Record Currency Management (Us) Inc
- Regulatory AUM
- $19.7B
- Discretionary
- $19.7B
- Clients
- 1
- Avg AUM / client
- $19.7B
- Accounts
- 8
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Jun 30, 2026
Asset allocation (SMA assets by investment type)
as of Jun 30, 2026Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 1 | $145M | 0.74% |
| Pension and profit sharing plans | Fewer than 5 clients | $1.4B | 7.04% |
| Charitable organizations | Fewer than 5 clients | $1.2B | 6.01% |
| State or municipal government entities | Fewer than 5 clients | $15.8B | 80.4% |
| Corporations and other businesses | Fewer than 5 clients | $1.1B | 5.79% |
People (4)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Laurie, Grady, Mcgown | Cco | Mar 2014 (12y) | Less than 5% | |
| Record, Neil, Peter | Ex Chairman | Mar 2023 (3y) | ≈ 18.75% – 50% via Record Plc | |
| Arnold, Thomas, Allan Quartermaine | Director | Apr 2023 (3y) | Less than 5% | |
| Heading, Richard, Anthony | Cfo | Jul 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Record Plc | Parent Company (100% Owner) | Jun 2011 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Record, Neil, Peter: 25% – 50% of Record Plc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/30/2026 | 1.16 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Fixed fees
- • Other fees
- • SALARY, MANAGEMENT FEE AGREEMENT, GROUP PROFIT SCHEME
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 30, 2026.
View current Form ADV (SEC/IAPD) ↗