Shp Wealth Management, Llc
- Regulatory AUM
- $1.9B
- Discretionary
- $1.8B
- Clients
- 2,364
- Avg AUM / client
- $812K
- Accounts
- 7,457
- Employees
- 52
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 08, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,778 | $662M | 34.5% |
| High net worth individuals | 483 | $1.1B | 59.2% |
| Pension and profit sharing plans | 8 | $16.3M | 0.85% |
| Charitable organizations | 1 | $1.6M | 0.08% |
| Other investment advisers | 90 | $98.6M | 5.14% |
| Corporations and other businesses | 4 | $4.4M | 0.23% |
People (32)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Derek L.(Mi Only) Gregoire | Vice President/Member | Dec 2014 (12y) | Less than 5% | |
| Keith Winslow Ellis | Director/Member | Dec 2014 (12y) | Less than 5% | |
| Matthew Chapman Peck | President/Chief Compliance Officer/Member | CFP | Dec 2014 (12y) | Less than 5% |
| Nicholas Errold Nelson | Registered representative | Jun 2016 (10y) | ||
| Mark Stewart Kenney | Registered representative | CFP | Apr 2017 (9y) | |
| David A Hathaway | Registered representative | Jul 2018 (8y) | ||
| Patrick Michael Randall | Registered representative | Oct 2018 (8y) | ||
| Anthony J Finocchiaro | Registered representative | Dec 2019 (7y) | ||
| Chase Andrew Reardon | Registered representative | Jan 2021 (6y) | ||
| Marci Porter Lucier | Registered representative | Apr 2021 (5y) | ||
| Christopher Paul Willis | Registered representative | CFP | Aug 2021 (5y) | |
| Natalia C. Manning | Registered representative | Mar 2022 (4y) | ||
| Owen Michael Imparato | Registered representative | Jun 2022 (4y) | ||
| Kyle Britton | Registered representative | Oct 2022 (4y) | ||
| James Patrick Sferrazza | Registered representative | Feb 2023 (3y) | ||
| Cameron Joseph Iarrobino | Registered representative | Jul 2023 (3y) | ||
| Joshua Richard Kosinski | Registered representative | Jul 2023 (3y) | ||
| Rafael Gregory Reyes | Registered representative | Jul 2023 (3y) | ||
| Michael A Guthrie | Registered representative | Oct 2023 (3y) | ||
| Raphael Hanna | Registered representative | Nov 2023 (3y) | ||
| Aidan Vito Arone | Registered representative | CFP | Jul 2024 (2y) | |
| Laura Russo | Registered representative | Jul 2024 (2y) | ||
| Bradley Parillo | Registered representative | Sep 2024 (2y) | ||
| Zachary Scott Perkins | Registered representative | CFA | Jan 2025 (2y) | |
| Alina Osokhovska | Registered representative | CFP | Mar 2025 (1y) | |
| Jonathan Francis Morrison | Registered representative | Apr 2025 (1y) | ||
| Jack Paul Bettle | Registered representative | Apr 2025 (1y) | ||
| Paul Michael Kittredge | Registered representative | Apr 2025 (1y) | ||
| Michael J Bagni | Registered representative | Jan 2026 (1y) | ||
| Colin Patrick Cronin | Registered representative | May 2026 (0y) | ||
| Katherine Patricia Baker | Registered representative | CFP | May 2026 (0y) | |
| Joshua Paul Santos | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Shp Holding, Llc | Owner | Jun 2022 | A | 75% or more |
| Keith Ellis & Associates, Llc | Owner/Member | Oct 2015 | B | ≈ 18.75% – 50% via Shp Holding, Llc |
| Gregoire & Associates, Llc | Owner/Member | Oct 2015 | B | ≈ 18.75% – 50% via Shp Holding, Llc |
| Helicon Mtn Group, Inc | Owner/Member | Oct 2015 | B | ≈ 18.75% – 50% via Shp Holding, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Keith Ellis & Associates, Llc: 25% – 50% of Shp Holding, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Gregoire & Associates, Llc: 25% – 50% of Shp Holding, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Helicon Mtn Group, Inc: 25% – 50% of Shp Holding, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/08/2026 | 2.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Other fees
- • SELECTION OF OTHER ADVISERS FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Fidelity Brokerage Services $1.9B (97% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 08, 2026.
View current Form ADV (SEC/IAPD) ↗