Cadent Capital Advisors, Llc
- Regulatory AUM
- $786M
- Discretionary
- $691M
- Clients
- 654
- Avg AUM / client
- $1.2M
- Accounts
- 1,584
- Employees
- 15
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 450 | $146M | 18.6% |
| High net worth individuals | 152 | $618M | 78.7% |
| Pension and profit sharing plans | 24 | $1.2M | 0.16% |
| Charitable organizations | 4 | $4.0M | 0.5% |
| Corporations and other businesses | 24 | $16.5M | 2.09% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Associated Steel Group, Llc 401(k) Plan Associated Steel Group, Llc | 2024 | |
| Orthopaedic And Sports Medicine Center Norman, P. C. 401(k) And Profit Sharing Plan Orthopaedic And Sports Medicine Center Norman, P | 2024 |
People (12)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Philip Andrew Mooberry | Managing Director/Principal/Managing Member | Jan 2013 (14y) | 50% – 75% | |
| Ann Molloy Dagg | Wealth Management Advisor/Member | Jan 2014 (13y) | 10% – 25% | |
| Todd Eugene Taylor | Wealth Management Advisor / Member | CFP | Jan 2017 (10y) | 10% – 25% |
| Brett Collin Hobbs | Chief Compliance Officer / Chief Operating Officer | Jan 2020 (7y) | Less than 5% | |
| Rice, Curtis, Leon | Member | Aug 2022 (4y) | 5% – 10% | |
| David Michael Foley | Registered representative | CFP Chartered Financial Consultant | Mar 2015 (11y) | |
| William Hale Mildren | Registered representative | Jun 2019 (7y) | ||
| Deanna Faye Stranglen | Registered representative | CFP | Nov 2022 (4y) | |
| Madeline Jane Ritterpusch | Registered representative | May 2023 (3y) | ||
| Nicholas Alan Fiegel | Registered representative | CFA | May 2025 (1y) | |
| Logan Kyle Wehling | Registered representative | Jul 2025 (1y) | ||
| Joshua Garrett | Registered representative | Dec 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Associated Steel Group, Llc 401(k) Plan | Associated Steel Group, Llc | 767 | $18.4M | 01/01/2024 |
| Orthopaedic And Sports Medicine Center Norman, P. C. 401(k) And Profit Sharing Plan | Orthopaedic And Sports Medicine Center Norman, P | 53 | $6.4M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/13/2026 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • SELECTION OF OTHER ADVISERS FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $762M (97% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 13, 2026.
View current Form ADV (SEC/IAPD) ↗