AUMdb

Four Points Advisors, Llc

SEC-registered Wealth Manager · Boutique (under $100M) CRD 171720 · SEC file 801-118971 · New York, NY · WWW.4POINTSADVISORS.COM
☆ Save with Pro ADV data as of Apr 27, 2026
Regulatory AUM
$40.0M
Discretionary
$40.0M
Clients
98
Avg AUM / client
$408K
Accounts
171
Employees
12

AUM over time

$30.6M $143M
May 2020 Dec 2025

Annual snapshots from Form ADV filings · as of Apr 27, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 67 $15.8M 39.6%
High net worth individuals 31 $23.7M 59.3%
Corporations and other businesses Fewer than 5 clients $423K 1.06%

People (13)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Martino, Michael, Christopher Member Apr 2011 (15y) ≈ 12.5% – 37.5% via 5 M Holdings, Llc
Gene Ryan Murphy Ceo, Chief Compliance Officer Nov 2014 (12y) 50% – 75%
Alfred Patrick Denis Registered representative May 2021 (5y)
Kwok Eddie Chiu Registered representative May 2021 (5y)
Michael Odonohue Registered representative Sep 2022 (4y)
Wingate Grim Registered representative CFP CFA Feb 2024 (2y)
Douglas Wayne Magnuson Registered representative May 2024 (2y)
Edward J Mccarthy Registered representative Mar 2025 (1y)
Keith Richard Ward Registered representative Jun 2025 (1y)
David Joshua Hawes Registered representative Nov 2025 (1y)
Erick Paul Coan Registered representative Jan 2026 (1y)
Alexander Sixbey Registered representative Mar 2026 (0y)
Kevin William Frisz Registered representative Jun 2026 (0y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
5 M Holdings, Llc Member Aug 2014 A 50% – 75%

Estimated effective ownership (look-through of filed bands):

  • Martino, Michael, Christopher: 25% – 50% of 5 M Holdings, Llc × 50% – 75% direct ≈ 12.5% – 37.5% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 04/27/2026 1.4 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 27, 2026.

View current Form ADV (SEC/IAPD) ↗