Envestnet Retirement Solutions, Llc
SEC-registered
Institutional / Pension Advisor · Large ($10B–$100B)
CRD 171570
· SEC file 801-79855
· Berwyn, PA
· envestnet.blog
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ADV data as of Jun 30, 2026
- Regulatory AUM
- $16.3B
- Discretionary
- $16.3B
- Clients
- 4,876
- Avg AUM / client
- $3.3M
- Accounts
- 4,876
- Employees
- 24
AUM over time
$265M
$17.5B
May 2014
Jun 2026
Annual snapshots from Form ADV filings · as of Jun 30, 2026
Asset allocation (SMA assets by investment type)
as of Jun 30, 2026
Registered investment companies (funds/ETFs)
$11.2B
69%
Pooled investment vehicles
$5.1B
31%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 420 | $2.1B | 12.9% |
| Pension and profit sharing plans | 4,391 | $13.9B | 85.2% |
| State or municipal government entities | 65 | $318M | 1.95% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Debra Jane Devoe | Svp/Chief Compliance Officer/ Managing Director | May 2019 (7y) | Less than 5% | |
| Erik Robert Preus | President | CFA | Jan 2021 (6y) | Less than 5% |
| Brandon Rockwell Thomas | Co Cio | Dec 2022 (4y) | Less than 5% | |
| Dana Marie D'auria | Co Chief Investment Officer | CFA | Dec 2022 (4y) | Less than 5% |
| O'brien, Shelly, S | Chief Legal Officer/General Counsel/Secretary | Dec 2022 (4y) | Less than 5% | |
| Sipp, Thomas, Michael | Evp, Envestnet Business Lines | Dec 2022 (4y) | Less than 5% | |
| Warren, Joshua, B. | Chief Financial Officer | Jan 2024 (3y) | Less than 5% | |
| Fox, James, Lawrence | Interim Chief Executive Officer | Apr 2024 (2y) | Less than 5% | |
| Denise Marie Diana | Registered representative | Aug 2016 (10y) | ||
| Sarah Lynn Abernathy | Registered representative | CFA | Aug 2023 (3y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Envestnet, Inc. | Shareholder | Nov 2018 | A | 75% or more |
| Bcpe Pequod Buyer, Inc. | Owner | Nov 2024 | B | ≈ 56.25% – 100% via Envestnet, Inc. |
| Bcpe Pequod Intermediate, Llc | Owner | Nov 2024 | B | ≈ 42.19% – 100% via Bcpe Pequod Buyer, Inc. |
| Bcpe Pequod Parent , Inc. | Owner | Nov 2024 | B | ≈ 31.64% – 100% via Bcpe Pequod Intermediate, Llc |
| Bcpe Pequod Topco, Lp | Owner | Nov 2024 | B | ≈ 23.73% – 100% via Bcpe Pequod Parent , Inc. |
| Bcpe Pequod Investor, Lp | Owner | Nov 2024 | B | ≈ 11.87% – 75% via Bcpe Pequod Topco, Lp |
| Bain Capital Fund Xiii, L.P. | Owner | Nov 2024 | B | ≈ 2.97% – 37.5% via Bcpe Pequod Investor, Lp |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Bcpe Pequod Buyer, Inc.: 75% – 100% of Envestnet, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Bcpe Pequod Intermediate, Llc: 75% – 100% of Bcpe Pequod Buyer, Inc. × 75% – 100% of Envestnet, Inc. × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Bcpe Pequod Parent , Inc.: 75% – 100% of Bcpe Pequod Intermediate, Llc × 75% – 100% of Bcpe Pequod Buyer, Inc. × 75% – 100% of Envestnet, Inc. × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Bcpe Pequod Topco, Lp: 75% – 100% of Bcpe Pequod Parent , Inc. × 75% – 100% of Bcpe Pequod Intermediate, Llc × 75% – 100% of Bcpe Pequod Buyer, Inc. × 75% – 100% of Envestnet, Inc. × 75% – 100% direct ≈ 23.73% – 100% of the firm
- Bcpe Pequod Investor, Lp: 50% – 75% of Bcpe Pequod Topco, Lp × 75% – 100% of Bcpe Pequod Parent , Inc. × 75% – 100% of Bcpe Pequod Intermediate, Llc × 75% – 100% of Bcpe Pequod Buyer, Inc. × 75% – 100% of Envestnet, Inc. × 75% – 100% direct ≈ 11.87% – 75% of the firm
- Bain Capital Fund Xiii, L.P.: 25% – 50% of Bcpe Pequod Investor, Lp × 50% – 75% of Bcpe Pequod Topco, Lp × 75% – 100% of Bcpe Pequod Parent , Inc. × 75% – 100% of Bcpe Pequod Intermediate, Llc × 75% – 100% of Bcpe Pequod Buyer, Inc. × 75% – 100% of Envestnet, Inc. × 75% – 100% direct ≈ 2.97% – 37.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (64)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Computer Design & Integration Llc 401 K Savings Plan | Computer Design & Integration Llc | 0 | $0 | 01/01/2025 |
| Kaufman Engineered Systems, Inc. Profit Sharing And 401(k) Plan And Trust | Kaufman Engineered Systems, Inc. | 149 | $23.3M | 10/01/2024 |
| Colder's, Inc. 401(k) Plan | Colder's, Inc. | 133 | $9.5M | 07/01/2024 |
| Ehca 401(k) Retirement Plan | Erie Homes For Children And Adults, Inc. | 511 | $14.6M | 07/01/2024 |
| Sacred Heart Schools, Inc. 401(k) Plan | Sacred Heart Schools, Inc. | 290 | $24.3M | 07/01/2024 |
| Esi 401 K Plan | Estech Systems, Inc. | 84 | $10.6M | 01/01/2024 |
| The Rushing Company 401(k) Plan | The Rushing Company | 0 | $0 | 01/01/2024 |
| Hassell & Hughes Lumber Company, Inc. 401(k) Profit Sharing Plan And Trust | Hassell & Hughes Lumber Company, Inc. | 84 | $4.6M | 01/01/2024 |
| Avma Life Trust, Llc 401(k) Plan | Avma Life Trust, Llc | 3,439 | $74.7M | 01/01/2024 |
| Storis 401(k) Plan | Storis, Inc. | 154 | $35.1M | 01/01/2024 |
| Mxr Imaging, Inc. 401(k) Profit Sharing Plan | Mxr Imaging, Inc. | 413 | $40.0M | 01/01/2024 |
| Jackson Automotive Group, Llc 401(k) Plan | Jackson Automotive Investments, Llc Dba Toyota Of Rockwall | 286 | $4.0M | 01/01/2024 |
| Limestone Bancorp, Inc. 401(k) Retirement Savings Plan | Limestone Bancorp, Inc | 0 | $0 | 01/01/2024 |
| American Heritage Federal Credit Union 401(k) Plan And Trust | American Heritage Federal Credit Union | 625 | $49.5M | 01/01/2024 |
| Profinium 401(k) Plan | Profinium Financial Holdings, Inc. | 89 | $15.5M | 01/01/2024 |
| Oaks Integrated Care, Inc. 403(b) Savings Plan | Oaks Integrated Care, Inc. | 1,165 | $47.4M | 01/01/2024 |
| Ah Facilities 401(k) Plan | Advantage Rehabilitation Services Llc | 363 | $7.8M | 01/01/2024 |
| V.G. Reed & Sons, Inc. 401(k) Salary Reduction Plan | V.G. Reed & Sons, Inc. | 83 | $10.4M | 01/01/2024 |
| Continuum Healthcare, Llc 401(k) Plan | Continuum Healthcare, Llc | 1,080 | $4.2M | 01/01/2024 |
| Kenneth S. Nugent 401(k) Plan | Kenneth S. Nugent | 189 | $22.4M | 01/01/2024 |
| Pathways, Inc. 401(k) Profit Sharing Plan | Pathways, Inc. | 668 | $28.7M | 01/01/2024 |
| Quad Plus Llc Profit Sharing Plan | Quad Plus Llc | 250 | $28.1M | 01/01/2024 |
| Magic Software Participating Companies 401(k) Plan | Coretech Consulting Group, Llc | 2,347 | $52.2M | 01/01/2024 |
| Nebraska Spine Center, Llp 401(k) Profit Sharing Plan | Nebraska Spine Center, Llp | 0 | $0 | 01/01/2024 |
| Griffin Greenhouse Supplies, Inc. Profit Sharing Plan And Trust | Griffin Greenhouse Supplies, Inc. | 290 | $35.0M | 01/01/2024 |
Top 25 of 64 plans by assets.
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/30/2026 | 1.31 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 30, 2026.
View current Form ADV (SEC/IAPD) ↗