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Private Fund Manager · Mid-sized ($1B–$10B)
CRD 167408
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ADV data as of May 12, 2025
- Regulatory AUM
- $2.1B
- Discretionary
- $2.1B
- Clients
- 23
- Avg AUM / client
- $90.5M
- Accounts
- 23
- Employees
- 44
AUM over time
$100M
$4.0B
Oct 29, 2013
May 12, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of May 12, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 1 | $186M | 8.95% |
| Pooled investment vehicles (non-investment companies) | 19 | $1.8B | 88.4% |
| Insurance companies | 2 | $43.2M | 2.07% |
| Other | 1 | $12.0M | 0.58% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- State Street $427M (11% of AUM) Dec 2023
- U.S. Bank $55.2M (3% of AUM) May 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 12, 2025.