Northwest Financial Advisors Llc
- Regulatory AUM
- $1.2B
- Discretionary
- $1.2B
- Clients
- 1,915
- Avg AUM / client
- $650K
- Accounts
- 2,756
- Employees
- 37
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,582 | $556M | 44.7% |
| High net worth individuals | 326 | $656M | 52.7% |
| Pension and profit sharing plans | 1 | $2.2M | 0.18% |
| Charitable organizations | 4 | $3.4M | 0.28% |
| Corporations and other businesses | 2 | $26.6M | 2.14% |
People (21)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kevin Duane Fisher | Ceo/Executive Rep | Feb 2013 (14y) | Less than 5% | |
| Benedict, Karen, Ann | Senior Vice President | Feb 2014 (13y) | Less than 5% | |
| Nicole Evette Davis | Chief Compliance Officer | Mar 2016 (10y) | Less than 5% | |
| Gregory Emmett Grinnell | Registered representative | Aug 2013 (13y) | ||
| Thomas K. Turner | Registered representative | CFP | Aug 2013 (13y) | |
| Jonathan Keith Adams | Registered representative | Chartered Financial Consultant | Apr 2014 (12y) | |
| Jerry Edward Guido | Registered representative | CFP | Oct 2015 (11y) | |
| Richard Todd Holden | Registered representative | Sep 2016 (10y) | ||
| Kimberly Joan Lampropoulos | Registered representative | Apr 2019 (7y) | ||
| Deatrice Johnson | Registered representative | Oct 2020 (6y) | ||
| Nikyla Nikki Young | Registered representative | CFP | Nov 2020 (6y) | |
| Neetu Kohli | Registered representative | Jun 2021 (5y) | ||
| Joseph Carl Wilson | Registered representative | Feb 2023 (3y) | ||
| Nakia D Brown | Registered representative | Feb 2023 (3y) | ||
| Nicholas David Tupaj | Registered representative | CFP | Jan 2025 (2y) | |
| Janna Vloet | Registered representative | May 2025 (1y) | ||
| Jozsef Nandor Szadvari Iii | Registered representative | Aug 2025 (1y) | ||
| Jiashuo Qin | Registered representative | CFP | Aug 2025 (1y) | |
| Barry Steven Bass | Registered representative | CFP Chartered Financial Consultant | Nov 2025 (1y) | |
| Nathan Russell Levin | Registered representative | Apr 2026 (0y) | ||
| Denise Sharnell Proctor | Registered representative | CFP | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Nw Capital Management Llc | Member | Feb 2013 | A | 75% or more |
| Northwest Federal Credit Union | Member | Oct 2006 | B | ≈ 56.25% – 100% via Nw Capital Management Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Northwest Federal Credit Union: 75% – 100% of Nw Capital Management Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.05 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Educational seminars/workshops
Custody
Reported custodians
- LPL Financial $1.2B (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗