AUMdb

Liquid Strategies, Llc

SEC-registered Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) CRD 170107 · SEC file 801-79222 · Atlanta, GA · WWW.OVERLAYSHARES.COM
☆ Save with Pro ADV data as of Mar 23, 2026
Regulatory AUM
$1.4B
Discretionary
$1.4B
Clients
22
Avg AUM / client
$65.7M
Accounts
22
Employees
13

AUM over time

$0 $1.4B
Dec 2013 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 23, 2026

Who they serve

Client typeClientsAUM% of AUM
Investment companies 11 $1.1B 73.9%
Pooled investment vehicles (non-investment companies) 2 $73.2M 5.06%
Other investment advisers 2 $202M 14.0%
Other 7 $102M 7.06%

Private funds (1)

Reported in Form ADV Section 7.B.(1), filing of May 2024 · $7.9M combined gross assets

FundTypeDomicileGross assetsOwners
Teton Private Income Fund, Lp Other Private Fund Delaware $7.9M 10

People (8)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Ball, George, Bradley Managing Member/Ceo Dec 2013 (13y) 25% – 50%
Clayton Shawn Gibson Member, Cio Dec 2013 (13y) 10% – 25%
Stewart, Adam, Clement Member Dec 2013 (13y) 5% – 10%
Welch, Peter, Francis Controller Sep 2016 (10y) Less than 5%
Justin Caldwell Boller Member CFA Jul 2019 (7y) Less than 5%
Pegula, Kim, S Member Dec 2021 (5y) ≈ 5% – 18.75% via East Asset Management
Pegula, Terrence, M Member Dec 2021 (5y) ≈ 5% – 18.75% via East Asset Management
Parimal H Patel Chief Compliance Officer May 2024 (2y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
East Asset Management Member Dec 2021 A 10% – 25%

Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Pegula, Kim, S: 50% – 75% of East Asset Management × 10% – 25% direct ≈ 5% – 18.75% of the firm
  • Pegula, Terrence, M: 50% – 75% of East Asset Management × 10% – 25% direct ≈ 5% – 18.75% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Private funds (1, $7.9M gross assets)

FundTypeGross assetsMin. investmentOwners
Teton Private Income Fund, Lp Other Private Fund $7.9M $250K 10

From Form ADV Section 7.B private fund reporting.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/23/2026 1.33 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for individuals/small businesses
  • Portfolio management for investment companies
  • Other services

Custody

Firm reports having custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 23, 2026.

View current Form ADV (SEC/IAPD) ↗