Psc Capital Partners Llc
- Regulatory AUM
- $241M
- Discretionary
- $241M
- Clients
- 6
- Avg AUM / client
- $40.1M
- Accounts
- 6
- Employees
- 19
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 6 | $241M | 100.0% |
Private funds (6)
Reported in Form ADV Section 7.B.(1), filing of May 2024 · $301M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Piper Sandler Merchant Banking Fund Ii, Lp | Private Equity Fund | Delaware | $167M | 82 |
| Piper Sandler Merchant Banking Fund Iii, L.P. | Private Equity Fund | Delaware | $75.2M | 35 |
| Piper Sandler Merchant Banking Fund Iii Employee, L.P. | Private Equity Fund | Delaware | $31.9M | 63 |
| Piper Sandler Merchant Banking Fund I, Lp | Private Equity Fund | Delaware | $24.7M | 17 |
| Pjc Merchant Banking Partners Iv, Llc | Private Equity Fund | Delaware | $1.1M | 20 |
| Pjc Merchant Banking Partners Iii, Llc | Private Equity Fund | Delaware | $887K | 20 |
People (4)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Martin, James, Martell | Secretary | Sep 2012 (14y) | Less than 5% | |
| Christianson, Theodore, John | Chief Executive Officer | Jan 2022 (5y) | Less than 5% | |
| Ballis, Alyssa, Lynn | Chief Compliance Officer | Dec 2022 (4y) | Less than 5% | |
| Clune, Katherine, Patricia | Chief Financial Officer | Jan 2024 (3y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Piper Sandler Investment Group Inc. | Member | Sep 2012 | A | 75% or more |
| Piper Sandler Companies | Parent | Jul 2012 | B | ≈ 56.25% – 100% via Piper Sandler Investment Group Inc. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Piper Sandler Companies: 75% – 100% of Piper Sandler Investment Group Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (6, $301M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Piper Sandler Merchant Banking Fund Ii, Lp | Private Equity Fund | $167M | $5.0M | 82 |
| Piper Sandler Merchant Banking Fund Iii, L.P. | Private Equity Fund | $75.2M | $1.0M | 35 |
| Piper Sandler Merchant Banking Fund Iii Employee, L.P. | Private Equity Fund | $31.9M | $250K | 63 |
| Piper Sandler Merchant Banking Fund I, Lp | Private Equity Fund | $24.7M | $3.0M | 17 |
| Pjc Merchant Banking Partners Iv, Llc | Private Equity Fund | $1.1M | $100K | 20 |
| Pjc Merchant Banking Partners Iii, Llc | Private Equity Fund | $887K | $100K | 20 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 2.28 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗