartered Financial Consultant | Oct 2020 (6y) | |
| Samuel Missal | Registered representative | Oct 2020 (6y) | ||
| Austin Michael Baker | Registered representative | Nov 2020 (6y) | ||
| Ian C Cole | Registered representative | Nov 2020 (6y) | ||
| Jeffrey Andrew Huenniger | Registered representative | Nov 2020 (6y) | ||
| Jason Steinke | Registered representative | Nov 2020 (6y) | ||
| Daniel Luke Weltzin | Registered representative | Nov 2020 (6y) | ||
| Karl Jensen | Registered representative | CFP | Nov 2020 (6y) | |
| Michael Jerome Stecker | Registered representative | Nov 2020 (6y) | ||
| John Paul Cherry | Registered representative | Nov 2020 (6y) | ||
| Liam Michael O Callaghan | Registered representative | Nov 2020 (6y) | ||
| Scott Craig Silcox | Registered representative | Nov 2020 (6y) | ||
| Carly Mc Cormick | Registered representative | Nov 2020 (6y) | ||
| Janet Lea Renshaw | Registered representative | Nov 2020 (6y) | ||
| Andrew Gil Rothenbury | Registered representative | Nov 2020 (6y) | ||
| Robert William Kopp | Registered representative | Nov 2020 (6y) | ||
| Brayden Isaac Van Ess | Registered representative | Nov 2020 (6y) | ||
| Terald Shaw | Registered representative | Nov 2020 (6y) | ||
| Kendyl Marie Gorky | Registered representative | Nov 2020 (6y) | ||
| Michael John Peters | Registered representative | Nov 2020 (6y) | ||
| Adam Kirk Bowling | Registered representative | Nov 2020 (6y) | ||
| Tara Maureen Hicks | Registered representative | Dec 2020 (6y) | ||
| Peter Pius | Registered representative | Dec 2020 (6y) | ||
| Angela Nicole Reilly | Registered representative | Dec 2020 (6y) | ||
| Brittani Ann Dannegger Joyce | Registered representative | Dec 2020 (6y) | ||
| Kathleen Grace Dufner | Registered representative | Dec 2020 (6y) | ||
| Jack Crawford | Registered representative | Dec 2020 (6y) | ||
| Ryan Benton | Registered representative | Dec 2020 (6y) | ||
| Jeremy Sperl | Registered representative | Jan 2021 (6y) | ||
| Kassidy Dawn Gillen | Registered representative | Jan 2021 (6y) | ||
| Paul Michael Hargrove | Registered representative | Jan 2021 (6y) | ||
| William Ralph Stone | Registered representative | Jan 2021 (6y) | ||
| Jonathan Elliott Urish | Registered representative | Jan 2021 (6y) | ||
| Jason Willms | Registered representative | Jan 2021 (6y) | ||
| Gary L Everhart | Registered representative | Jan 2021 (6y) | ||
| Randolph Benton Austin | Registered representative | Jan 2021 (6y) | ||
| Nicholas Clark | Registered representative | Jan 2021 (6y) | ||
| Gregory Dean Strickland | Registered representative | CFP | Jan 2021 (6y) | |
| Alexander Nole | Registered representative | Jan 2021 (6y) | ||
| William Henry Maicon | Registered representative | Jan 2021 (6y) | ||
| Victor James Barton | Registered representative | Jan 2021 (6y) | ||
| Russell Schouweiler | Registered representative | Jan 2021 (6y) | ||
| Patti Kaye Powell | Registered representative | Feb 2021 (6y) | ||
| Carly Marie Hall | Registered representative | Feb 2021 (5y) | ||
| Scott Jeffery Schultz | Registered representative | Feb 2021 (5y) | ||
| Dennis Dean Burgardt | Registered representative | Feb 2021 (5y) | ||
| Adam Belarde | Registered representative | Feb 2021 (5y) | ||
| Brent Little | Registered representative | Mar 2021 (5y) | ||
| Jonathan Risseeuw | Registered representative | Mar 2021 (5y) | ||
| Wilson Wayne Rimmer | Registered representative | Mar 2021 (5y) | ||
| Andrew Jospeh Miller | Registered representative | Mar 2021 (5y) | ||
| Bradford Alexander Carr | Registered representative | Mar 2021 (5y) | ||
| Taylor Christina Stevens | Registered representative | Mar 2021 (5y) | ||
| Andrea Hansen | Registered representative | Mar 2021 (5y) | ||
| Jaeson Murray Morrison | Registered representative | Mar 2021 (5y) | ||
| Michael Hedlund | Registered representative | Mar 2021 (5y) | ||
| Patricia Michelle Oberg | Registered representative | Mar 2021 (5y) | ||
| Douglas Eugene Grove | Registered representative | Mar 2021 (5y) | ||
| Tessina Marie Sturges | Registered representative | Mar 2021 (5y) | ||
| George Richard Gove | Registered representative | Mar 2021 (5y) | ||
| Bryan Zimmerling | Registered representative | Mar 2021 (5y) | ||
| Corey Dean Hawe | Registered representative | Mar 2021 (5y) | ||
| Elizabeth Scott | Registered representative | Mar 2021 (5y) | ||
| Gail Lynn Nieuwsma | Registered representative | Mar 2021 (5y) | ||
| Bruce Stanton Abrams | Registered representative | Mar 2021 (5y) | ||
| Dustin Youngstrom | Registered representative | Mar 2021 (5y) | ||
| Vachelle Nicole Fleming | Registered representative | Mar 2021 (5y) | ||
| Richard Kyle Taylor | Registered representative | Apr 2021 (5y) | ||
| Nathan David Richter | Registered representative | Apr 2021 (5y) | ||
| Stephanie Ann Roelfsema | Registered representative | Apr 2021 (5y) | ||
| Brandon Robert William Hamilton | Registered representative | Apr 2021 (5y) | ||
| Lauren Elizabeth Gwinn | Registered representative | Apr 2021 (5y) | ||
| Taylor Scott Voris | Registered representative | Apr 2021 (5y) | ||
| Cassidy Wilson | Registered representative | Apr 2021 (5y) | ||
| John Hatlevig | Registered representative | Apr 2021 (5y) | ||
| Perry Flowers | Registered representative | Apr 2021 (5y) | ||
| Roney Dos Santos Ramos | Registered representative | Apr 2021 (5y) | ||
| Brett David Perks | Registered representative | May 2021 (5y) | ||
| Andrew John Jordan | Registered representative | May 2021 (5y) | ||
| Alexander Hamer | Registered representative | May 2021 (5y) | ||
| Evan Pirc | Registered representative | May 2021 (5y) | ||
| Joseph A Deciccio | Registered representative | May 2021 (5y) | ||
| Tegan Ehresmann | Registered representative | May 2021 (5y) | ||
| Matthew J Gruszkowski | Registered representative | May 2021 (5y) | ||
| Patti Jean Patten Kelly | Registered representative | May 2021 (5y) | ||
| Jonathan Andrew Cook | Registered representative | May 2021 (5y) | ||
| Nathanael Ramos | Registered representative | May 2021 (5y) | ||
| Benjamin Franklin Thomas | Registered representative | May 2021 (5y) | ||
| Kyla Lee Harder | Registered representative | May 2021 (5y) | ||
| Jessica Meulendyke | Registered representative | May 2021 (5y) | ||
| Zachary David Lebo | Registered representative | May 2021 (5y) | ||
| Rebekah Ann Frank | Registered representative | Jun 2021 (5y) | ||
| Brandi Lee Kroese | Registered representative | Jun 2021 (5y) | ||
| Gregory Carlo | Registered representative | Jun 2021 (5y) | ||
| Patrick Ryan Wilker | Registered representative | Jun 2021 (5y) | ||
| Nathan John Palmquist | Registered representative | Jun 2021 (5y) | ||
| Benjamin N Groboski | Registered representative | Jun 2021 (5y) | ||
| Laura Sand Cheeley | Registered representative | Jun 2021 (5y) | ||
| Michael James Roberts | Registered representative | Jun 2021 (5y) | ||
| Aaron Patrick Detamore | Registered representative | Jun 2021 (5y) | ||
| Brian Scott Makey | Registered representative | Jun 2021 (5y) | ||
| Cara L Maloney | Registered representative | Jun 2021 (5y) | ||
| Daniel Charles Tohill | Registered representative | Jun 2021 (5y) | ||
| David Louis Hawley | Registered representative | Jun 2021 (5y) | ||
| Dale Edward Bielicki | Registered representative | Jun 2021 (5y) | ||
| Edgar Hamlin Huber | Registered representative | Jun 2021 (5y) | ||
| James Matthew Bilger | Registered representative | Jun 2021 (5y) | ||
| Matthew Keegan | Registered representative | Jun 2021 (5y) | ||
| Paula Christy Heighton | Registered representative | Jun 2021 (5y) | ||
| Robert J Vissichelli | Registered representative | Jun 2021 (5y) | ||
| Sharon Louise Charles | Registered representative | Jun 2021 (5y) | ||
| Steven Brian Jones | Registered representative | Jun 2021 (5y) | ||
| Taylor James Agee | Registered representative | Jun 2021 (5y) | ||
| Christopher Joseph Curl | Registered representative | Jun 2021 (5y) | ||
| Gideon Norbert Ngobi | Registered representative | Jun 2021 (5y) | ||
| Kim Annette Nash Walker | Registered representative | Jul 2021 (5y) | ||
| Joshua Tanner Richards | Registered representative | Jul 2021 (5y) | ||
| Pamela Rose Rathbun | Registered representative | Jul 2021 (5y) | ||
| Jong Ho Choi | Registered representative | Jul 2021 (5y) | ||
| Heather Maria Bleier | Registered representative | Jul 2021 (5y) | ||
| Carla Ann Snedden | Registered representative | Jul 2021 (5y) | ||
| Nicholas Michael Dolan | Registered representative | Jul 2021 (5y) | ||
| Kendra Rae Troncale | Registered representative | Jul 2021 (5y) | ||
| Gary Duane Olson | Registered representative | Jul 2021 (5y) | ||
| Mark T Lampereur | Registered representative | Jul 2021 (5y) | ||
| Quinton Baker | Registered representative | Jul 2021 (5y) | ||
| Caleb Ficken | Registered representative | Jul 2021 (5y) | ||
| Josiah Parker | Registered representative | Jul 2021 (5y) | ||
| Desmond Aryee | Registered representative | Aug 2021 (5y) | ||
| John Mark Prouty | Registered representative | Aug 2021 (5y) | ||
| Sommer Gail Lockhart | Registered representative | Aug 2021 (5y) | ||
| Zachary William John Schut | Registered representative | Aug 2021 (5y) | ||
| Brian S Hamm | Registered representative | Aug 2021 (5y) | ||
| Caleb Seth Whicker | Registered representative | Aug 2021 (5y) | ||
| Jack Patrick Bedtke | Registered representative | Aug 2021 (5y) | ||
| Jenna Nordquist | Registered representative | Aug 2021 (5y) | ||
| Dana Nicole Utgard | Registered representative | Aug 2021 (5y) | ||
| Todd Robert Baker | Registered representative | Aug 2021 (5y) | ||
| Andrew Bergmann | Registered representative | Aug 2021 (5y) | ||
| Luke Allen Turnquist | Registered representative | Aug 2021 (5y) | ||
| Brian David Misterek | Registered representative | Aug 2021 (5y) | ||
| Jeremiah Stephen Nelson | Registered representative | Aug 2021 (5y) | ||
| Mary Pelkofer | Registered representative | Aug 2021 (5y) | ||
| Mitchell Alan Anderson | Registered representative | Aug 2021 (5y) | ||
| Anna Lucas | Registered representative | Aug 2021 (5y) | ||
| Kristina June Kelm | Registered representative | Aug 2021 (5y) | ||
| Sara Blair | Registered representative | Sep 2021 (5y) | ||
| Elizabeth Marie Oestreich | Registered representative | Sep 2021 (5y) | ||
| Sarah Ashley | Registered representative | Sep 2021 (5y) | ||
| Alyssa Davis | Registered representative | Sep 2021 (5y) | ||
| Lori Zupin Fox | Registered representative | Sep 2021 (5y) | ||
| Erin R Schipper | Registered representative | Sep 2021 (5y) | ||
| Timothy Rothenbush | Registered representative | Sep 2021 (5y) | ||
| Angela Y Ngan | Registered representative | Sep 2021 (5y) | ||
| Jessica Lynn Erickson | Registered representative | Sep 2021 (5y) | ||
| Matthew Charles Saldutti | Registered representative | Sep 2021 (5y) | ||
| Ryan Dewey | Registered representative | Oct 2021 (5y) | ||
| Susan Hunter Koski | Registered representative | CFP | Oct 2021 (5y) | |
| Vincent T Saraceno | Registered representative | Oct 2021 (5y) | ||
| Adam Simpson | Registered representative | Oct 2021 (5y) | ||
| Taylor Edwin Main | Registered representative | Oct 2021 (5y) | ||
| Benjamin Michael Thompson | Registered representative | Oct 2021 (5y) | ||
| Jaime Manuel Castellanos | Registered representative | Oct 2021 (5y) | ||
| Lia Hege | Registered representative | Oct 2021 (5y) | ||
| Jordan Robert Dongell | Registered representative | Oct 2021 (5y) | ||
| Eric William Spiker | Registered representative | Oct 2021 (5y) | ||
| Michael F Cousins | Registered representative | Oct 2021 (5y) | ||
| Shawn Thomas Smith | Registered representative | Oct 2021 (5y) | ||
| Kelly Ann Kleiber | Registered representative | Oct 2021 (5y) | ||
| James A Sadler | Registered representative | Oct 2021 (5y) | ||
| Janna Thomas Hurd | Registered representative | Oct 2021 (5y) | ||
| Joel David Pettigrew | Registered representative | Oct 2021 (5y) | ||
| Sebastian Henke | Registered representative | Oct 2021 (5y) | ||
| Steven Dell | Registered representative | Nov 2021 (5y) | ||
| Matthew James Armstrong | Registered representative | Nov 2021 (5y) | ||
| Markus Strauss | Registered representative | Nov 2021 (5y) | ||
| Alexander Newby | Registered representative | Nov 2021 (5y) | ||
| Brenda Lea Ingli | Registered representative | Nov 2021 (5y) | ||
| Lisa Mack Dargontina | Registered representative | Nov 2021 (5y) | ||
| Hannah Rose Hermanson Rivard | Registered representative | Nov 2021 (5y) | ||
| David Ronald Coltom | Registered representative | CFP | Dec 2021 (5y) | |
| Oscar Gerardo Moreno | Registered representative | Dec 2021 (5y) | ||
| Tara Goins | Registered representative | Dec 2021 (5y) | ||
| Taylor Scott Anderson | Registered representative | Dec 2021 (5y) | ||
| Dustin Michael Gubin | Registered representative | Dec 2021 (5y) | ||
| John O'day | Registered representative | Dec 2021 (5y) | ||
| Lindsay Ann Fleming Rasmussen | Registered representative | Dec 2021 (5y) | ||
| Jacob Erwin Owens | Registered representative | Dec 2021 (5y) | ||
| Katherine Lyn Cavanaugh | Registered representative | Dec 2021 (5y) | ||
| Vlasta Duffy | Registered representative | Chartered Financial Consultant | Dec 2021 (5y) | |
| Molly Virginia Bruce | Registered representative | Dec 2021 (5y) | ||
| Bradley J Kuehn | Registered representative | Jan 2022 (5y) | ||
| Dale Kersten | Registered representative | Jan 2022 (5y) | ||
| Kasey Lang | Registered representative | Jan 2022 (5y) | ||
| Philip Iskander Hanna | Registered representative | Jan 2022 (5y) | ||
| Robert Oscar Kedney | Registered representative | Jan 2022 (5y) | ||
| Collin Lythgoe | Registered representative | Jan 2022 (5y) | ||
| Erich Beyersdorf | Registered representative | Jan 2022 (5y) | ||
| Jason D Miller | Registered representative | Jan 2022 (5y) | ||
| Justin Starks | Registered representative | Jan 2022 (5y) | ||
| Eric Nathan Christopherson | Registered representative | Jan 2022 (5y) | ||
| Jerron John Mc Donald | Registered representative | Jan 2022 (5y) | ||
| Christopher Gerard Smiley | Registered representative | Jan 2022 (5y) | ||
| David Matthew Manning | Registered representative | Jan 2022 (5y) | ||
| James Michael Walburg | Registered representative | Jan 2022 (5y) | ||
| Matthew Mckinney | Registered representative | Jan 2022 (5y) | ||
| Anthony Dewayne Young | Registered representative | Jan 2022 (5y) | ||
| Jared Schelp | Registered representative | Jan 2022 (5y) | ||
| Joshua Hoffman | Registered representative | Jan 2022 (5y) | ||
| Logan Roger Hattervig | Registered representative | Jan 2022 (5y) | ||
| Stephanie Feeney | Registered representative | Jan 2022 (5y) | ||
| Jessica Grace Reyes | Registered representative | Feb 2022 (4y) | ||
| Kelly Dean Mcintosh | Registered representative | Feb 2022 (4y) | ||
| Dana Michael Reimer | Registered representative | Feb 2022 (4y) | ||
| Jody Lea Bancroft | Registered representative | Feb 2022 (4y) | ||
| Shannon R Ireland | Registered representative | Feb 2022 (4y) | ||
| Melinda Poulton | Registered representative | Mar 2022 (4y) | ||
| Cale Brunkhorst | Registered representative | Mar 2022 (4y) | ||
| Heidi Frank Edwards | Registered representative | Mar 2022 (4y) | ||
| Chad Ryan Elfe | Registered representative | Mar 2022 (4y) | ||
| Jonathan Park | Registered representative | Mar 2022 (4y) | ||
| Emily Brooke Klotz | Registered representative | Mar 2022 (4y) | ||
| Jared Ryan Abbrederis | Registered representative | Mar 2022 (4y) | ||
| Brett Matthew Dismang | Registered representative | Mar 2022 (4y) | ||
| Jewel Bruzelius | Registered representative | Mar 2022 (4y) | ||
| Kari Ann Lovera | Registered representative | Mar 2022 (4y) | ||
| Matthew Budde | Registered representative | Mar 2022 (4y) | ||
| Melissa Ann Zitter | Registered representative | Mar 2022 (4y) | ||
| Nicholas Lawson | Registered representative | Mar 2022 (4y) | ||
| Eileen Marie Voigt | Registered representative | Mar 2022 (4y) | ||
| Glenna Annette Etchison | Registered representative | Mar 2022 (4y) | ||
| Michael Meader | Registered representative | Mar 2022 (4y) | ||
| Ian A Cole | Registered representative | Mar 2022 (4y) | ||
| Zach Alex Saugen | Registered representative | Mar 2022 (4y) | ||
| Kay Blunck | Registered representative | Mar 2022 (4y) | ||
| Kimberly Smith | Registered representative | Mar 2022 (4y) | ||
| Christian Michael Royden Dane | Registered representative | Apr 2022 (4y) | ||
| Katie Swenby | Registered representative | Apr 2022 (4y) | ||
| Anthony Curtis Van Dyke | Registered representative | Apr 2022 (4y) | ||
| Catherine Lee Hargrave | Registered representative | Apr 2022 (4y) | ||
| Shannon Shonta James | Registered representative | Apr 2022 (4y) | ||
| Michelle Mitchell | Registered representative | Apr 2022 (4y) | ||
| Mikal C Anschutz | Registered representative | Apr 2022 (4y) | ||
| Paul Thomas Rittierodt | Registered representative | Apr 2022 (4y) | ||
| Robyn Crossan | Registered representative | Apr 2022 (4y) | ||
| Collin Carlton | Registered representative | Apr 2022 (4y) | ||
| Joshua David Hull | Registered representative | Apr 2022 (4y) | ||
| Cody Borke | Registered representative | Apr 2022 (4y) | ||
| Carrie Alane Rueckl | Registered representative | Apr 2022 (4y) | ||
| Ross Edwin Hillukka | Registered representative | May 2022 (4y) | ||
| Shawn William Longhenry | Registered representative | May 2022 (4y) | ||
| Jordan Rae Scarpari | Registered representative | May 2022 (4y) | ||
| Sophey Stepanek | Registered representative | May 2022 (4y) | ||
| Sara R Mesing | Registered representative | May 2022 (4y) | ||
| Erika P Scheibe | Registered representative | May 2022 (4y) | ||
| Matthew Michael Steffeck | Registered representative | May 2022 (4y) | ||
| Adam Nederhoff | Registered representative | May 2022 (4y) | ||
| Blake Lee Rosendahl | Registered representative | May 2022 (4y) | ||
| Kevin Hook | Registered representative | May 2022 (4y) | ||
| Matthew J Archambault | Registered representative | May 2022 (4y) | ||
| Shane William Austin | Registered representative | May 2022 (4y) | ||
| Andrew James Roberts | Registered representative | May 2022 (4y) | ||
| Rory Guy Anthony Brown | Registered representative | May 2022 (4y) | ||
| Neil Christian Bellomy | Registered representative | CFP Chartered Financial Consultant | May 2022 (4y) | |
| Thomas Joseph Ventura | Registered representative | May 2022 (4y) | ||
| Samuel Dillon Pond | Registered representative | May 2022 (4y) | ||
| Robert Michael Oemig | Registered representative | Jun 2022 (4y) | ||
| Autumn Schinka | Registered representative | Jun 2022 (4y) | ||
| Kari Ann Hartjes | Registered representative | Jun 2022 (4y) | ||
| Brooke Jackson Harvey | Registered representative | Jun 2022 (4y) | ||
| Nathan Daniel Owen | Registered representative | Jun 2022 (4y) | ||
| Laura Ann Hutchison | Registered representative | Jun 2022 (4y) | ||
| Cole Launius | Registered representative | Jun 2022 (4y) | ||
| John F. Furjanic | Registered representative | Jun 2022 (4y) | ||
| Nicole Therese Westlund | Registered representative | Jun 2022 (4y) | ||
| Kimberly Verjean Frye | Registered representative | Jun 2022 (4y) | ||
| Janet Lynn Lakanen | Registered representative | Jun 2022 (4y) | ||
| Kaitlyn Farrell | Registered representative | Jun 2022 (4y) | ||
| Mary Joanne Palmer | Registered representative | Jun 2022 (4y) | ||
| Tracey Leanne Love | Registered representative | Jun 2022 (4y) | ||
| Alexander Scott Morphet | Registered representative | Jun 2022 (4y) | ||
| Janet Henry Lindner | Registered representative | Jun 2022 (4y) | ||
| Jared Thomas Greanya | Registered representative | Jun 2022 (4y) | ||
| Jenna Devlin Grodecki | Registered representative | Jun 2022 (4y) | ||
| Jeremy A Hotsenpiller | Registered representative | Jun 2022 (4y) | ||
| Natalie Pavia | Registered representative | Jun 2022 (4y) | ||
| Jacob Vean Woodbrey | Registered representative | Jul 2022 (4y) | ||
| Jeffrey Lohmeyer | Registered representative | Jul 2022 (4y) | ||
| Kyle Thomas Foster | Registered representative | Jul 2022 (4y) | ||
| Jacob Patrick Hansen | Registered representative | Jul 2022 (4y) | ||
| Jacob Henry Baker | Registered representative | Jul 2022 (4y) | ||
| Barbara Ellich | Registered representative | Jul 2022 (4y) | ||
| Melvin Leveque | Registered representative | Jul 2022 (4y) | ||
| Nolan Christian Hovland | Registered representative | Jul 2022 (4y) | ||
| Alisha Joan Chewning | Registered representative | Jul 2022 (4y) | ||
| Shannon James Storch | Registered representative | Jul 2022 (4y) | ||
| Travis William Johanson | Registered representative | Jul 2022 (4y) | ||
| Dillon Bradley Lubischer | Registered representative | Jul 2022 (4y) | ||
| Kevin Peterson | Registered representative | Aug 2022 (4y) | ||
| Zachary Farrell | Registered representative | Aug 2022 (4y) | ||
| Denver James Cade | Registered representative | Aug 2022 (4y) | ||
| William David Roebuck | Registered representative | Aug 2022 (4y) | ||
| Deegan Dickson | Registered representative | Aug 2022 (4y) | ||
| Sheila Minuska Shepherd | Registered representative | Aug 2022 (4y) | ||
| Eryn Nicole Holder | Registered representative | Aug 2022 (4y) | ||
| Jack Kahaian | Registered representative | Aug 2022 (4y) | ||
| Sara E Juran | Registered representative | Aug 2022 (4y) | ||
| Ronald Charles Ostezan | Registered representative | Aug 2022 (4y) | ||
| Doris Wynnette Cheek | Registered representative | Aug 2022 (4y) | ||
| Jason T Harpham | Registered representative | Aug 2022 (4y) | ||
| Travis Logan Nicks | Registered representative | Aug 2022 (4y) | ||
| Lindsay Nommensen | Registered representative | Aug 2022 (4y) | ||
| Paul Tuttle | Registered representative | Aug 2022 (4y) | ||
| Thomas Henrichs | Registered representative | Aug 2022 (4y) | ||
| Scott James Olesky | Registered representative | Aug 2022 (4y) | ||
| Travis Ray Goodman | Registered representative | Aug 2022 (4y) | ||
| Stephanie R Colgate | Registered representative | Sep 2022 (4y) | ||
| Grant Mengel | Registered representative | Sep 2022 (4y) | ||
| Keaton Gill | Registered representative | Sep 2022 (4y) | ||
| Emily Ann Simpson | Registered representative | Sep 2022 (4y) | ||
| Jason Henry Jacobs | Registered representative | Sep 2022 (4y) | ||
| Peter Luke Patag | Registered representative | Sep 2022 (4y) | ||
| William Rains Wall | Registered representative | Sep 2022 (4y) | ||
| Thomas C Wills | Registered representative | Sep 2022 (4y) | ||
| Aminadab Lopez | Registered representative | Sep 2022 (4y) | ||
| Erica Rose Cantrell | Registered representative | Sep 2022 (4y) | ||
| Tanner Haessly | Registered representative | Sep 2022 (4y) | ||
| Kevin Brian Barringer | Registered representative | Sep 2022 (4y) | ||
| Theresa Ann Mc Nally | Registered representative | Sep 2022 (4y) | ||
| Nick Goins | Registered representative | Sep 2022 (4y) | ||
| Sarah A Sunde | Registered representative | Sep 2022 (4y) | ||
| David Bienemann | Registered representative | Sep 2022 (4y) | ||
| Shannon M Gallop | Registered representative | Sep 2022 (4y) | ||
| Simon Blattstein | Registered representative | Sep 2022 (4y) | ||
| Zander Holman | Registered representative | Oct 2022 (4y) | ||
| Harold R Rilling | Registered representative | Oct 2022 (4y) | ||
| Conner Thomas Beringer | Registered representative | Oct 2022 (4y) | ||
| Karl James Streufert | Registered representative | Oct 2022 (4y) | ||
| Paul Henry Baumann | Registered representative | Oct 2022 (4y) | ||
| Ricky Baker | Registered representative | Oct 2022 (4y) | ||
| Lafayette David Johnson | Registered representative | Oct 2022 (4y) | ||
| James Robert Palmer | Registered representative | Oct 2022 (4y) | ||
| Nicholas James Hintz | Registered representative | Oct 2022 (4y) | ||
| Jeffrey Vern Kroenlein | Registered representative | Oct 2022 (4y) | ||
| Melanie K Johnson | Registered representative | Oct 2022 (4y) | ||
| Rotarnah Seung | Registered representative | Oct 2022 (4y) | ||
| Mark Russell Erickson | Registered representative | Oct 2022 (4y) | ||
| Aaron Douglas Dilliplane | Registered representative | Nov 2022 (4y) | ||
| David Michael King | Registered representative | Nov 2022 (4y) | ||
| Glen Stewart | Registered representative | Nov 2022 (4y) | ||
| Lindsay Meghan Waters | Registered representative | Nov 2022 (4y) | ||
| Jackie Rae Breed | Registered representative | Nov 2022 (4y) | ||
| Mary Holtz | Registered representative | Nov 2022 (4y) | ||
| Allison Anne Bolger | Registered representative | Nov 2022 (4y) | ||
| Reece Roubic | Registered representative | Nov 2022 (4y) | ||
| Cameron Richardson | Registered representative | Nov 2022 (4y) | ||
| Gerald Allen Taylor | Registered representative | Nov 2022 (4y) | ||
| John Dziewinski | Registered representative | Nov 2022 (4y) | ||
| Justin Gingerich | Registered representative | Nov 2022 (4y) | ||
| Nicole Alix Frost | Registered representative | Nov 2022 (4y) | ||
| Nathan Andrew Hopper | Registered representative | Nov 2022 (4y) | ||
| Joseph John Gustafson | Registered representative | Nov 2022 (4y) | ||
| Ronald M Adamoli | Registered representative | Nov 2022 (4y) | ||
| Dakota J Atchley | Registered representative | Dec 2022 (4y) | ||
| Shawn Andre Perkins | Registered representative | Dec 2022 (4y) | ||
| Timothy Hanson | Registered representative | Dec 2022 (4y) | ||
| Brett Michael Hartmann | Registered representative | Dec 2022 (4y) | ||
| Forrest Vance Stewart | Registered representative | Dec 2022 (4y) | ||
| Sheilah Catherine Lynch | Registered representative | Dec 2022 (4y) | ||
| Neal Richard Larsen | Registered representative | Dec 2022 (4y) | ||
| Fred Chun Lee | Registered representative | Dec 2022 (4y) | ||
| Ronald D Richards | Registered representative | Dec 2022 (4y) | ||
| Robert Carter Robinson | Registered representative | Dec 2022 (4y) | ||
| Alexander David Stark | Registered representative | Dec 2022 (4y) | ||
| Helen H Yang | Registered representative | Dec 2022 (4y) | ||
| Natalie Powell England | Registered representative | Dec 2022 (4y) | ||
| Kelsi Haugen | Registered representative | Jan 2023 (4y) | ||
| Christopher Edward Sloan | Registered representative | Jan 2023 (4y) | ||
| Gary Kyle Kilpatrick | Registered representative | Jan 2023 (4y) | ||
| Robert Paul Shattuck | Registered representative | Jan 2023 (4y) | ||
| Autumn Moore | Registered representative | Jan 2023 (4y) | ||
| Bruce Davis Lien | Registered representative | Jan 2023 (4y) | ||
| Stephen Bartholemew Murawski | Registered representative | Jan 2023 (4y) | ||
| Robert Joseph Patrick | Registered representative | Jan 2023 (4y) | ||
| Zachary Jordan Bargman | Registered representative | Jan 2023 (4y) | ||
| Angela Hamady Bateman | Registered representative | Jan 2023 (4y) | ||
| Joseph E. Montgomery | Registered representative | Jan 2023 (4y) | ||
| Jennifer Lynn Gardner | Registered representative | Jan 2023 (4y) | ||
| Aidan Dressler | Registered representative | Jan 2023 (4y) | ||
| Christopher Andrew Johnson | Registered representative | Jan 2023 (4y) | ||
| Joseph Michael Henson | Registered representative | Jan 2023 (4y) | ||
| Gbadebo F Adetula | Registered representative | Feb 2023 (3y) | ||
| Kyle Robert Grigg | Registered representative | Feb 2023 (3y) | ||
| Jorden Trochelman | Registered representative | Feb 2023 (3y) | ||
| Dean Thomas Koller | Registered representative | Feb 2023 (3y) | ||
| Christopher Daniel Badejo | Registered representative | Feb 2023 (3y) | ||
| Jennifer L Odell | Registered representative | Feb 2023 (3y) | ||
| Laura Di Vietro | Registered representative | Feb 2023 (3y) | ||
| Ross Schulze Ritchie | Registered representative | Feb 2023 (3y) | ||
| Joshua Roman Huezo | Registered representative | Feb 2023 (3y) | ||
| Corey Schille | Registered representative | Feb 2023 (3y) | ||
| Jaclyn Christina Nelson | Registered representative | Feb 2023 (3y) | ||
| Suzanne L Florez Bonville | Registered representative | Feb 2023 (3y) | ||
| Adam Ray Bauer | Registered representative | Feb 2023 (3y) | ||
| Christopher Floyd Johnson | Registered representative | Feb 2023 (3y) | ||
| Sean David Larson | Registered representative | Mar 2023 (3y) | ||
| Ryan Disselhorst | Registered representative | Mar 2023 (3y) | ||
| Shelli Dawn Perez | Registered representative | Mar 2023 (3y) | ||
| Michael R Landau | Registered representative | Mar 2023 (3y) | ||
| Rickie Carlane Derks | Registered representative | Mar 2023 (3y) | ||
| Rocco Cooper Degregorio | Registered representative | Mar 2023 (3y) | ||
| Amberlea Johnson | Registered representative | Mar 2023 (3y) | ||
| Janine Elizabeth Amundson | Registered representative | Mar 2023 (3y) | ||
| Hermon Leon Mason | Registered representative | Mar 2023 (3y) | ||
| Kari Scott | Registered representative | Mar 2023 (3y) | ||
| Megan Elizabeth Heinsma | Registered representative | Mar 2023 (3y) | ||
| Eric Tropea | Registered representative | Mar 2023 (3y) | ||
| Douglas Warren Vernon | Registered representative | Mar 2023 (3y) | ||
| Aaron Losing | Registered representative | Mar 2023 (3y) | ||
| Kyle Kuykendall | Registered representative | Mar 2023 (3y) | ||
| Sherman Erik Steen | Registered representative | Mar 2023 (3y) | ||
| Nathaniel Houston Cooper | Registered representative | Mar 2023 (3y) | ||
| Daniel J Gehle | Registered representative | Mar 2023 (3y) | ||
| Joshua T Svoboda | Registered representative | Apr 2023 (3y) | ||
| Michael James Ure | Registered representative | Apr 2023 (3y) | ||
| Alexander Gavin Oconnell | Registered representative | Apr 2023 (3y) | ||
| Christy Lynn Robertson | Registered representative | Apr 2023 (3y) | ||
| Joseph Wayne Solberg | Registered representative | Apr 2023 (3y) | ||
| Andrew J Booms | Registered representative | Apr 2023 (3y) | ||
| John Cecchino | Registered representative | Apr 2023 (3y) | ||
| Jack Andrew Saviage | Registered representative | Apr 2023 (3y) | ||
| Parker Isaiah Olson | Registered representative | Apr 2023 (3y) | ||
| Richard Minton | Registered representative | Apr 2023 (3y) | ||
| Jaron Haruo Tsukamoto | Registered representative | Apr 2023 (3y) | ||
| Amy Herring | Registered representative | Apr 2023 (3y) | ||
| Joshua Jurek | Registered representative | Apr 2023 (3y) | ||
| Adam D Barber | Registered representative | Apr 2023 (3y) | ||
| Adam P Burden | Registered representative | Apr 2023 (3y) | ||
| Daniel Robert Burnet Klonowski | Registered representative | Apr 2023 (3y) | ||
| Michael Paul Hock | Registered representative | Apr 2023 (3y) | ||
| Doreen L Trammell | Registered representative | Apr 2023 (3y) | ||
| Joseph M Manion | Registered representative | Apr 2023 (3y) | ||
| Sarah Garvin | Registered representative | Apr 2023 (3y) | ||
| Dijohn C Mckinney | Registered representative | May 2023 (3y) | ||
| Rodney A Schuler | Registered representative | May 2023 (3y) | ||
| Jeffery James Johnson | Registered representative | May 2023 (3y) | ||
| Shawn William Abma | Registered representative | May 2023 (3y) | ||
| Megan Weigand | Registered representative | May 2023 (3y) | ||
| Richard G Chaves | Registered representative | May 2023 (3y) | ||
| John Michael Ausley | Registered representative | May 2023 (3y) | ||
| Tobias Jacob Kaplan | Registered representative | May 2023 (3y) | ||
| Debbie Bogaert | Registered representative | CFP | May 2023 (3y) | |
| Brittany Zubke | Registered representative | May 2023 (3y) | ||
| Christopher T Smith | Registered representative | May 2023 (3y) | ||
| James Richard Duerr | Registered representative | May 2023 (3y) | ||
| Dante Jack Vogel | Registered representative | May 2023 (3y) | ||
| Patrick James Kerwin | Registered representative | May 2023 (3y) | ||
| Vaughn Thompson | Registered representative | May 2023 (3y) | ||
| Jordan Suter | Registered representative | May 2023 (3y) | ||
| Benjamin Adam Robbins | Registered representative | Jun 2023 (3y) | ||
| Jesse Joon Young Heikkinen | Registered representative | Jun 2023 (3y) | ||
| Karen Schuman Lee | Registered representative | Jun 2023 (3y) | ||
| Christopher William Seabrook | Registered representative | Jun 2023 (3y) | ||
| Logan Aaron Hepburn | Registered representative | Jun 2023 (3y) | ||
| Jason Edward Rodriguez | Registered representative | Jun 2023 (3y) | ||
| Diane Kennedy Nopenz | Registered representative | Jun 2023 (3y) | ||
| Sinjin Rey Torres | Registered representative | Jun 2023 (3y) | ||
| Anne J Whiting | Registered representative | Jun 2023 (3y) | ||
| John Daniel Dunegan | Registered representative | Jun 2023 (3y) | ||
| Gary Austin Krueger | Registered representative | Jun 2023 (3y) | ||
| Lauren Gabrielle Hawkins | Registered representative | Jun 2023 (3y) | ||
| Sarah Ellen Iwaniuk | Registered representative | Jun 2023 (3y) | ||
| Jennifer Marie Gomez | Registered representative | Jun 2023 (3y) | ||
| Lillie Marie Huhndorf | Registered representative | Jun 2023 (3y) | ||
| Paul B Haecker | Registered representative | Jun 2023 (3y) | ||
| Jeffrey Steven Sitzman | Registered representative | Jun 2023 (3y) | ||
| Dillon Scott Reinitz | Registered representative | Jul 2023 (3y) | ||
| Dustin W Allen | Registered representative | Jul 2023 (3y) | ||
| Amy Kerstin Nichols | Registered representative | Jul 2023 (3y) | ||
| Stephany Arlene Slysofski | Registered representative | Jul 2023 (3y) | ||
| Ebele Gunn | Registered representative | Jul 2023 (3y) | ||
| Zachery Hugh | Registered representative | Jul 2023 (3y) | ||
| Kellen Kranc | Registered representative | Jul 2023 (3y) | ||
| Kevin Collins Warner | Registered representative | Jul 2023 (3y) | ||
| Nicholas Edward Cecere | Registered representative | Jul 2023 (3y) | ||
| Cole James Bryant | Registered representative | Jul 2023 (3y) | ||
| George Dan | Registered representative | Jul 2023 (3y) | ||
| Jayden Timothy Snyder | Registered representative | Jul 2023 (3y) | ||
| Alexander Charles Aldrich | Registered representative | Jul 2023 (3y) | ||
| Nicole Joy Muenz | Registered representative | Jul 2023 (3y) | ||
| Christopher Eugene Grieve | Registered representative | Jul 2023 (3y) | ||
| Kharis J Quaintance | Registered representative | Jul 2023 (3y) | ||
| Turner Vincin Yount | Registered representative | Jul 2023 (3y) | ||
| Bradley Robert Musshel | Registered representative | Jul 2023 (3y) | ||
| Andrew Stephen Dobson Blanchard | Registered representative | Jul 2023 (3y) | ||
| Steven Harold Wallen | Registered representative | Jul 2023 (3y) | ||
| Clayton Eric Inderbitzen | Registered representative | Aug 2023 (3y) | ||
| Drew Michael Wilson | Registered representative | Aug 2023 (3y) | ||
| Nathan Mcguire | Registered representative | Aug 2023 (3y) | ||
| Charlton Andrew Riegner | Registered representative | Aug 2023 (3y) | ||
| Anne Huth | Registered representative | Aug 2023 (3y) | ||
| Bridget T Summers | Registered representative | Aug 2023 (3y) | ||
| Cody Hale | Registered representative | Aug 2023 (3y) | ||
| Abigail Marie Devereux | Registered representative | Aug 2023 (3y) | ||
| Christopher Thomas Obrien | Registered representative | Aug 2023 (3y) | ||
| David Zimri Cauble | Registered representative | Aug 2023 (3y) | ||
| Jose Armando Frausto Gutierrez | Registered representative | Aug 2023 (3y) | ||
| Kelly Elizabeth Grills | Registered representative | Aug 2023 (3y) | ||
| Rebecca Ann Howard | Registered representative | Aug 2023 (3y) | ||
| Sarah Patricia Coffey | Registered representative | Aug 2023 (3y) | ||
| Rhoda Fe Hannenberg | Registered representative | Aug 2023 (3y) | ||
| Julie S Pressnell | Registered representative | Aug 2023 (3y) | ||
| Benjamin Jordan Schluckebier | Registered representative | Aug 2023 (3y) | ||
| Justun Hart | Registered representative | Aug 2023 (3y) | ||
| Nicholas J Streit | Registered representative | Aug 2023 (3y) | ||
| Matthew John Drafall | Registered representative | Aug 2023 (3y) | ||
| Marcus Alan Knudten | Registered representative | Aug 2023 (3y) | ||
| Gary Laird | Registered representative | Aug 2023 (3y) | ||
| Samantha Kathleen Maddox | Registered representative | Aug 2023 (3y) | ||
| Brian James Horner | Registered representative | Aug 2023 (3y) | ||
| Quan Nguyen | Registered representative | Aug 2023 (3y) | ||
| Braden Wesley Dirkse | Registered representative | Sep 2023 (3y) | ||
| Cory Lange | Registered representative | Sep 2023 (3y) | ||
| Brisa Shadae Goodell | Registered representative | Sep 2023 (3y) | ||
| Jonathan Tyler Pickens | Registered representative | Sep 2023 (3y) | ||
| Jonathan Rathert | Registered representative | Sep 2023 (3y) | ||
| Logan Raymundo Todorovic | Registered representative | Sep 2023 (3y) | ||
| Robert Michael Janik | Registered representative | Sep 2023 (3y) | ||
| Christian Bryce Rowe | Registered representative | Sep 2023 (3y) | ||
| Josh Laing | Registered representative | Sep 2023 (3y) | ||
| Aaron T Parsel | Registered representative | Sep 2023 (3y) | ||
| Johnathan Parohinog | Registered representative | Sep 2023 (3y) | ||
| Louis Anthony Datilio | Registered representative | Sep 2023 (3y) | ||
| David Bryant Mitchell | Registered representative | Sep 2023 (3y) | ||
| Mathew J Benson | Registered representative | Sep 2023 (3y) | ||
| Alexander Oaks | Registered representative | Sep 2023 (3y) | ||
| Stacy Lee Pence | Registered representative | Sep 2023 (3y) | ||
| Ravin Kawailani Walters | Registered representative | Sep 2023 (3y) | ||
| Chad Michael Sisson | Registered representative | Oct 2023 (3y) | ||
| Aaron Michael Speakman | Registered representative | Oct 2023 (3y) | ||
| Robert Curtiss Spykstra | Registered representative | Oct 2023 (3y) | ||
| Erin Nicole Stai | Registered representative | Oct 2023 (3y) | ||
| Frank Phillip Gioe | Registered representative | Oct 2023 (3y) | ||
| Jordan Klessig | Registered representative | Oct 2023 (3y) | ||
| Kayla Barry Campbell | Registered representative | Oct 2023 (3y) | ||
| Michelle Irene Bekkala | Registered representative | Oct 2023 (3y) | ||
| Brittney Rhyianna Cooper | Registered representative | Oct 2023 (3y) | ||
| Steven E Struthers | Registered representative | Oct 2023 (3y) | ||
| Tyler Matthew Prisby | Registered representative | Oct 2023 (3y) | ||
| James Andrew Ainsworth | Registered representative | Oct 2023 (3y) | ||
| Jennifer Nichole Smith | Registered representative | Oct 2023 (3y) | ||
| Eric David Gilbertson | Registered representative | Oct 2023 (3y) | ||
| Steven Richard Warren | Registered representative | Oct 2023 (3y) | ||
| Conrad Allen Neumann | Registered representative | Oct 2023 (3y) | ||
| Kyle James Brancato | Registered representative | Oct 2023 (3y) | ||
| Laura Alejandra Arrona | Registered representative | Oct 2023 (3y) | ||
| Michael Paul Gollenberg | Registered representative | Oct 2023 (3y) | ||
| Benjamin Ross | Registered representative | Oct 2023 (3y) | ||
| Alicia Guidry | Registered representative | Oct 2023 (3y) | ||
| Vincent King | Registered representative | Oct 2023 (3y) | ||
| Matthew Robert Johnson | Registered representative | Oct 2023 (3y) | ||
| Matthew Buckery | Registered representative | Nov 2023 (3y) | ||
| Annie Reed | Registered representative | Nov 2023 (3y) | ||
| Frederick Raymond Allen | Registered representative | Nov 2023 (3y) | ||
| Brian Charles Dorch | Registered representative | Nov 2023 (3y) | ||
| Christopher Piper | Registered representative | Nov 2023 (3y) | ||
| Dana Flynn Vlasics | Registered representative | Nov 2023 (3y) | ||
| Michele Lea Westmaas | Registered representative | Nov 2023 (3y) | ||
| Sydney Velyn Kirchoff | Registered representative | Nov 2023 (3y) | ||
| Thomas J Sherman | Registered representative | Nov 2023 (3y) | ||
| Braden Joseph Mead | Registered representative | Nov 2023 (3y) | ||
| Stephanie Nicole Bueno | Registered representative | Nov 2023 (3y) | ||
| Sung Hoon Pyon | Registered representative | Nov 2023 (3y) | ||
| Diane G Joiner | Registered representative | Nov 2023 (3y) | ||
| Ryan Belt | Registered representative | Nov 2023 (3y) | ||
| Kevin M Mace | Registered representative | CFP Chartered Financial Consultant | Nov 2023 (3y) | |
| Anne Kovales | Registered representative | Nov 2023 (3y) | ||
| Caleb Jones | Registered representative | Nov 2023 (3y) | ||
| Sarah Oberman | Registered representative | Nov 2023 (3y) | ||
| Jacob Winters | Registered representative | Nov 2023 (3y) | ||
| Brittain Huffstetler | Registered representative | Dec 2023 (3y) | ||
| Michael Jeff Fusi | Registered representative | Dec 2023 (3y) | ||
| Joshua Luke Daigle | Registered representative | Dec 2023 (3y) | ||
| Alec Eli Schutz | Registered representative | Dec 2023 (3y) | ||
| Brent Van Beusekom | Registered representative | Dec 2023 (3y) | ||
| William S Rankin | Registered representative | Dec 2023 (3y) | ||
| Zachary John Nigh | Registered representative | Dec 2023 (3y) | ||
| Susan E Hernandez | Registered representative | Dec 2023 (3y) | ||
| Amanda N Moerch | Registered representative | Dec 2023 (3y) | ||
| Jessica Gray | Registered representative | Dec 2023 (3y) | ||
| Susan K Schenk | Registered representative | Dec 2023 (3y) | ||
| Rachael Marie Sturm | Registered representative | Dec 2023 (3y) | ||
| Susanne Smith Miller | Registered representative | Dec 2023 (3y) | ||
| Monica Lynn William | Registered representative | Dec 2023 (3y) | ||
| David Anderson Knechtle | Registered representative | Dec 2023 (3y) | ||
| Mitchell Francis Vogel | Registered representative | Dec 2023 (3y) | ||
| Dominic John Tommasone | Registered representative | Jan 2024 (3y) | ||
| Igor Shevchenko | Registered representative | Jan 2024 (3y) | ||
| Rose Brager | Registered representative | Jan 2024 (3y) | ||
| Elicasith You | Registered representative | Jan 2024 (3y) | ||
| Michael Paul Lenahan | Registered representative | Jan 2024 (3y) | ||
| Jordan Joseph Liebling | Registered representative | Jan 2024 (3y) | ||
| Linda Jane Hensel | Registered representative | Jan 2024 (3y) | ||
| Moriah Janice Fagen | Registered representative | Jan 2024 (3y) | ||
| Cade Strasheim | Registered representative | Jan 2024 (3y) | ||
| Chad Tutton | Registered representative | Jan 2024 (3y) | ||
| Caley Elizabeth Kelly | Registered representative | Jan 2024 (3y) | ||
| Jonathan Enoch Copeland | Registered representative | Jan 2024 (3y) | ||
| Christine Ostendorf | Registered representative | Jan 2024 (3y) | ||
| Laura Leigh Gates | Registered representative | Jan 2024 (3y) | ||
| Jaela B Leenstra | Registered representative | Jan 2024 (3y) | ||
| Bryan Wise | Registered representative | Jan 2024 (3y) | ||
| Jack M Dodd | Registered representative | Jan 2024 (3y) | ||
| Robert Blake Viands | Registered representative | Feb 2024 (2y) | ||
| Mitchell Todd Kallemyn | Registered representative | Feb 2024 (2y) | ||
| Ian Matthew Mac Laughlin | Registered representative | Feb 2024 (2y) | ||
| Stephen Hoerig | Registered representative | Feb 2024 (2y) | ||
| Trevor Joseph Quigley | Registered representative | Feb 2024 (2y) | ||
| Angela Etscheidt | Registered representative | Feb 2024 (2y) | ||
| Ardis Darryl Curtis | Registered representative | Feb 2024 (2y) | ||
| Jonathan Shier | Registered representative | Feb 2024 (2y) | ||
| Matthew Alan Cardiff | Registered representative | Feb 2024 (2y) | ||
| Rachel Roth | Registered representative | Feb 2024 (2y) | ||
| Heather Joy Hilgenberg | Registered representative | Feb 2024 (2y) | ||
| Matthew Louis Gall | Registered representative | Feb 2024 (2y) | ||
| Nolan Rux | Registered representative | Feb 2024 (2y) | ||
| Andrew Parker Norton | Registered representative | Feb 2024 (2y) | ||
| Douglas Adam Jonson | Registered representative | Mar 2024 (2y) | ||
| Zachary Ryan Schoeck | Registered representative | Mar 2024 (2y) | ||
| Simon M Fisher | Registered representative | Mar 2024 (2y) | ||
| Jeffrey Michael Brieske | Registered representative | Mar 2024 (2y) | ||
| Joshua Michael Cairns | Registered representative | Mar 2024 (2y) | ||
| Michael Witkowski | Registered representative | Mar 2024 (2y) | ||
| Shannon Christine Butenhoff | Registered representative | Mar 2024 (2y) | ||
| Catherine Krauter | Registered representative | Mar 2024 (2y) | ||
| Devin J Ziegler | Registered representative | Mar 2024 (2y) | ||
| Diana Ashbaugh | Registered representative | Mar 2024 (2y) | ||
| Gary Lynn Cates | Registered representative | Mar 2024 (2y) | ||
| Gayatri Arumugam | Registered representative | Mar 2024 (2y) | ||
| Joshua Neuss | Registered representative | Mar 2024 (2y) | ||
| Paul Philip Sakry | Registered representative | Mar 2024 (2y) | ||
| Donna J Fosdick Baumann | Registered representative | Mar 2024 (2y) | ||
| Raymond E Marchand | Registered representative | Mar 2024 (2y) | ||
| Emma Marie Goodman | Registered representative | Mar 2024 (2y) | ||
| Marley Joede Schiavone | Registered representative | Mar 2024 (2y) | ||
| Michael D Lorentz | Registered representative | Mar 2024 (2y) | ||
| Sophia Elaine Pexa | Registered representative | Apr 2024 (2y) | ||
| Connor Farnsley | Registered representative | Apr 2024 (2y) | ||
| Danielle Virginia Kerns | Registered representative | Apr 2024 (2y) | ||
| Heather Alison Smith | Registered representative | Apr 2024 (2y) | ||
| Melissa Jean Arbuckle | Registered representative | Apr 2024 (2y) | ||
| Aloysius A Przygocki | Registered representative | Apr 2024 (2y) | ||
| Matthew James Roxbury | Registered representative | Apr 2024 (2y) | ||
| Colin Schultz | Registered representative | Apr 2024 (2y) | ||
| Connor Dayne Neumann Sleeper | Registered representative | Apr 2024 (2y) | ||
| Ian August Sorenson | Registered representative | Apr 2024 (2y) | ||
| Logan Demaa | Registered representative | Apr 2024 (2y) | ||
| Kyle Duane Kittel | Registered representative | Apr 2024 (2y) | ||
| Raphael Jacquim Fairell | Registered representative | Apr 2024 (2y) | ||
| Sofia Mabel Hernandez | Registered representative | Apr 2024 (2y) | ||
| Zachary Cade Slayton | Registered representative | Apr 2024 (2y) | ||
| Erin B Long | Registered representative | Apr 2024 (2y) | ||
| Eric Allen Christofferson | Registered representative | Apr 2024 (2y) | ||
| Laura Ann Cornell | Registered representative | Apr 2024 (2y) | ||
| Nathan Thomas Lacoursiere | Registered representative | Apr 2024 (2y) | ||
| Hillary Ann Soles Bement | Registered representative | Apr 2024 (2y) | ||
| Lathanael Kirkland Olsen | Registered representative | Apr 2024 (2y) | ||
| Timothy Nielsen | Registered representative | CFP | Apr 2024 (2y) | |
| Connor Thomas Zilisch | Registered representative | Apr 2024 (2y) | ||
| Jinhee Cho | Registered representative | Apr 2024 (2y) | ||
| Luke Banks | Registered representative | Apr 2024 (2y) | ||
| Stacy Marie Gonnering | Registered representative | Apr 2024 (2y) | ||
| David James Houck | Registered representative | May 2024 (2y) | ||
| Angel Mcfarland | Registered representative | May 2024 (2y) | ||
| Brian Robert Pomante | Registered representative | May 2024 (2y) | ||
| Gavin John Gescheidler | Registered representative | May 2024 (2y) | ||
| Cade Alexander Spenker | Registered representative | May 2024 (2y) | ||
| Jeffrey Alan Niemetta | Registered representative | May 2024 (2y) | ||
| Jennie Wells | Registered representative | May 2024 (2y) | ||
| Jennifer Nicole Whitted | Registered representative | May 2024 (2y) | ||
| Austen Trent Wilson | Registered representative | May 2024 (2y) | ||
| Janai N Deitt | Registered representative | May 2024 (2y) | ||
| Jonathan Ashton Dowell | Registered representative | May 2024 (2y) | ||
| Matthew Robert Cummins | Registered representative | May 2024 (2y) | ||
| Andy Antonio Grijalba | Registered representative | May 2024 (2y) | ||
| La Tunya Shanta Hanley | Registered representative | May 2024 (2y) | ||
| Lee S Mason | Registered representative | May 2024 (2y) | ||
| Antony Fred Harrison | Registered representative | May 2024 (2y) | ||
| Dominic Fisher | Registered representative | May 2024 (2y) | ||
| Lyle Anthony Morgan | Registered representative | May 2024 (2y) | ||
| Cody Lee Holderbecker | Registered representative | May 2024 (2y) | ||
| Jeremiah Ronald Burnham | Registered representative | May 2024 (2y) | ||
| Michael A D'antico | Registered representative | May 2024 (2y) | ||
| Daniel Lee Jordan | Registered representative | May 2024 (2y) | ||
| Shawn Sharafkah | Registered representative | May 2024 (2y) | ||
| Stacey Brandon Carruthers | Registered representative | May 2024 (2y) | ||
| Jennifer L Schwan | Registered representative | May 2024 (2y) | ||
| Jessica Watson | Registered representative | May 2024 (2y) | ||
| Joshua Joseph Theisen | Registered representative | May 2024 (2y) | ||
| Ashley Laurene Nick | Registered representative | May 2024 (2y) | ||
| Victor Dennisger Arevalo Melgar | Registered representative | May 2024 (2y) | ||
| Charmin Erickson | Registered representative | May 2024 (2y) | ||
| Jonathan Douglas Leonard | Registered representative | May 2024 (2y) | ||
| Joseph Furman Bishop | Registered representative | May 2024 (2y) | ||
| Laura Ann White | Registered representative | May 2024 (2y) | ||
| Jane Omdahl | Registered representative | Jun 2024 (2y) | ||
| Kennedy Shaw | Registered representative | Jun 2024 (2y) | ||
| Kevin M Corkery | Registered representative | Jun 2024 (2y) | ||
| Sophi Heim | Registered representative | Jun 2024 (2y) | ||
| Daniel Thomas Kapeller | Registered representative | Jun 2024 (2y) | ||
| La Rae Marie Klocksien | Registered representative | Jun 2024 (2y) | ||
| Kevin Lynn Schaeuble | Registered representative | Jun 2024 (2y) | ||
| Ross Collin Johnson | Registered representative | Jun 2024 (2y) | ||
| Timothy Asplin | Registered representative | Jun 2024 (2y) | ||
| Daniel J Sonnenberg | Registered representative | Jun 2024 (2y) | ||
| Adam Robert Jenkins | Registered representative | Jun 2024 (2y) | ||
| Audra Leah Perkins | Registered representative | CFP | Jun 2024 (2y) | |
| Rebekah Ann Backman | Registered representative | Jun 2024 (2y) | ||
| Christopher Kotch | Registered representative | CFP | Jun 2024 (2y) | |
| Dylan Victor Moraes Ramos | Registered representative | Jun 2024 (2y) | ||
| Josue Adalberto Avila | Registered representative | Jun 2024 (2y) | ||
| Michael Kochersperger | Registered representative | Jun 2024 (2y) | ||
| Michael Landis | Registered representative | Jun 2024 (2y) | ||
| Jake Alan Zabloudil | Registered representative | Jul 2024 (2y) | ||
| Thomas Thackery Williams | Registered representative | Jul 2024 (2y) | ||
| Betsy Jean Zemlock | Registered representative | Jul 2024 (2y) | ||
| James David Gould | Registered representative | Jul 2024 (2y) | ||
| Randall Larry Downs | Registered representative | Jul 2024 (2y) | ||
| Baker Inman | Registered representative | Jul 2024 (2y) | ||
| Hannah Marie Selness | Registered representative | Jul 2024 (2y) | ||
| Karen Diane Rhea | Registered representative | Jul 2024 (2y) | ||
| Rebecca Mills | Registered representative | Jul 2024 (2y) | ||
| Christy Lee Jacobs | Registered representative | Jul 2024 (2y) | ||
| Evan Rich | Registered representative | Jul 2024 (2y) | ||
| Wyko Salvador | Registered representative | Jul 2024 (2y) | ||
| Jason Baird | Registered representative | Jul 2024 (2y) | ||
| Jeffrey Lynch Pfannerstill | Registered representative | Jul 2024 (2y) | ||
| Nolan Ryan Nuttall | Registered representative | Jul 2024 (2y) | ||
| Raphael Musenga | Registered representative | Jul 2024 (2y) | ||
| Brandon M O Hara | Registered representative | Jul 2024 (2y) | ||
| Tara Lee Manson | Registered representative | Jul 2024 (2y) | ||
| Patrick Durwin Davis | Registered representative | Jul 2024 (2y) | ||
| Adam C Peck | Registered representative | Jul 2024 (2y) | ||
| Laura Carlson | Registered representative | Jul 2024 (2y) | ||
| Brittney Davis | Registered representative | Jul 2024 (2y) | ||
| Scott David Erickson | Registered representative | Aug 2024 (2y) | ||
| Brett Bergeson | Registered representative | Aug 2024 (2y) | ||
| Libardo Antonio De La Torre | Registered representative | Aug 2024 (2y) | ||
| Andres Perez Paredes | Registered representative | Aug 2024 (2y) | ||
| Ashlee Anne Wrobel | Registered representative | Aug 2024 (2y) | ||
| Joshua Sutter | Registered representative | Aug 2024 (2y) | ||
| Jessica Lea Hess | Registered representative | Aug 2024 (2y) | ||
| Elida Docampo Defrancisco | Registered representative | Aug 2024 (2y) | ||
| Justin Brian Letbetter | Registered representative | Aug 2024 (2y) | ||
| Michael John Zisko | Registered representative | Aug 2024 (2y) | ||
| Joshua Jay Hellwig | Registered representative | Aug 2024 (2y) | ||
| Charles Robert Allen | Registered representative | Aug 2024 (2y) | ||
| Jake C Meza Hernandez | Registered representative | Aug 2024 (2y) | ||
| Jesse Lee Doke | Registered representative | Aug 2024 (2y) | ||
| Bryan Thomas Wildes | Registered representative | Aug 2024 (2y) | ||
| Raymond Scott Vincent | Registered representative | Aug 2024 (2y) | ||
| Kyle Jeffrey Gerlach | Registered representative | Aug 2024 (2y) | ||
| Aerial June Feucht | Registered representative | Aug 2024 (2y) | ||
| Brooke Mcnerny | Registered representative | Aug 2024 (2y) | ||
| Emmett M Kelly Garcia | Registered representative | Aug 2024 (2y) | ||
| Steven Tix | Registered representative | Aug 2024 (2y) | ||
| Christopher L. Buck | Registered representative | Aug 2024 (2y) | ||
| Bryan Thomas De Coursey | Registered representative | Aug 2024 (2y) | ||
| David James Koch | Registered representative | Aug 2024 (2y) | ||
| Natalie Rose Raatz | Registered representative | Aug 2024 (2y) | ||
| Taylor Ashton King | Registered representative | Aug 2024 (2y) | ||
| Aaron John Collins | Registered representative | Sep 2024 (2y) | ||
| Gerald Koehler | Registered representative | Sep 2024 (2y) | ||
| Janelle Elisabeth Mariela Syed | Registered representative | Sep 2024 (2y) | ||
| Meredith Katherine Wilson | Registered representative | Sep 2024 (2y) | ||
| Benjamin D Weerts | Registered representative | Sep 2024 (2y) | ||
| Matthew William Conway | Registered representative | CFA | Sep 2024 (2y) | |
| Melissa Carlson | Registered representative | Sep 2024 (2y) | ||
| Amanda Joy Wikstrom | Registered representative | Sep 2024 (2y) | ||
| Brenden Slavik | Registered representative | Sep 2024 (2y) | ||
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| Carl Mathew Thomas | Registered representative | Oct 2024 (2y) | ||
| Nicole Yen | Registered representative | Oct 2024 (2y) | ||
| Kris Gobeli | Registered representative | CFP | Oct 2024 (2y) | |
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| Brooke Peters | Registered representative | Oct 2024 (2y) | ||
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| Dylan Jagger Skov | Registered representative | Oct 2024 (2y) | ||
| Jared Anthony Troxel | Registered representative | Oct 2024 (2y) | ||
| Scott Campbell | Registered representative | Oct 2024 (2y) | ||
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| Stephen Lowell Williams | Registered representative | CFP | Oct 2024 (2y) | |
| Vince Jones | Registered representative | Oct 2024 (2y) | ||
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| Shari Watkins | Registered representative | Oct 2024 (2y) | ||
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| Valentino Deleon | Registered representative | Nov 2024 (2y) | ||
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| Hannah Dennehy | Registered representative | Dec 2024 (2y) | ||
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| Joseph Louis Martinez | Registered representative | Dec 2024 (2y) | ||
| Karina Hill | Registered representative | Dec 2024 (2y) | ||
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| Sarah Catherine Kahaian | Registered representative | Jan 2025 (2y) | ||
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| Braden Hutten | Registered representative | Jan 2025 (2y) | ||
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| Pamela Cao | Registered representative | Jan 2025 (2y) | ||
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| Zhuowei Xu | Registered representative | Jan 2025 (2y) | ||
| Christopher Randall Ridley | Registered representative | Jan 2025 (2y) | ||
| Dawn Elizabeth Wolfgram | Registered representative | Jan 2025 (2y) | ||
| Laun Dunn | Registered representative | Feb 2025 (1y) | ||
| Michael Gregory Herrick | Registered representative | Feb 2025 (1y) | ||
| Sethrena Noreen Simon | Registered representative | Feb 2025 (1y) | ||
| Stacey N Corrick | Registered representative | Feb 2025 (1y) | ||
| Mason Kinadey Jasper | Registered representative | Feb 2025 (1y) | ||
| Tyler Charles Streu | Registered representative | Feb 2025 (1y) | ||
| Bruno Dornelas | Registered representative | Feb 2025 (1y) | ||
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| Arielle Oliver | Registered representative | Feb 2025 (1y) | ||
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| Terral I Hogan | Registered representative | Feb 2025 (1y) | ||
| Bailey Jon Mcmahon | Registered representative | Feb 2025 (1y) | ||
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| Mackenzie Willemsen | Registered representative | CFP Chartered Financial Consultant | Feb 2025 (1y) | |
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| Zachary Dungee | Registered representative | Feb 2025 (1y) | ||
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| Travis Ray Sorensen | Registered representative | Feb 2025 (1y) | ||
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| Justin Sonnentag | Registered representative | Mar 2025 (1y) | ||
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| Bryan Michael Selby | Registered representative | Mar 2025 (1y) | ||
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| Keith Mason | Registered representative | Mar 2025 (1y) | ||
| Julie Rae Anderson | Registered representative | Mar 2025 (1y) | ||
| Katie Alene Funk | Registered representative | Mar 2025 (1y) | ||
| Matthew Charles Buehrer | Registered representative | Mar 2025 (1y) | ||
| Joshua David Anderson | Registered representative | Mar 2025 (1y) | ||
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| Noah Tiger St John | Registered representative | Mar 2025 (1y) | ||
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| Daniel Gehrs | Registered representative | Mar 2025 (1y) | ||
| Jacob Ramey Glaus | Registered representative | Mar 2025 (1y) | ||
| James Joseph Heath | Registered representative | Mar 2025 (1y) | ||
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| Michael Austin | Registered representative | Apr 2025 (1y) | ||
| Gbar Grimes | Registered representative | Apr 2025 (1y) | ||
| Max Charles Weber | Registered representative | Apr 2025 (1y) | ||
| Michael Wayne Etter | Registered representative | Apr 2025 (1y) | ||
| Douglas Howard Schlegel | Registered representative | Apr 2025 (1y) | ||
| Eric Scott Iserman | Registered representative | Apr 2025 (1y) | ||
| Greg Landry Romanowski | Registered representative | Apr 2025 (1y) | ||
| Ronald Burkhalter | Registered representative | Apr 2025 (1y) | ||
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| Taylor John Sperlich | Registered representative | Apr 2025 (1y) | ||
| Zachary Alan Ayoub Ziegler | Registered representative | Apr 2025 (1y) | ||
| Alex Alberto Bardales | Registered representative | Apr 2025 (1y) | ||
| Charles Athmann | Registered representative | Apr 2025 (1y) | ||
| Kyle Michael Gorman | Registered representative | Apr 2025 (1y) | ||
| Bryan Baker | Registered representative | Apr 2025 (1y) | ||
| Bryan Melvin Lage | Registered representative | Apr 2025 (1y) | ||
| Elizabeth Antoinette Anderson | Registered representative | Apr 2025 (1y) | ||
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| Cameron P Seidl | Registered representative | Apr 2025 (1y) | ||
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| Jackson Schable | Registered representative | May 2025 (1y) | ||
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| Kathryn Glynn | Registered representative | May 2025 (1y) | ||
| Tyler James Erck | Registered representative | May 2025 (1y) | ||
| James Kyle Gillespie | Registered representative | May 2025 (1y) | ||
| Martha L Weeks | Registered representative | May 2025 (1y) | ||
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| Michael Rogers | Registered representative | May 2025 (1y) | ||
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| Tait Sibbel | Registered representative | Jun 2025 (1y) | ||
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| Travis Thielges | Registered representative | Jul 2025 (1y) | ||
| Zachary Daly | Registered representative | Jul 2025 (1y) | ||
| Carson Luke Ledford | Registered representative | Jul 2025 (1y) | ||
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| Michael Ray Lopp | Registered representative | Jul 2025 (1y) | ||
| Tiara Akeya Danielle Prater | Registered representative | Jul 2025 (1y) | ||
| Heidi Jostes | Registered representative | Jul 2025 (1y) | ||
| Jacob Magnuson | Registered representative | Jul 2025 (1y) | ||
| Terrance Jevon Ray | Registered representative | Jul 2025 (1y) | ||
| Ashley Landt | Registered representative | Jul 2025 (1y) | ||
| Benjamin Peter Vogel | Registered representative | Jul 2025 (1y) | ||
| Samuel John Roller | Registered representative | Jul 2025 (1y) | ||
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| Angelo V Ricci | Registered representative | Jul 2025 (1y) | ||
| Rachel Jane Portuondo | Registered representative | Jul 2025 (1y) | ||
| Christopher W Frye | Registered representative | Jul 2025 (1y) | ||
| Markus Frederick Bigbee | Registered representative | Jul 2025 (1y) | ||
| Nicole Ann Schreiber | Registered representative | Jul 2025 (1y) | ||
| Sheri Lynn Bilger | Registered representative | Jul 2025 (1y) | ||
| Juan David Henao | Registered representative | Jul 2025 (1y) | ||
| John T Breske | Registered representative | Jul 2025 (1y) | ||
| Shawna Hedrington | Registered representative | Jul 2025 (1y) | ||
| Cole Brady Ranweiler | Registered representative | Aug 2025 (1y) | ||
| Sean Thomas Bruna | Registered representative | Aug 2025 (1y) | ||
| Seon Petrosian | Registered representative | Aug 2025 (1y) | ||
| Stephan Gene Sawtelle | Registered representative | Aug 2025 (1y) | ||
| Thomas Mc Carthy | Registered representative | Aug 2025 (1y) | ||
| Anmin Hui | Registered representative | Aug 2025 (1y) | ||
| Jeffrey Neil Dahlseid | Registered representative | Aug 2025 (1y) | ||
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| John Mortimer | Registered representative | Aug 2025 (1y) | ||
| Justin M Scales | Registered representative | Aug 2025 (1y) | ||
| Ryan Williamson | Registered representative | Aug 2025 (1y) | ||
| Hans D Kuhlmann | Registered representative | Aug 2025 (1y) | ||
| Leander Mc Guigan | Registered representative | Aug 2025 (1y) | ||
| Logan Andrew Connerly | Registered representative | Aug 2025 (1y) | ||
| Patrice Kimble | Registered representative | Aug 2025 (1y) | ||
| Andrew Richard Peronace | Registered representative | Aug 2025 (1y) | ||
| Paul Correia | Registered representative | Aug 2025 (1y) | ||
| Alexander Leland Marsh | Registered representative | Aug 2025 (1y) | ||
| Keith A Burrus | Registered representative | Aug 2025 (1y) | ||
| Ruth Esther Medina | Registered representative | Aug 2025 (1y) | ||
| Thomas Jeffrey Harkins | Registered representative | Aug 2025 (1y) | ||
| Kimberly Leander Turner | Registered representative | Aug 2025 (1y) | ||
| Ryan Matthew Fossey | Registered representative | Aug 2025 (1y) | ||
| Kayla N Kuhlman | Registered representative | Aug 2025 (1y) | ||
| Jordan L Meyer | Registered representative | Aug 2025 (1y) | ||
| Trent D Strietelmeier | Registered representative | Aug 2025 (1y) | ||
| Andrew William Maar | Registered representative | Aug 2025 (1y) | ||
| Craig Alan Martin | Registered representative | Aug 2025 (1y) | ||
| Lyle Jason Martin | Registered representative | Aug 2025 (1y) | ||
| Nick Alan Brundell | Registered representative | Aug 2025 (1y) | ||
| Antoine Dent | Registered representative | Aug 2025 (1y) | ||
| Bennett N Andersen | Registered representative | Aug 2025 (1y) | ||
| James Darryl Tuenge | Registered representative | Aug 2025 (1y) | ||
| Connor Josephson | Registered representative | Aug 2025 (1y) | ||
| Bryan Wesley Dellinger | Registered representative | Aug 2025 (1y) | ||
| Devon Jon Lewis | Registered representative | Aug 2025 (1y) | ||
| Jessica Dail | Registered representative | Aug 2025 (1y) | ||
| Janett Ann Marie White | Registered representative | Aug 2025 (1y) | ||
| Megan Webb Coggin | Registered representative | Aug 2025 (1y) | ||
| Maruan Kitner | Registered representative | Aug 2025 (1y) | ||
| Trevor Petty | Registered representative | Aug 2025 (1y) | ||
| Paul James Osckel | Registered representative | Aug 2025 (1y) | ||
| Seenaa Jimjimo | Registered representative | Aug 2025 (1y) | ||
| William Gabriel Hickey | Registered representative | Aug 2025 (1y) | ||
| Alexander Vincent Di Cesare | Registered representative | Aug 2025 (1y) | ||
| Andria Lundquist | Registered representative | Aug 2025 (1y) | ||
| Marc Slama | Registered representative | Aug 2025 (1y) | ||
| Peter R Porterfield | Registered representative | Aug 2025 (1y) | ||
| Riley Elaine Hall | Registered representative | Aug 2025 (1y) | ||
| Cameron Eric Moore | Registered representative | Sep 2025 (1y) | ||
| Maxwell Jared Darrington | Registered representative | Sep 2025 (1y) | ||
| Merianne Morris | Registered representative | Sep 2025 (1y) | ||
| Alli Collier | Registered representative | Sep 2025 (1y) | ||
| Brenda Gail Clark | Registered representative | Sep 2025 (1y) | ||
| Jordan Arthur Fahlsing | Registered representative | Sep 2025 (1y) | ||
| Karl Grant Galang Meneses | Registered representative | Sep 2025 (1y) | ||
| Matthew Strode | Registered representative | Sep 2025 (1y) | ||
| Sherri Lynn Curria | Registered representative | Sep 2025 (1y) | ||
| Abigail Leanna Scott | Registered representative | Sep 2025 (1y) | ||
| Luke Michael Erickson | Registered representative | Sep 2025 (1y) | ||
| Glenn Gilliard | Registered representative | Sep 2025 (1y) | ||
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| Kevin Jacob King | Registered representative | Sep 2025 (1y) | ||
| Cole Misuraca | Registered representative | Sep 2025 (1y) | ||
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| Reid Aaron Aschenbeck | Registered representative | Sep 2025 (1y) | ||
| Connor Powers | Registered representative | Sep 2025 (1y) | ||
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| John Kopka | Registered representative | Sep 2025 (1y) | ||
| Kaitlyn Renee Barrett | Registered representative | Sep 2025 (1y) | ||
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| Winston George Walker | Registered representative | Sep 2025 (1y) | ||
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| Tyler Rice | Registered representative | Sep 2025 (1y) | ||
| Michael Crown | Registered representative | Sep 2025 (1y) | ||
| D Aundre K De Mars | Registered representative | Sep 2025 (1y) | ||
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| Connor William Eglin | Registered representative | Oct 2025 (1y) | ||
| Denise Elaine Adorian | Registered representative | Oct 2025 (1y) | ||
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| Wendy Stevens | Registered representative | Oct 2025 (1y) | ||
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| Nathan Donald Shaw | Registered representative | Oct 2025 (1y) | ||
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| Brandon Michael Yurek | Registered representative | Feb 2026 (0y) | ||
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| Jeremy Kyle Johnson | Registered representative | Feb 2026 (0y) | ||
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| Benjamin Jack Rust | Registered representative | Feb 2026 (0y) | ||
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| Savannah Rae Riegner Todd | Registered representative | Feb 2026 (0y) | ||
| Amanda Kay Cutway | Registered representative | Feb 2026 (0y) | ||
| Katie A Clark | Registered representative | Feb 2026 (0y) | ||
| Robert Alan Floyd Kupiec | Registered representative | Feb 2026 (0y) | ||
| Glen Eric Melin | Registered representative | Feb 2026 (0y) | ||
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| Ben Tillman Pavlish | Registered representative | Mar 2026 (0y) | ||
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| Levi John Hattervig | Registered representative | Mar 2026 (0y) | ||
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| Sarah Ann Mc Entee | Registered representative | Mar 2026 (0y) | ||
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| Kwabena Ibn Nunes Asiedu | Registered representative | Mar 2026 (0y) | ||
| Noah Penn Marshall | Registered representative | Mar 2026 (0y) | ||
| Heather Dyan Bytof | Registered representative | Mar 2026 (0y) | ||
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| Dee Morgan | Registered representative | Mar 2026 (0y) | ||
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| Andrew Zachary Haase | Registered representative | Apr 2026 (0y) | ||
| Bryce Alan Marsh | Registered representative | Apr 2026 (0y) | ||
| Christopher Hirz | Registered representative | Apr 2026 (0y) | ||
| James Kevin Urquhart | Registered representative | Apr 2026 (0y) | ||
| Jordan Hennings | Registered representative | Apr 2026 (0y) | ||
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| Cole William Olson | Registered representative | Apr 2026 (0y) | ||
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| Chelsea M Haynes | Registered representative | Apr 2026 (0y) | ||
| Kristy Hillukka | Registered representative | Apr 2026 (0y) | ||
| Samuel Forbush | Registered representative | Apr 2026 (0y) | ||
| Blake A Davies | Registered representative | Apr 2026 (0y) | ||
| Genie C Mcgee | Registered representative | Apr 2026 (0y) | ||
| William Brandon Forster | Registered representative | Apr 2026 (0y) | ||
| Daniel Joseph Horan | Registered representative | Apr 2026 (0y) | ||
| Lamil Mc Williams | Registered representative | Apr 2026 (0y) | ||
| Melissa Carin Mather Bobka | Registered representative | Apr 2026 (0y) | ||
| William M Zottnick | Registered representative | Apr 2026 (0y) | ||
| Jeremiah Jason Lepien | Registered representative | Apr 2026 (0y) | ||
| Micah Stephen Davidson | Registered representative | Apr 2026 (0y) | ||
| Allan Christian Uy | Registered representative | Apr 2026 (0y) | ||
| Jeremy Christian Hansen | Registered representative | Apr 2026 (0y) | ||
| Bradley Gilpin Bosi | Registered representative | Apr 2026 (0y) | ||
| Seth Franklin Haney | Registered representative | Apr 2026 (0y) | ||
| Elizabeth Morris | Registered representative | Apr 2026 (0y) | ||
| Kelly Kelly | Registered representative | Apr 2026 (0y) | ||
| Hunter James Dodd | Registered representative | Apr 2026 (0y) | ||
| Emily June Barber | Registered representative | Apr 2026 (0y) | ||
| Michael Fiorentino | Registered representative | Apr 2026 (0y) | ||
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| Adam Jeffrey Larson | Registered representative | May 2026 (0y) | ||
| Alicia Nicole Ayodele | Registered representative | May 2026 (0y) | ||
| Brian Van Dyke | Registered representative | May 2026 (0y) | ||
| Claudia Vargas Lopez | Registered representative | May 2026 (0y) | ||
| Courtney J Engel | Registered representative | May 2026 (0y) | ||
| Evan Mc Connel Hanna | Registered representative | May 2026 (0y) | ||
| Wilkin W Howard | Registered representative | May 2026 (0y) | ||
| Angela Marie Hanson | Registered representative | May 2026 (0y) | ||
| Emily Milton | Registered representative | May 2026 (0y) | ||
| Esther Sierens | Registered representative | May 2026 (0y) | ||
| Malik Banks | Registered representative | May 2026 (0y) | ||
| Nicholas Dodson | Registered representative | May 2026 (0y) | ||
| Victoria Marie Morgenthaler | Registered representative | May 2026 (0y) | ||
| Alexander Porter | Registered representative | May 2026 (0y) | ||
| Kaley Dwight Fleig | Registered representative | May 2026 (0y) | ||
| Keith Allen Braddock | Registered representative | May 2026 (0y) | ||
| Uniqua Deberry | Registered representative | May 2026 (0y) | ||
| Alex Donald Strom | Registered representative | May 2026 (0y) | ||
| Lisa Galish | Registered representative | May 2026 (0y) | ||
| Alaina Roberta Elliott | Registered representative | May 2026 (0y) | ||
| Donald Raymond Murtaugh | Registered representative | May 2026 (0y) | ||
| Kelly E Mc Dowell Kinnett | Registered representative | May 2026 (0y) | ||
| Paul M Braley | Registered representative | May 2026 (0y) | ||
| Samuel Gardner | Registered representative | May 2026 (0y) | ||
| Nicholas Thomas D Amato | Registered representative | May 2026 (0y) | ||
| Kerrie Sander | Registered representative | May 2026 (0y) | ||
| Charles Andrew Warner | Registered representative | May 2026 (0y) | ||
| Haley L Cashwell | Registered representative | May 2026 (0y) | ||
| Mychelle Angstadt | Registered representative | May 2026 (0y) | ||
| Ethan Humble | Registered representative | May 2026 (0y) | ||
| Gustavo Fernando Cueto | Registered representative | May 2026 (0y) | ||
| James P Lambert | Registered representative | May 2026 (0y) | ||
| Anthony M Fisher | Registered representative | May 2026 (0y) | ||
| Christopher Bishop | Registered representative | May 2026 (0y) | ||
| Brandon R Wilkes | Registered representative | May 2026 (0y) | ||
| Nathaniel Joseph Francis | Registered representative | May 2026 (0y) | ||
| Joseph Eugene Quevreaux | Registered representative | May 2026 (0y) | ||
| Cody Nicholas Hoerig | Registered representative | Jun 2026 (0y) | ||
| Daniel J Merritt | Registered representative | Jun 2026 (0y) | ||
| Evelyn Scott | Registered representative | Jun 2026 (0y) | ||
| Isaac David Barrett | Registered representative | Jun 2026 (0y) | ||
| Isaac James Moin | Registered representative | Jun 2026 (0y) | ||
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| Nolan Walker | Registered representative | Jun 2026 (0y) | ||
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| Brady Matthew Higgins | Registered representative | Jun 2026 (0y) | ||
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| Jared Payne | Registered representative | Jun 2026 (0y) | ||
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| Juan Lopez Maya | Registered representative | Jun 2026 (0y) | ||
| Jennifer Riley | Registered representative | Jun 2026 (0y) | ||
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| Justin Kelly | Registered representative | Jun 2026 (0y) | ||
| Ryan Thomas Larson | Registered representative | Jun 2026 (0y) | ||
| Ashlee L Rightman | Registered representative | Jun 2026 (0y) | ||
| Cole Raber | Registered representative | Jun 2026 (0y) | ||
| Di Ivory Edgecomb | Registered representative | Jun 2026 (0y) | ||
| Jessica Leigh Ritter | Registered representative | Jun 2026 (0y) | ||
| Joshua Patrick Knapp | Registered representative | Jun 2026 (0y) | ||
| Nathan Rudebusch | Registered representative | Jun 2026 (0y) | ||
| Andrew Ibeh | Registered representative | Jun 2026 (0y) | ||
| Bailey Robert Sage | Registered representative | Jun 2026 (0y) | ||
| Bryan Singer | Registered representative | Jun 2026 (0y) | ||
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| Rachel Alise Piloian | Registered representative | Jun 2026 (0y) | ||
| Bryan J Nordin | Registered representative | Jun 2026 (0y) | ||
| Dylan Joseph Rose | Registered representative | Jun 2026 (0y) | ||
| Jordan Meier | Registered representative | Jun 2026 (0y) | ||
| Lauren Neary | Registered representative | Jun 2026 (0y) | ||
| Tricia Nicole Sullivan | Registered representative | Jun 2026 (0y) | ||
| Stacy Dobberstein | Registered representative | Jun 2026 (0y) | ||
| Gregory Dean Powell | Registered representative | Jun 2026 (0y) | ||
| Jay Lassen | Registered representative | Jun 2026 (0y) | ||
| Logan David Goetzinger | Registered representative | Jun 2026 (0y) | ||
| Nathan Mc Nally | Registered representative | Jun 2026 (0y) | ||
| Shawn Renee Murphy | Registered representative | Jun 2026 (0y) | ||
| Matthew W Kvien | Registered representative | Jun 2026 (0y) | ||
| Alexis Taylor Higgins | Registered representative | Jul 2026 (0y) | ||
| Chelsea Nicole Fevold | Registered representative | Jul 2026 (0y) | ||
| Krista Karow | Registered representative | Jul 2026 (0y) | ||
| Kelly Ann Sobeck | Registered representative | Jul 2026 (0y) | ||
| Leticia Castellanos Casasola | Registered representative | Jul 2026 (0y) | ||
| Michael C Clark | Registered representative | Jul 2026 (0y) | ||
| Nahim Dewan | Registered representative | Jul 2026 (0y) | ||
| Tracy Lee Malsavage | Registered representative | Jul 2026 (0y) | ||
| Joseph Skinner | Registered representative | Jul 2026 (0y) | ||
| Kaden Rieffenberger | Registered representative | Jul 2026 (0y) | ||
| Naji Michel Naji Jawabreh | Registered representative | Jul 2026 (0y) | ||
| Alexsae Elise Kensinger | Registered representative | Jul 2026 (0y) | ||
| Anthony L Wilbur | Registered representative | Jul 2026 (0y) | ||
| Brody M Baumann | Registered representative | Jul 2026 (0y) | ||
| Bryan J Herrera Burgos | Registered representative | Jul 2026 (0y) | ||
| Chelsea D Stevens | Registered representative | Jul 2026 (0y) | ||
| Emmett H Espino | Registered representative | Jul 2026 (0y) | ||
| Eric Rabe | Registered representative | Jul 2026 (0y) | ||
| Jackson Dugger | Registered representative | Jul 2026 (0y) | ||
| Jacob Andrew Roberts | Registered representative | Jul 2026 (0y) | ||
| Jake Thomas Deacy | Registered representative | Jul 2026 (0y) | ||
| Lani Mc Quilkin | Registered representative | Jul 2026 (0y) | ||
| Parker Louis Patierno | Registered representative | Jul 2026 (0y) | ||
| Samuel David Jordan | Registered representative | Jul 2026 (0y) | ||
| Stacy A Spier | Registered representative | Jul 2026 (0y) | ||
| Tamaya Denise Veldstra | Registered representative | Jul 2026 (0y) | ||
| Victor Edwards | Registered representative | Jul 2026 (0y) | ||
| Anthony L Brewer | Registered representative | Jul 2026 (0y) | ||
| Benjamin Ritchie | Registered representative | Jul 2026 (0y) | ||
| Carson A Siemons | Registered representative | Jul 2026 (0y) | ||
| Leah Kristine Leksich | Registered representative | Jul 2026 (0y) | ||
| Cade Louis Charles Martin | Registered representative | Jul 2026 (0y) | ||
| Tri Hoang | Registered representative | Jul 2026 (0y) | ||
| Michael Dennis Stehlik | Registered representative | Jul 2026 (0y) | ||
| Brendan Downard | Registered representative | Jul 2026 (0y) | ||
| Jason Herring | Registered representative | Jul 2026 (0y) | ||
| Jeffrey Rauworth White | Registered representative | Jul 2026 (0y) | ||
| Krista Kuehl | Registered representative | Jul 2026 (0y) | ||
| Jenna Jones | Registered representative | Jul 2026 (0y) | ||
| Mark A Van Bibber | Registered representative | Jul 2026 (0y) | ||
| Matthew Alexander Chew | Registered representative | Jul 2026 (0y) | ||
| Blaine Daniel Widmer | Registered representative | Jul 2026 (0y) | ||
| Scott Alan Leclerc | Registered representative | Jul 2026 (0y) | ||
| David Nykerk | Registered representative | Jul 2026 (0y) | ||
| Zachary Steven Krause | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Thrivent Financial Holdings, Inc. | Owner | Aug 1986 | A | 75% or more |
| Thrivent Financial For Lutherans | Shareholder | Aug 1986 | B | ≈ 56.25% – 100% via Thrivent Financial Holdings, Inc. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Thrivent Financial For Lutherans: 75% – 100% of Thrivent Financial Holdings, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (2 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/20/2026 | 4.1 MB | View · PDF · Source ↗ |
| Form ADV (full filing) | 04/22/2026 | 4.11 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Regulatory · Item 11.E(2)
as of Dec 16, 2024
Allegations: THE AWC ALLEGED THAT THRIVENT INVESTMENT MANAGEMENT, INC. VIOLATED NASD RULE 3010 AND FINRA RULES 3110 AND 2010 BY FAILING TO REASONABLY SUPERVISE MUTUAL FUND SALES TO ENSURE ELIGIBLE CUSTOMERS RECEIVED THE BENEFIT OF APPLICABLE SALES CHARGE WAIVERS AND BREAKPOINT DISCOUNTS. Status: Final Sanction Detail: N/A Summary: THRIVENT INVESTMENT MANAGEMENT, INC. (TIMI) INITIATED A REVIEW TO IDENTIFY WHETHER ELIGIBLE CUSTOMERS RECEIVED CERTAIN AVAILABLE SALES CHARGE WAIVERS OR BREAKPOINT DISCOUNTS, FOR THE PERIOD BEGINNING JANUARY 2011 FORWARD. TIMI SUBSEQUENTLY AND PROMPTLY ESTABLISHED A PLAN OF REMEDIATION FOR THOSE IDENTIFIED CUSTOMERS WHO DID NOT RECEIVE APPROPRIATE SALES CHARGE WAIVERS OR AVAILABLE BREAKPOINT DISCOUNTS AND MADE RESTITUTION TO SUCH CUSTOMERS. TIMI ENTERED INTO A LETTER OF ACCEPTANCE, WAIVER AND CONSENT (AWC) WITH THE FINANCIAL REGULATORY AUTHORITY (FINRA), WHICH WAS ISSUED ON AUGUST 9, 2018 AND IN WHICH TIMI NEITHER ADMITTED NOR DENIED THE ALLEGATIONS. FINRA EXPRESSLY RECOGNIZED, IN THE AWC, TIMI'S EXTRAORDINARY COOPERATION IN RESOLVING THIS MATTER. TIMI CONSENTED TO A CENSURE IN THE AWC, AND WILL PROVIDE FINRA WITH CERTAIN INFORMATION REGARDING ITS ESTABLISHED REMEDIATION PLAN FOR ELIGIBLE CUSTOMERS.
Regulatory · Item 11.D(2), 11.D(4)
as of Dec 16, 2024
Allegations: THE DEPARTMENT'S CONSENT ORDER RECITED THAT THRIVENT INVESTMENT MANAGEMENT INC. FAILED TO MAINTAIN APPROPRIATE BOOKS-AND-RECORDS, IN VIOLATION OF THE ILLINOIS SECURITIES ACT, SECTION 8.E.1(Q). THE BASIS FOR THE SECTION 8.E.1(Q) VIOLATION RELATED TO CERTAIN INSTANCES, DURING THE PERIOD JANUARY 1, 2011 TO JUNE 30, 2014, IN WHICH THRIVENT REPRESENTATIVES AND SUPERVISORS FAILED TO MAKE APPROPRIATE DOCUMENTATION REGARDING THE SUITABILITY OF CERTAIN VARIABLE ANNUITY ("VA") REPLACEMENT TRANSACTIONS. Status: Final Sanction Detail: THRIVENT PAID A FINE OF $400,000 ON JULY 24, 2020. Summary: IN JULY 2020, THRIVENT SIGNED A STIPULATION TO ENTRY OF CONSENT ORDER ("THE STIPULATION") WITH THE ILLINOIS SECURITIES DEPARTMENT ("THE DEPARTMENT"). THRIVENT NEITHER ADMITTED NOR DENIED THE FINDINGS OF FACT OR CONCLUSIONS OF LAW, BUT (CONSISTENT WITH THE STIPULATION) ACKNOWLEDGED THAT THE CONSENT ORDER COULD BE ENTERED. THE DEPARTMENT'S CONSENT ORDER RECITED THAT, DURING THE PERIOD OF JANUARY 1, 2011 TO JUNE 30, 2014 ("THE RELEVANT PERIOD"), IN CERTAIN INSTANCES THRIVENT REPRESENTATIVES AND SUPERVISORS FAILED TO MAKE APPROPRIATE DOCUMENTATION REGARDING THE SUITABILITY OF CERTAIN VARIABLE ANNUITY ("VA") REPLACEMENT TRANSACTIONS. THE DEPARTMENT'S CONSENT ORDER FURTHER RECITED THAT, AS A RESULT, THRIVENT FAILED TO MAINTAIN APPROPRIATE BOOKS-AND-RECORDS REGARDING THESE CERTAIN VA TRANSACTIONS DURING THE RELEVANT PERIOD. UNDER THE DEPARTMENT'S CONSENT ORDER, THRIVENT IS REQUIRED TO MAKE A MONETARY PAYMENT OF $400,000 TO THE ILLINOIS SECRETARY OF STATE, SECURITIES INVESTOR EDUCATION FUND, BY JULY 24, 2020. THE CONSENT ORDER ALSO RECITES THAT THRIVENT WILL PROVIDE ITS REPRESENTATIVES CERTAIN TRAINING, AS A PART OF REGULATION BI IMPLEMENTATION, REGARDING AVAILABLE TOOLS AND RESOURCES FOR ASSESSING BEST INTEREST AND SUITABILITY CONSIDERATIONS FOR CUSTOMERS. THE STIPULATION, THE CONSENT ORDER AND A SEPARATE DEPARTMENT REPRESENTATION LETTER COLLECTIVELY BROUGHT TO A CONCLUSION MATTERS INVOLVING THRIVENT WHICH HAD BEEN PENDING BEFORE THE DEPARTMENT.
Regulatory · Item 11.D(2), 11.D(4)
as of Dec 16, 2024
Allegations: THE DEPARTMENT'S CONSENT ORDER RECITED THAT THRIVENT INVESTMENT MANAGEMENT INC. FAILED TO MAINTAIN APPROPRIATE BOOKS-AND-RECORDS, IN VIOLATION OF THE ILLINOIS SECURITIES ACT, SECTION 8.E.1(Q). THE BASIS FOR THE SECTION 8.E.1(Q) VIOLATION RELATED TO CERTAIN INSTANCES, DURING THE PERIOD JANUARY 1, 2011 TO JUNE 30, 2014, IN WHICH THRIVENT REPRESENTATIVES AND SUPERVISORS FAILED TO MAKE APPROPRIATE DOCUMENTATION REGARDING THE SUITABILITY OF CERTAIN VARIABLE ANNUITY ("VA") REPLACEMENT TRANSACTIONS. Status: Final Sanction Detail: THRIVENT PAID A FINE OF $400,000 ON JULY 24, 2020. Summary: IN JULY 2020, THRIVENT SIGNED A STIPULATION TO ENTRY OF CONSENT ORDER ("THE STIPULATION") WITH THE ILLINOIS SECURITIES DEPARTMENT ("THE DEPARTMENT"). THRIVENT NEITHER ADMITTED NOR DENIED THE FINDINGS OF FACT OR CONCLUSIONS OF LAW, BUT (CONSISTENT WITH THE STIPULATION) ACKNOWLEDGED THAT THE CONSENT ORDER COULD BE ENTERED. THE DEPARTMENT'S CONSENT ORDER RECITED THAT, DURING THE PERIOD OF JANUARY 1, 2011 TO JUNE 30, 2014 ("THE RELEVANT PERIOD"), IN CERTAIN INSTANCES THRIVENT REPRESENTATIVES AND SUPERVISORS FAILED TO MAKE APPROPRIATE DOCUMENTATION REGARDING THE SUITABILITY OF CERTAIN VARIABLE ANNUITY ("VA") REPLACEMENT TRANSACTIONS. THE DEPARTMENT'S CONSENT ORDER FURTHER RECITED THAT, AS A RESULT, THRIVENT FAILED TO MAINTAIN APPROPRIATE BOOKS-AND-RECORDS REGARDING THESE CERTAIN VA TRANSACTIONS DURING THE RELEVANT PERIOD. UNDER THE DEPARTMENT'S CONSENT ORDER, THRIVENT IS REQUIRED TO MAKE A MONETARY PAYMENT OF $400,000 TO THE ILLINOIS SECRETARY OF STATE, SECURITIES INVESTOR EDUCATION FUND, BY JULY 24, 2020. THE CONSENT ORDER ALSO RECITES THAT THRIVENT WILL PROVIDE ITS REPRESENTATIVES CERTAIN TRAINING, AS A PART OF REGULATION BI IMPLEMENTATION, REGARDING AVAILABLE TOOLS AND RESOURCES FOR ASSESSING BEST INTEREST AND SUITABILITY CONSIDERATIONS FOR CUSTOMERS. THE STIPULATION, THE CONSENT ORDER AND A SEPARATE DEPARTMENT REPRESENTATION LETTER COLLECTIVELY BROUGHT TO A CONCLUSION MATTERS INVOLVING THRIVENT WHICH HAD BEEN PENDING BEFORE THE DEPARTMENT.
Regulatory · Item 11.E(2)
as of Dec 16, 2024
Allegations: FINRA ALLEGED THAT THRIVENT INVESTMENT MANAGEMENT INC. ("THRIVENT") VIOLATED SEC RULE 10B-10, NASD CONDUCT RULES 2230 AND 2110 AND FINRA RULES 2232 AND 2010 BY FAILING TO DELIVER TRADE CONFIRMATIONS TO THRIVENT MUTUAL FUND SHAREHOLDERS PERTAINING TO CERTAIN ONE-TIME AND CERTAIN OTHER MUTUAL FUND SHARE REDEMPTIONS. Status: Final Sanction Detail: THRIVENT PAID A FINE OF $375,000 ON DECEMBER 30, 2014. Summary: WITHOUT ADMITTING OR DENYING ANY FINDING, THRIVENT AGREED TO A CENSURE AND FINE OF $375,000, WHICH IT PAID ON DECEMBER 30, 2014.
Regulatory · Item 11.E(2)
as of Dec 16, 2024
Allegations: THE AWC ALLEGED THAT THRIVENT INVESTMENT MANAGEMENT INC. ("THRIVENT") VIOLATED FINRA RULES 3110 AND 2010, SECTION 17(A) OF THE SECURITIES EXCHANGE ACT OF 1934 ("EXCHANGE ACT"), EXCHANGE ACT RULE 17A-3, AND FINRA RULES 4511 AND 2010 BY FAILING TO ESTABLISH AND MAINTAIN A SUPERVISORY SYSTEM REASONABLY DESIGNED TO DETECT POSSIBLE INSTANCES OF SIGNATURE FORGERY OR FALSIFICATION. Status: Final Sanction Detail: THRIVENT WAS CENSURED, FINED $325,000 WHICH WAS PAID ON MAY 31, 2024, AND AGREED TO CERTIFY IN WRITING TO FINRA WITHIN 120 DAYS THAT THRIVENT HAS REMEDIATED THE ISSUES IN THE AWC AND IMPLEMENTED A REASONABLE SUPERVISORY SYSTEM, INCLUDING WRITTEN SUPERVISORY PROCEDURES, TO SUPERVISE ELECTRONIC SIGNATURES. Summary: ON MAY 28, 2024, THRIVENT ENTERED INTO A LETTER OF ACCEPTANCE, WAIVER, AND CONSENT ("AWC") WITH FINRA IN WHICH THRIVENT NEITHER ADMITTED NOR DENIED THE ALLEGATIONS THAT FROM JULY 2017 TO THE PRESENT, THRIVENT'S SUPERVISORY SYSTEM WAS NOT REASONABLY DESIGNED TO DETECT POSSIBLE INSTANCES OF ELECTRONIC SIGNATURE FORGERY OR FALSIFICATION AND THRIVENT'S WRITTEN SUPERVISORY PROCEDURES DID NOT INCLUDE GUIDANCE OR PROCEDURES TO SUPERVISE THE USE OF ELECTRONIC SIGNATURES TO ASSESS WHETHER AN ELECTRONIC SIGNATURE WAS GENUINE. AS A RESULT, THRIVENT FAILED TO DETECT THAT CERTAIN OF ITS REGISTERED REPRESENTATIVES SENT DOCUMENTS REQUIRING A CUSTOMER'S ELECTRONIC SIGNATURE TO THEIR OWN PERSONAL AND WORK EMAIL ADDRESSES, AND CORRESPONDING AUTHORIZATION CODES TO THEIR OWN PHONES, AND THEN FALSIFIED OR FORGED CUSTOMER SIGNATURES ON FIRM DOCUMENTS. THE FALSIFICATIONS AND FORGERIES WERE NOT IN FURTHERANCE OF UNAUTHORIZED ACTIVITY, THERE WAS NO CUSTOMER HARM, AND NO CUSTOMER COMPLAINED. UNDER THE AWC, THRIVENT WAS CENSURED AND FINED $325,000 WHICH WAS PAID ON MAY 31, 2024. THRIVENT ALSO AGREED TO CERTIFY IN WRITING TO FINRA WITHIN 120 DAYS THAT THRIVENT HAS REMEDIATED THE ISSUES IN THE AWC AND IMPLEMENTED A REASONABLE SUPERVISORY SYSTEM, INCLUDING WRITTEN SUPERVISORY PROCEDURES, TO SUPERVISE ELECTRONIC SIGNATURES.
Regulatory · Item 11.D(2), 11.D(4)
as of Dec 16, 2024
Allegations: THE CONSENT ORDER RECITED THAT THRIVENT INVESTMENT MANAGEMENT INC. ("THRIVENT") SUBMITTED TO THE MISSOURI SECURITIES DIVISION A REGISTRATION APPLICATION FOR ONE OF ITS AGENTS THAT FAILED TO DISCLOSE A PRIOR CUSTOMER COMPLAINT AGAINST THE AGENT AND DID NOT FILE A CORRECTING AMENDMENT OF THE AGENT'S FORM U-4 WITHIN THE REQUIRED THIRTY-DAY PERIOD, IN VIOLATION OF 15 CSR 30-51.160(3)(A) AND SECTION 409.4-411(C)(1). Status: Final Sanction Detail: THRIVENT PAID A FINE OF $2,000 ON NOVEMBER 1, 2022. Summary: ON NOVEMBER 1, 2022, THRIVENT SIGNED A CONSENT ORDER WITH THE ENFORCEMENT SECTION OF THE MISSOURI SECURITIES DIVISION. THRIVENT NEITHER ADMITTED NOR DENIED THE ALLEGATIONS MADE OR THE FINDINGS OF FACT OR CONCLUSIONS OF LAW BUT ENTERED INTO A CONSENT ORDER WHICH STATES THAT ON MAY 5, 2022 A REGISTRATION APPLICATION FOR ONE OF ITS AGENTS FAILED TO DISCLOSE A PRIOR CUSTOMER COMPLAINT AGAINST THE AGENT AND THRIVENT DID NOT FILE A CORRECTING AMENDMENT OF THE AGENT'S FORM U-4 UNTIL JUNE 22, 2022, IN VIOLATION OF 15 CSR 30-51.160(3)(A) AND SECTION 409.4-411(C)(1). UNDER THE CONSENT ORDER, THRIVENT IS REQUIRED TO MAKE A MONETARY PAYMENT OF $2,000 TO THE MISSOURI SECRETARY OF STATE'S INVESTOR EDUCATION AND PROTECTION FUND.
Regulatory
as of Dec 16, 2024
Allegations: THE SEC ISSUED AN ORDER REGARDING CONDUCT THRIVENT HAD SELF-REPORTED TO THE SEC. WITHOUT ADMITTING OR DENYING THE FINDINGS, THRIVENT CONSENTED TO THE ENTRY OF AN ORDER (THE "SETTLEMENT ORDER") FINDING THAT IT VIOLATED THE CARE OBLIGATION AND COMPLIANCE OBLIGATION UNDER RULE 15L-1(A) OF THE EXCHANGE ACT WHEN MAKING RECOMMENDATIONS THAT CERTAIN OF ITS RETAIL BROKERAGE CUSTOMERS INVEST IN CLASS A MUTUAL FUND SHARES INSTEAD OF CLASS C MUTUAL FUND SHARES OFFERED BY CERTAIN 529 PROVIDERS. Status: Final Sanction Detail: THRIVENT CONSENTED TO A CENSURE AND WAS ORDERED TO CEASE AND DESIST FROM COMMITTING OR CAUSING FURTHER VIOLATIONS OF RULE 15L-1(A) UNDER THE EXCHANGE ACT. THRIVENT ALSO WAS ORDERED TO PAY A CIVIL PENALTY OF $25,000 WHICH WAS PAID ON OCTOBER 3, 2024. Summary: ON OCTOBER 2, 2024, THE SEC ISSUED AN ORDER REGARDING CONDUCT THRIVENT HAD SELF-REPORTED TO THE SEC. WITHOUT ADMITTING OR DENYING THE FINDINGS, THRIVENT CONSENTED TO THE ENTRY OF AN ORDER (THE "SETTLEMENT ORDER") FINDING THAT IT VIOLATED THE CARE OBLIGATION AND COMPLIANCE OBLIGATION UNDER RULE 15L-1(A) OF THE EXCHANGE ACT WHEN MAKING RECOMMENDATIONS THAT CERTAIN OF ITS RETAIL BROKERAGE CUSTOMERS INVEST IN CLASS A MUTUAL FUND SHARES INSTEAD OF CLASS C MUTUAL FUND SHARES OFFERED BY CERTAIN 529 PROVIDERS. PURSUANT TO THE SETTLEMENT ORDER, THRIVENT CONSENTED TO A CENSURE AND WAS ORDERED TO CEASE AND DESIST FROM COMMITTING OR CAUSING FURTHER VIOLATIONS OF RULE 15L-1(A) UNDER THE EXCHANGE ACT. THRIVENT ALSO WAS ORDERED TO PAY A CIVIL PENALTY OF $25,000 WHICH WAS PAID ON OCTOBER 3, 2024.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 20, 2026.
View current Form ADV (SEC/IAPD) ↗