Retirement And Wealth At Alliant, Llc
- Regulatory AUM
- $7.4B
- Discretionary
- $7.4B
- Clients
- 222
- Avg AUM / client
- $33.2M
- Accounts
- 248
- Employees
- 30
AUM over time
Annual snapshots from Form ADV filings · as of Jul 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 6 | $87.8M | 1.19% |
| Pension and profit sharing plans | 216 | $7.3B | 98.8% |
People (40)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Wendy Michelle Conner | Chief Compliance Officer | Chartered Financial Consultant | May 2013 (13y) | Less than 5% |
| James Alan Ian Laschinger | Exec. Vice President, Manager | Jul 2013 (13y) | Less than 5% | |
| John Arthur Cunningham | Senior Vice President | Jul 2017 (9y) | Less than 5% | |
| Sean Paul Waggoner | Registered representative | Jul 2013 (13y) | ||
| Sarah Leigh Keibler | Registered representative | Oct 2016 (10y) | ||
| Drew Patrick Whitney | Registered representative | Jun 2018 (8y) | ||
| Jonathan Mark Taporco | Registered representative | CFA | Jun 2018 (8y) | |
| Andrew Maxwell Denler | Registered representative | Apr 2021 (5y) | ||
| Michael H West | Registered representative | Apr 2021 (5y) | ||
| Heather Ann Brandt | Registered representative | Nov 2021 (5y) | ||
| Robert Henry Nelson | Registered representative | May 2022 (4y) | ||
| Kathleen Ruth Aicher | Registered representative | Jul 2022 (4y) | ||
| Cara Cappetto Reynolds | Registered representative | Oct 2022 (4y) | ||
| Teressa Lea Rambo | Registered representative | Oct 2022 (4y) | ||
| Ryan Christopher Barnett | Registered representative | Nov 2022 (4y) | ||
| Robert Bradley Knowles | Registered representative | Nov 2022 (4y) | ||
| Kathleen Monahan | Registered representative | May 2023 (3y) | ||
| Matthew Vincent Graser | Registered representative | Jun 2023 (3y) | ||
| Ryan O Connor | Registered representative | Sep 2023 (3y) | ||
| Julia Mendak | Registered representative | Sep 2023 (3y) | ||
| Julia Scaringe Sell | Registered representative | Mar 2024 (2y) | ||
| Carrie Lynn Silvestro | Registered representative | Apr 2024 (2y) | ||
| Shakeil Lashone Becker | Registered representative | Jun 2024 (2y) | ||
| Alex Yi Pan | Registered representative | Jul 2024 (2y) | ||
| Mark Erven Meyer | Registered representative | Oct 2024 (2y) | ||
| Brett Barron | Registered representative | Oct 2024 (2y) | ||
| Tyler Glenn Olson | Registered representative | Nov 2024 (2y) | ||
| Quay Dixon | Registered representative | Mar 2025 (1y) | ||
| Matthew Ryan Howeth | Registered representative | Mar 2025 (1y) | ||
| Patrick Ralph Tinkham | Registered representative | Mar 2025 (1y) | ||
| Lawrence Sanfilippo | Registered representative | Oct 2025 (1y) | ||
| Maria Arcaro | Registered representative | Oct 2025 (1y) | ||
| Adriana Ramos Courts | Registered representative | Dec 2025 (1y) | ||
| Alexandra Marie Parsons | Registered representative | Dec 2025 (1y) | ||
| Patrick Michael Geary | Registered representative | Dec 2025 (1y) | ||
| Chelsey Kastrup | Registered representative | Mar 2026 (0y) | ||
| Eric Douglas Kaufman | Registered representative | May 2026 (0y) | ||
| Ivette Marquez Hauser | Registered representative | Jul 2026 (0y) | ||
| Steven Robert Scott | Registered representative | Jul 2026 (0y) | ||
| Kimberly Ann Youngerman | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Alliant Insurance Services | Parent Company And Managing Member | May 2013 | A | 75% or more |
| Alliant Holdings, L.P. | Parent Company | Jan 2013 | B | ≈ 56.25% – 100% via Alliant Insurance Services |
| Alliant Services, Inc. | Parent Company | Jan 2013 | B | 75% or more of Alliant Holdings Intermediate, Llc (indirect) |
| Alliant Holdings Intermediate, Llc | Parent Company | Jan 2013 | B | 75% or more of Alliant Insurance Services, Inc. (indirect) |
| Alliant Holdings Intermediate, Inc. | Parent Company | Jan 2013 | B | 75% or more of Alliant Insurance Services, Inc. (indirect) |
| Alliant Insurance Services, Inc. | Parent Company And Managing Member | Jan 2013 | B | 75% or more of Alliant Insurance Services, Inc. (Parent To Alliant Retirement Services, Llc) (indirect) |
| Alliant Insurance Services, Inc. (Parent To Alliant Retirement Services, Llc) | Parent Company | Jan 2013 | B | 75% or more of Alliant Retirement Services, Llc (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Alliant Holdings, L.P.: 75% – 100% of Alliant Insurance Services × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/14/2026 | 1.05 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: THE PLAINTIFFS ALLEGE THAT PLAN AND COVERED SERVICE PROVIDERS BREACHED FIDUCIARY DUTY UNDER ERISA, RELATED TO A NUMBER OF FACTORINGS, INCLUDING FEES TO PLAN SERVICE PROVIDERS. Status: Pending Summary: THE PLAINTIFFS ALLEGE THAT PLAN AND COVERED SERVICE PROVIDERS BREACHED FIDUCIARY DUTY UNDER ERISA, RELATED TO A NUMBER OF FACTORINGS, INCLUDING FEES TO PLAN SERVICE PROVIDERS.
Allegations: THE PLAINTIFFS ALLEGE THAT PLAN AND COVERED SERVICE PROVIDERS BREACHED FIDUCIARY DUTY UNDER ERISA, RELATED TO A NUMBER OF FACTORINGS, INCLUDING FEES TO PLAN SERVICE PROVIDERS. Status: Pending Summary: THE PLAINTIFFS ALLEGE THAT PLAN AND COVERED SERVICE PROVIDERS BREACHED FIDUCIARY DUTY UNDER ERISA, RELATED TO A NUMBER OF FACTORINGS, INCLUDING FEES TO PLAN SERVICE PROVIDERS.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • ASSET-BASED FEES ON PENSION PLANS UNDER ADVISEMENT
Services
- • Portfolio management for pooled investment vehicles
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 30, 2026.
View current Form ADV (SEC/IAPD) ↗