AUMdb

Penserra Global Investors Llc

SEC-registered Institutional / Pension Advisor · Boutique (under $100M) CRD 174309 · SEC file 801-131133 · Orinda, CA · penserra.com
☆ Save with Pro ADV data as of May 01, 2026
Regulatory AUM
$96.2M
Discretionary
$96.2M
Clients
1
Avg AUM / client
$96.2M
Accounts
5
Employees
12

AUM over time

$1.0M $96.2M
Aug 2024 May 2026

Annual snapshots from Form ADV filings · as of May 01, 2026

Asset allocation (SMA assets by investment type)

as of May 01, 2026
Exchange-traded equities
$93.3M 97%
Cash & equivalents
$2.9M 3%

Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.

Who they serve

Client typeClientsAUM% of AUM
Pension and profit sharing plans 1 $96.2M 100.0%

People (9)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Anthony Nmn Castelli Chief Compliance Officer Sep 2014 (12y) Less than 5%
Jorge Nmn Madrigal President And Ceo Sep 2014 (12y) ≈ 18.75% – 50% via Penserra Financial Ventures Llc
Egor Nickolaevich Rybakov Cio CFA Sep 2021 (5y) 10% – 25%
Katalin Osvath Gingold Director Of Research CFA Sep 2021 (5y) 5% – 10%
Kevin Patrick Mclaverty Registered representative Apr 2022 (4y)
Lee Wilson Geiger Registered representative Sep 2022 (4y)
Amy Alba Registered representative Dec 2022 (4y)
Daniel Yung Kim Registered representative CFA Apr 2026 (0y)
Sean O'toole Registered representative May 2026 (0y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Penserra Financial Ventures Llc Owner Jan 2016 A 75% or more

Undisclosed: 0% – 10% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Jorge Nmn Madrigal: 25% – 50% of Penserra Financial Ventures Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 05/01/2026 1.13 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 01, 2026.

View current Form ADV (SEC/IAPD) ↗