Tsfg, Llc
- Regulatory AUM
- $643M
- Discretionary
- $643M
- Clients
- 864
- Avg AUM / client
- $744K
- Accounts
- 1,718
- Employees
- 9
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 12, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 654 | $248M | 38.6% |
| High net worth individuals | 207 | $393M | 61.1% |
| Charitable organizations | 2 | $1.3M | 0.19% |
| Corporations and other businesses | 1 | $409K | 0.06% |
People (13)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jeffrey P Feinendegen | Officer | Feb 2015 (12y) | Less than 5% | |
| Daniel Joseph Bouska | Officer | Feb 2015 (12y) | Less than 5% | |
| Daniel Mark Nagel | Officer | Feb 2015 (12y) | Less than 5% | |
| Michael John Gibbons | Officer | Jun 2015 (11y) | Less than 5% | |
| Michael Richard Schremser | Chief Compliance Officer | Jul 2018 (8y) | Less than 5% | |
| John Charles Hennessey | Registered representative | Dec 2016 (10y) | ||
| Michael R Nagel | Registered representative | Apr 2024 (2y) | ||
| Christopher Ek Hassell | Registered representative | May 2024 (2y) | ||
| John Thomas Graham | Registered representative | May 2024 (2y) | ||
| Jeffrey Mark Hughes | Registered representative | Aug 2024 (2y) | ||
| Bradley A. Bruna | Registered representative | Chartered Financial Consultant | Aug 2024 (2y) | |
| Patrick Yore Graham | Registered representative | Dec 2024 (2y) | ||
| Miranda O'keefe | Registered representative | Mar 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Tsfg, Llc | Owner | Mar 2018 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 1.06 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- LPL Financial $643M (100% of AUM) Aug 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 12, 2026.
View current Form ADV (SEC/IAPD) ↗