Stafford Capital Partners Inc.
SEC-registered
Private Fund Manager · Mid-sized ($1B–$10B)
CRD 171419
· SEC file 801-79741
· Austin, TX
· www.staffordcp.com
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ADV data as of Sep 25, 2025
- Regulatory AUM
- $1.7B
- Discretionary
- $1.7B
- Clients
- 21
- Avg AUM / client
- $81.9M
- Accounts
- 24
- Employees
- 15
AUM over time
$0
$1.8B
May 2014
Jun 2025
Annual snapshots from Form ADV filings · as of Sep 25, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 21 | $1.3B | 77.7% |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 clients | $9.0M | 0.52% |
| Other | Fewer than 5 clients | $374M | 21.7% |
Private funds (18)
View all →Reported in Form ADV Section 7.B.(1), filing of Oct 2024 · $867M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Threshold Timber L.P. | Private Equity Fund | Delaware | $395M | 10 |
| Stafford Sustainable Secondaries Fund Iii, L.P. | Private Equity Fund | Delaware | $91.6M | 8 |
| Stafford Ho'oulu Fund, L.P. | Private Equity Fund | Delaware | $63.4M | 2 |
| Stafford Infrastructure Secondaries Fund V (Us) Lp | Private Equity Fund | Delaware | $58.1M | 2 |
| Stafford Pilina Private Equity Fund, L.P. | Private Equity Fund | Delaware | $55.9M | 1 |
| Stafford Hitip Fund Ii, L.P. | Private Equity Fund | Hawaii | $40.2M | 2 |
| Stafford Hitip Fund Iii, L.P. | Private Equity Fund | Hawaii | $38.3M | 2 |
| Clean Tech Private Equity Ii Lp | Private Equity Fund | Delaware | $26.0M | 4 |
| Stafford Ventures Fund Ii, Lp | Private Equity Fund | Delaware | $25.3M | 22 |
| Clean Tech Private Equity Iii Primaries Lp | Private Equity Fund | Delaware | $20.8M | 12 |
| Stafford Sustainable Capital Fund Ii, Lp master | Private Equity Fund | Delaware | $19.4M | 9 |
| Stafford Hitip Fund I, Lp | Private Equity Fund | Hawaii | $10.4M | 1 |
| Clean Tech Private Equity Iii Secondaries Lp | Private Equity Fund | Delaware | $9.2M | 15 |
| Stafford Ventures Fund I, Lp | Private Equity Fund | Delaware | $7.9M | 23 |
| Stafford Sustainable Capital Offshore Fund, Lp | Private Equity Fund | Cayman Islands | $2.4M | 12 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Retirement Plan For Employees Of Hawaiian Electric Industries, Inc. And Participating Subsidiaries Hawaiian Electric Industries, Inc. | 2024 |
People (12)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Carbonatto, Genevieve, Marie Marguerite | Director | Aug 2012 (14y) | ≈ 7.91% – 50% via Nmae Pty Limited | |
| Norman, Geoffrey, Robert | Beneficiary | Aug 2012 (14y) | ≈ 7.03% – 37.5% via Norman Family Trust | |
| Whiteley, Angus, Oliver | Director | Oct 2013 (13y) | Less than 5% | |
| Rick John Fratus | Director | Jul 2014 (12y) | Less than 5% | |
| Sherliker, Victoria, Louise | Chief Compliance Officer | Jul 2023 (3y) | Less than 5% | |
| Lindsay, David, Boyd | Director | Sep 2023 (3y) | Less than 5% | |
| Kurt Faulhaber | Registered representative | Sep 2016 (10y) | ||
| Ashley Elizabeth Arndt | Registered representative | Jul 2019 (7y) | ||
| Jerry Michael Mahon | Registered representative | Jul 2019 (7y) | ||
| Miguel Fabra Crespo | Registered representative | Jul 2019 (7y) | ||
| Eric Romulo Rama | Registered representative | CFA | Nov 2019 (7y) | |
| Jay Warner Peay | Registered representative | Nov 2021 (5y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Stafford Capital Partners Pty Limited | Shareholder | Oct 2010 | A | 75% or more |
| Nmae Pty Limited | Trustee | Aug 2012 | B | ≈ 10.55% – 50% via Norman Family Trust |
| Stafford Capital Partners Holding Pty Limited | Shareholder | Nov 2018 | B | ≈ 56.25% – 100% via Stafford Capital Partners Pty Limited |
| Norman Family Trust | Shareholder | Nov 2018 | B | ≈ 14.06% – 50% via Stafford Capital Partners Holding Pty Limited |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Carbonatto, Genevieve, Marie Marguerite: 75% – 100% of Nmae Pty Limited × 75% – 100% of Norman Family Trust × 25% – 50% of Stafford Capital Partners Holding Pty Limited × 75% – 100% of Stafford Capital Partners Pty Limited × 75% – 100% direct ≈ 7.91% – 50% of the firm
- Norman, Geoffrey, Robert: 50% – 75% of Norman Family Trust × 25% – 50% of Stafford Capital Partners Holding Pty Limited × 75% – 100% of Stafford Capital Partners Pty Limited × 75% – 100% direct ≈ 7.03% – 37.5% of the firm
- Nmae Pty Limited: 75% – 100% of Norman Family Trust × 25% – 50% of Stafford Capital Partners Holding Pty Limited × 75% – 100% of Stafford Capital Partners Pty Limited × 75% – 100% direct ≈ 10.55% – 50% of the firm
- Stafford Capital Partners Holding Pty Limited: 75% – 100% of Stafford Capital Partners Pty Limited × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Norman Family Trust: 25% – 50% of Stafford Capital Partners Holding Pty Limited × 75% – 100% of Stafford Capital Partners Pty Limited × 75% – 100% direct ≈ 14.06% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (18, $867M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Threshold Timber L.P. | Private Equity Fund | $395M | $5.0M | 10 |
| Stafford Sustainable Secondaries Fund Iii, L.P. | Private Equity Fund | $91.6M | $5.0M | 8 |
| Stafford Ho'oulu Fund, L.P. | Private Equity Fund | $63.4M | $100M | 2 |
| Stafford Infrastructure Secondaries Fund V (Us) Lp | Private Equity Fund | $58.1M | $5.0M | 2 |
| Stafford Pilina Private Equity Fund, L.P. | Private Equity Fund | $55.9M | $80.0M | 1 |
| Stafford Hitip Fund Ii, L.P. | Private Equity Fund | $40.2M | $35.0M | 2 |
| Stafford Hitip Fund Iii, L.P. | Private Equity Fund | $38.3M | $75.0M | 2 |
| Clean Tech Private Equity Ii Lp | Private Equity Fund | $26.0M | $5.0M | 4 |
| Stafford Ventures Fund Ii, Lp | Private Equity Fund | $25.3M | $1.0M | 22 |
| Clean Tech Private Equity Iii Primaries Lp | Private Equity Fund | $20.8M | $5.0M | 12 |
| Stafford Sustainable Capital Fund Ii, Lp | Private Equity Fund | $19.4M | $1.0M | 9 |
| Stafford Hitip Fund I, Lp | Private Equity Fund | $10.4M | $1.0M | 1 |
| Clean Tech Private Equity Iii Secondaries Lp | Private Equity Fund | $9.2M | $5.0M | 15 |
| Stafford Ventures Fund I, Lp | Private Equity Fund | $7.9M | $1.0M | 23 |
| Stafford Sustainable Capital Offshore Fund, Lp | Private Equity Fund | $2.4M | $1.0M | 12 |
| Neptune Aquaculture Pe Fund Lp | Private Equity Fund | $1.5M | $2.0M | 2 |
| Stafford Sustainable Capital Fund, Lp | Private Equity Fund | $1.1M | $1.0M | 11 |
| Clean Tech Private Equity Iii Co Investments Lp | Private Equity Fund | $500K | $5.0M | 12 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Retirement Plan For Employees Of Hawaiian Electric Industries, Inc. And Participating Subsidiaries | Hawaiian Electric Industries, Inc. | 2,139 | $1.9B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 09/25/2025 | 4.96 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Perpetual Trustee Company Limited $87.5M (5% of AUM) Sep 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Sep 25, 2025.
View current Form ADV (SEC/IAPD) ↗