AUMdb

Weatherhelm Capital Management Llc

SEC-registered Wealth Manager · Boutique (under $100M) CRD 175019 · SEC file 801-81110 · Cambridge, NY · www.weatherhelm.com
☆ Save with Pro ADV data as of Mar 18, 2026
Regulatory AUM
$90.6M
Discretionary
$87.5M
Clients
77
Avg AUM / client
$1.2M
Accounts
211
Employees
4

AUM over time

$11.5M $90.6M
Dec 2014 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 18, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 65 $17.8M 19.7%
High net worth individuals 12 $70.8M 78.1%
Pension and profit sharing plans Fewer than 5 clients $924K 1.02%
Corporations and other businesses 0 $1.1M 1.24%

People (3)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Jason Clark Kastner Member & Chief Compliance Officer Mar 2021 (5y) ≈ 37.5% – 75% via Weatherhelm Holdings, Llc
Kastner, Lynn, Marie Director Jul 2023 (3y) ≈ 37.5% – 75% via Weatherhelm Holdings, Llc
Ryan Richard Benoit Registered representative Mar 2026 (0y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Weatherhelm Holdings, Llc Holding Company & Managing Member Jul 2023 A 75% or more

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Jason Clark Kastner: 50% – 75% of Weatherhelm Holdings, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
  • Kastner, Lynn, Marie: 50% – 75% of Weatherhelm Holdings, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/18/2026 942 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Performance-based fees

Services

  • Portfolio management for individuals/small businesses
  • Pension consulting services
  • Selection of other advisers

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 18, 2026.

View current Form ADV (SEC/IAPD) ↗