Bimini Advisors, Llc
- Regulatory AUM
- $11.7B
- Discretionary
- $11.7B
- Clients
- 1
- Avg AUM / client
- $11.7B
- Accounts
- 1
- Employees
- 10
AUM over time
Annual snapshots from Form ADV filings · as of Apr 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 1 | $11.7B | 100.0% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Robert Edward Cauley | President/Chief Compliance Officer | CFA | Apr 2011 (15y) | Less than 5% |
| Haas, George, Hunter | Chief Financial Officer | Feb 2013 (14y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Bimini Advisors Holding Llc | Member | Jul 2012 | A | 75% or more |
| Bimini Capital Management, Inc | Shareholder | Jul 2012 | B | ≈ 56.25% – 100% via Bimini Advisors Holding Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Bimini Capital Management, Inc: 75% – 100% of Bimini Advisors Holding Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/24/2026 | 994 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Other fees
- • FIRM'S COMPENSATION IS BASED ON A % OF SHAREHOLDERS EQUITY.
Services
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- BNY Mellon $4.1B (96% of AUM) Mar 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 24, 2026.
View current Form ADV (SEC/IAPD) ↗