Gaw Capital Advisors (Usa), Llc
- Regulatory AUM
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- Discretionary
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- Clients
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- Avg AUM / client
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- Accounts
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- Employees
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People (4)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gaw, Kenneth, (Nmn) | Sole Shareholder | Feb 1998 (29y) | ≈ 14.06% – 50% via Top Elite Company Limited | |
| Gaw, Goodwin, (Nmn) | Shareholder | Jan 2014 (13y) | ≈ 18.75% – 50% via Cyber Sonic Limited | |
| Lee, Alan, Kam Hung | Vice President | Jan 2014 (13y) | Less than 5% | |
| Yip, Valerie, Wing Yee | Vice President, Chief Compliance Officer | Jan 2014 (13y) | 5% – 10% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Cyber Sonic Limited | Sole Member | Jan 2014 | A | 75% or more |
| Top Elite Company Limited | Shareholder | Jan 2014 | B | ≈ 18.75% – 50% via Cyber Sonic Limited |
| Time Legend International Limited | Shareholder | Jan 2014 | B | ≈ 18.75% – 50% via Cyber Sonic Limited |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Gaw, Kenneth, (Nmn): 75% – 100% of Top Elite Company Limited × 25% – 50% of Cyber Sonic Limited × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Gaw, Goodwin, (Nmn): 25% – 50% of Cyber Sonic Limited × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Top Elite Company Limited: 25% – 50% of Cyber Sonic Limited × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Time Legend International Limited: 25% – 50% of Cyber Sonic Limited × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 431 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
Not reported.
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗