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Wealth Manager · Large ($10B–$100B)
CRD 17868
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ADV data as of Mar 31, 2026
- Regulatory AUM
- $22.9B
- Discretionary
- $8.0B
- Clients
- 49,199
- Avg AUM / client
- $466K
- Accounts
- 65,208
- Employees
- 2,148
AUM over time
$1.1B
$22.9B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 44,939 | $14.7B | 64.0% |
| High net worth individuals | 3,709 | $7.7B | 33.4% |
| Pension and profit sharing plans | 97 | $116M | 0.5% |
| Charitable organizations | 39 | $21.2M | 0.09% |
| State or municipal government entities | 7 | $48.4M | 0.21% |
| Corporations and other businesses | 408 | $398M | 1.73% |
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Other fees
- • NO LONGER OFFERING ADVISORY SERVICES-SEE MISCELLANEOUS SECTION
Services
- • Other services
Custody
Reported custodians
- U.S. Bancorp Investments, Inc. $22.9B (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.