Hood River Capital Management Llc
SEC-registered
Mutual Fund / Asset Manager · Mid-sized ($1B–$10B)
CRD 166089
· SEC file 801-77537
· Palm Beach Gardens, FL
· WWW.FACEBOOK.COM
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ADV data as of May 29, 2026
- Regulatory AUM
- $9.5B
- Discretionary
- $9.5B
- Clients
- 56
- Avg AUM / client
- $169M
- Accounts
- 56
- Employees
- 20
AUM over time
$0
$9.5B
Dec 2012
May 2026
Annual snapshots from Form ADV filings · as of May 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 2 | $1.5M | 0.02% |
| High net worth individuals | 3 | $4.9M | 0.05% |
| Investment companies | 4 | $5.4B | 57.5% |
| Pension and profit sharing plans | 11 | $1.1B | 11.8% |
| Charitable organizations | 9 | $299M | 3.17% |
| State or municipal government entities | 8 | $1.1B | 11.5% |
| Corporations and other businesses | 17 | $1.1B | 11.8% |
| Other | 2 | $403M | 4.27% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Northwest Ironworkers Retirement Plan Northwest Ironworkers Retirement Plan Board Of Trustees | Mercer Island, WA | 2024 |
| Ironworkers District Council Of The Pacific Nw Field Ironworkers Annuity Trust Fund Ironworkers District Council Of The Paci Field Ironworkers Annuity Tru | Mercer Island, WA | 2024 |
| Retirement Plan For Employees Of Aetna Inc. Aetna Inc. | 2024 | |
| The Retirement Income Plan For Employees Of Ul Llc Ul Llc | 2024 | |
| The Citigroup Pension Plan Citigroup Inc. | 2024 | |
| Service Benefit Plan Administrative Services Corp. Retirement Plan Service Benefit Plan Administrative Services Corporation | 2024 | |
| Carefirst, Inc. Retirement Plan Carefirst, Inc. | 2024 | |
| Highmark Retirement Plan Highmark Health | 2024 |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brian Paul Smoluch | Managing Member, Portfolio Manager | CFA | Oct 2012 (14y) | ≈ 37.5% – 75% via Bps Management Inc. |
| David Gordon Swank | Managing Member, Portfolio Manager | CFA | Oct 2012 (14y) | ≈ 18.75% – 50% via Hop Brook Corp |
| Schmaltz, Robert, Aloys | Chief Compliance Officer | Nov 2014 (12y) | Less than 5% | |
| Jon Robert Foust | Registered representative | Mar 2016 (10y) | ||
| Bradley Daniel Carpenter | Registered representative | CFA | Sep 2020 (6y) | |
| Jay Richard Dyer | Registered representative | Oct 2020 (6y) | ||
| Lance Rodney Cannon | Registered representative | CFA | Jul 2021 (5y) | |
| Shawn Andrew Elliott | Registered representative | May 2022 (4y) | ||
| Connor Michael Raines | Registered representative | May 2023 (3y) | ||
| Brian Blake Westover | Registered representative | Jan 2025 (2y) | ||
| Ruoshi Qi | Registered representative | Oct 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Bps Management Inc. | Managing Member | Oct 2022 | A | 50% – 75% |
| Hop Brook Corp | Managing Member | Oct 2022 | A | 25% – 50% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Brian Paul Smoluch: 75% – 100% of Bps Management Inc. × 50% – 75% direct ≈ 37.5% – 75% of the firm
- David Gordon Swank: 75% – 100% of Hop Brook Corp × 25% – 50% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (8)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Northwest Ironworkers Retirement Plan | Northwest Ironworkers Retirement Plan Board Of Trustees | 3,183 | $854M | 07/01/2024 |
| Ironworkers District Council Of The Pacific Nw Field Ironworkers Annuity Trust Fund | Ironworkers District Council Of The Paci Field Ironworkers Annuity Tru | 7,218 | $594M | 07/01/2024 |
| Retirement Plan For Employees Of Aetna Inc. | Aetna Inc. | 9,117 | $5.2B | 01/01/2024 |
| The Retirement Income Plan For Employees Of Ul Llc | Ul Llc | 679 | $262M | 01/01/2024 |
| The Citigroup Pension Plan | Citigroup Inc. | 14,217 | $10.0B | 01/01/2024 |
| Service Benefit Plan Administrative Services Corp. Retirement Plan | Service Benefit Plan Administrative Services Corporation | 127 | $53.3M | 01/01/2024 |
| Carefirst, Inc. Retirement Plan | Carefirst, Inc. | 1,394 | $546M | 01/01/2024 |
| Highmark Retirement Plan | Highmark Health | 12,825 | $3.1B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/29/2026 | 1.2 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- Us Bancorp $5.4B (57% of AUM) May 2026
- Northern Trust $693M (10% of AUM) Mar 2025
- BNY Mellon $442M (12% of AUM) Mar 2024
- Fidelity Management Trust Company $306M (10% of AUM) Nov 2021
- State Street $281M (10% of AUM) Mar 2023
- J.P. Morgan $242M (8% of AUM) Nov 2021
- Chase Manhattan Bank Na $161M (9% of AUM) Nov 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 29, 2026.
View current Form ADV (SEC/IAPD) ↗