Serone Capital Management Llp
SEC-registered
Private Fund Manager · Mid-sized ($1B–$10B)
CRD 174288
· SEC file 801-108895
· London
· serone.com
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ADV data as of Mar 26, 2026
- Regulatory AUM
- $2.7B
- Discretionary
- $2.7B
- Clients
- 14
- Avg AUM / client
- $195M
- Accounts
- 17
- Employees
- 41
AUM over time
$113M
$2.8B
Dec 2016
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 7 | $1.6B | 59.0% |
| Charitable organizations | Fewer than 5 clients | $272M | 9.96% |
| Insurance companies | Fewer than 5 clients | $462M | 16.9% |
| Other | 7 | $386M | 14.1% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $1.3B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Serone Master Fund Ltd master | Hedge Fund | Cayman Islands | $1.1B | 50 |
| Serone European Special Situations Master Fund Limited master | Hedge Fund | Cayman Islands | $211M | 38 |
| Serone Ec2 Master Fund Limited master | Hedge Fund | Cayman Islands | $1.1M | 29 |
People (9)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| King, Adrian, Nicholas | Chief Operating Officer | Jun 2009 (17y) | Less than 5% | |
| Servis, Neil, (No Middle Name) | Chief Executive Officer And Owner | Jun 2009 (17y) | ≈ 14.06% – 50% via Serone Capital Management (Cayman) Ltd | |
| Walia, Sarbjit, Singh | Chief Investment Officer | Feb 2012 (15y) | Less than 5% | |
| Rodriguez, Francisco, Felix | Shareholder | Aug 2013 (13y) | 75% or more of Raices International Spf S.à R.L. (indirect) | |
| Esber, Elias, (Nmn) | Shareholder | Dec 2017 (9y) | 25% – 50% of Cgm Partners, S.à R.L. (indirect) | |
| Mc Lean, Alan, Stuart | Chief Risk Officer | Nov 2021 (5y) | Less than 5% | |
| Qi, Qi, (Nmn) | Chief Financial Officer | Apr 2022 (4y) | Less than 5% | |
| Likhosherstov, Sergey, (Nmn) | Chief Compliance Officer | Jan 2023 (4y) | Less than 5% | |
| Esteghamat, Kian, (Nmn) | Shareholder | Jul 2023 (3y) | 75% or more of Bltm Cgm Cp, Llc (indirect) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Serone Capital Management (Uk) Limited | Owner | Jun 2009 | A | 75% or more |
| Serone Capital Management (Cayman) Ltd | Owner | Jun 2009 | B | ≈ 56.25% – 100% via Serone Capital Management (Uk) Limited |
| Canepa Global Managers Scs | Owner | Dec 2017 | B | ≈ 10.55% – 50% via Canepa Scm Holdings, Ltd. |
| Ctp Holdings Limited | Shareholder | Jul 2023 | B | ≈ 3.96% – 37.5% via Cgm Capital Spf S.à R.L. |
| Cgm Capital Spf S.à R.L. | Limited Partner | Dec 2022 | B | ≈ 5.27% – 37.5% via Canepa Global Managers Scs |
| Canepa Scm Holdings, Ltd. | Owner | Dec 2020 | B | ≈ 14.06% – 50% via Serone Capital Management (Cayman) Ltd |
| Raices International Spf S.à R.L. | Shareholder | Dec 2017 | B | 25% – 50% of Cgm Partners, S.à R.L. (indirect) |
| Bltm Cgm Cp, Llc | Shareholder | Dec 2023 | B | 25% – 50% of Cgm Partners, S.à R.L. (indirect) |
| Cgm Partners, S.à R.L. | General Partner | Dec 2017 | B | GP / trustee / elected manager of Canepa Global Managers Scs (indirect) |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Servis, Neil, (No Middle Name): 25% – 50% of Serone Capital Management (Cayman) Ltd × 75% – 100% of Serone Capital Management (Uk) Limited × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Serone Capital Management (Cayman) Ltd: 75% – 100% of Serone Capital Management (Uk) Limited × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Canepa Global Managers Scs: 75% – 100% of Canepa Scm Holdings, Ltd. × 25% – 50% of Serone Capital Management (Cayman) Ltd × 75% – 100% of Serone Capital Management (Uk) Limited × 75% – 100% direct ≈ 10.55% – 50% of the firm
- Ctp Holdings Limited: 75% – 100% of Cgm Capital Spf S.à R.L. × 50% – 75% of Canepa Global Managers Scs × 75% – 100% of Canepa Scm Holdings, Ltd. × 25% – 50% of Serone Capital Management (Cayman) Ltd × 75% – 100% of Serone Capital Management (Uk) Limited × 75% – 100% direct ≈ 3.96% – 37.5% of the firm
- Cgm Capital Spf S.à R.L.: 50% – 75% of Canepa Global Managers Scs × 75% – 100% of Canepa Scm Holdings, Ltd. × 25% – 50% of Serone Capital Management (Cayman) Ltd × 75% – 100% of Serone Capital Management (Uk) Limited × 75% – 100% direct ≈ 5.27% – 37.5% of the firm
- Canepa Scm Holdings, Ltd.: 25% – 50% of Serone Capital Management (Cayman) Ltd × 75% – 100% of Serone Capital Management (Uk) Limited × 75% – 100% direct ≈ 14.06% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $1.3B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Serone Master Fund Ltd | Hedge Fund | $1.1B | $1.0M | 50 |
| Serone European Special Situations Master Fund Limited | Hedge Fund | $211M | $1.0M | 38 |
| Serone Ec2 Master Fund Limited | Hedge Fund | $1.1M | $1.0M | 29 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 1.74 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- BNY Mellon $462M (17% of AUM) Mar 2026
- Morgan Stanley $208M (8% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗