Carolina Qualified Retirement Plan Advisers, Llc
- Regulatory AUM
- $444M
- Discretionary
- $391M
- Clients
- 45
- Avg AUM / client
- $9.9M
- Accounts
- 52
- Employees
- 1
AUM over time
Annual snapshots from Form ADV filings · as of Feb 11, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 7 | $10.0M | 2.25% |
| Pension and profit sharing plans | 38 | $434M | 97.8% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Cullum Mechanical Construction, Inc. 401(k) Retirement Savings & Profit Sharing Plan Cullum Mechanical Construction, Inc. | 2024 | |
| Palmetto Primary Care Physicians, Llc 401(k) Palmetto Primary Care Physicians, Llc | 2024 | |
| First Community Bank 401(k) Plan First Community Bank | 2024 | |
| Venture Inc Of Beaufort 401(k) Plan Venture Inc Of Beaufort | 2024 |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Eugene William Sanders | Principal And Chief Compliance Officer | May 2014 (12y) | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (4)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Cullum Mechanical Construction, Inc. 401(k) Retirement Savings & Profit Sharing Plan | Cullum Mechanical Construction, Inc. | 218 | $22.2M | 01/01/2024 |
| Palmetto Primary Care Physicians, Llc 401(k) | Palmetto Primary Care Physicians, Llc | 563 | $58.3M | 01/01/2024 |
| First Community Bank 401(k) Plan | First Community Bank | 270 | $36.7M | 01/01/2024 |
| Venture Inc Of Beaufort 401(k) Plan | Venture Inc Of Beaufort | 245 | $15.1M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/11/2026 | 951 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Ascensus Broker Dealer Services, Llc $310M (70% of AUM) Feb 2026
- Broadridge Business Process Outsourcing, Llc $66.3M (22% of AUM) Mar 2021
- Fidelity Brokerage Services $53.2M (12% of AUM) Feb 2026
- Mid Atlantic Capital Corporation $53.0M (12% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 11, 2026.
View current Form ADV (SEC/IAPD) ↗