AUMdb

Wlfb Inc

State-registered Insurance-Affiliated CRD 172296 · · www.wlfbinc.com
☆ Save with Pro ADV data as of Feb 25, 2026
Regulatory AUM
Discretionary
Clients
58
Avg AUM / client
Accounts
Employees
3

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 22 $0
High net worth individuals 36 $0
Pension and profit sharing plans Fewer than 5 clients $0

People (2)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Mark Allen Bergeron Registered representative CFP Dec 2014 (12y)
Kelsey Gray Registered representative Feb 2015 (11y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 02/25/2026 977 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Financial planning services
  • Pension consulting services
  • Selection of other advisers

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 25, 2026.

View current Form ADV (SEC/IAPD) ↗