Gauge Capital Llc
- Regulatory AUM
- $3.4B
- Discretionary
- $3.4B
- Clients
- 10
- Avg AUM / client
- $339M
- Accounts
- 10
- Employees
- 67
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 10 | $3.4B | 100.0% |
Private funds (8)
Reported in Form ADV Section 7.B.(1), filing of Sep 2024 · $3.3B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Gauge Capital Iv Lp | Private Equity Fund | Delaware | $935M | 129 |
| Gauge Capital Iii Lp | Private Equity Fund | Delaware | $746M | 123 |
| Gauge Capital Ii Lp | Private Equity Fund | Delaware | $569M | 71 |
| Gauge Capital Parallel Iii Lp | Private Equity Fund | Delaware | $368M | 25 |
| Gauge Capital Parallel Iv Lp | Private Equity Fund | Delaware | $355M | 21 |
| Gauge Capital Parallel Ii Lp | Private Equity Fund | Delaware | $217M | 13 |
| Gauge Fund Lp | Private Equity Fund | Delaware | $120M | 64 |
| Gauge Parallel Fund Lp | Private Equity Fund | Delaware | $34.5M | 6 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Southern California Ufcw Unions And Food Employers Joint Pension Trust Fund Board Of Trustees, So Ca Ufcw Unions & Food Employers | 2024 |
People (6)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Johnson, Drew, Williams | Limited Partner | Aug 2013 (13y) | ≈ 10.55% – 50% via Gauge Capital Partner Feeder Lp | |
| Mckelvey, Thomas, Ray | Limited Partner | Aug 2013 (13y) | ≈ 10.55% – 50% via Gauge Capital Partner Feeder Lp | |
| Jackson, James, Roger | Partner | Dec 2019 (7y) | Less than 5% | |
| Snider, Jason, Glenn | Chief Financial Officer, Partner | Oct 2020 (6y) | Less than 5% | |
| Friedman, David, Aaron | Partner | Sep 2021 (5y) | Less than 5% | |
| Gesualdi, Courtney, Sartor | Chief Compliance Officer, General Counsel | Sep 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Gauge Capital Holdings, Llc | Sole Member | Jun 2013 | A | 75% or more |
| Gauge Capital Holdco, Lp | Member | Sep 2021 | B | ≈ 56.25% – 100% via Gauge Capital Holdings, Llc |
| Gauge Capital Partner Feeder Lp | Limited Partner | Sep 2021 | B | ≈ 42.19% – 100% via Gauge Capital Holdco, Lp |
| Gauge Capital Holdco Gp, Llc | General Partner | Sep 2021 | B | GP / trustee / elected manager of Gauge Capital Holdco, Lp (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Johnson, Drew, Williams: 25% – 50% of Gauge Capital Partner Feeder Lp × 75% – 100% of Gauge Capital Holdco, Lp × 75% – 100% of Gauge Capital Holdings, Llc × 75% – 100% direct ≈ 10.55% – 50% of the firm
- Mckelvey, Thomas, Ray: 25% – 50% of Gauge Capital Partner Feeder Lp × 75% – 100% of Gauge Capital Holdco, Lp × 75% – 100% of Gauge Capital Holdings, Llc × 75% – 100% direct ≈ 10.55% – 50% of the firm
- Gauge Capital Holdco, Lp: 75% – 100% of Gauge Capital Holdings, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Gauge Capital Partner Feeder Lp: 75% – 100% of Gauge Capital Holdco, Lp × 75% – 100% of Gauge Capital Holdings, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (8, $3.3B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Gauge Capital Iv Lp | Private Equity Fund | $935M | $75.0K | 129 |
| Gauge Capital Iii Lp | Private Equity Fund | $746M | $1.0M | 123 |
| Gauge Capital Ii Lp | Private Equity Fund | $569M | $500K | 71 |
| Gauge Capital Parallel Iii Lp | Private Equity Fund | $368M | $1.0M | 25 |
| Gauge Capital Parallel Iv Lp | Private Equity Fund | $355M | $500K | 21 |
| Gauge Capital Parallel Ii Lp | Private Equity Fund | $217M | $500K | 13 |
| Gauge Fund Lp | Private Equity Fund | $120M | $500K | 64 |
| Gauge Parallel Fund Lp | Private Equity Fund | $34.5M | $500K | 6 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Southern California Ufcw Unions And Food Employers Joint Pension Trust Fund | Board Of Trustees, So Ca Ufcw Unions & Food Employers | 55,507 | $6.5B | 04/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 2.92 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
- • Other fees
- • MONITORING, TRANSACTION AND OTHER COMPENSATION FROM PORTFOLIO CO
Services
- • Portfolio management for pooled investment vehicles
- • Other services
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗