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Institutional / Pension Advisor · Mid-sized ($1B–$10B)
CRD 164863
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ADV data as of Mar 24, 2025
- Regulatory AUM
- $2.0B
- Discretionary
- $2.0B
- Clients
- 68
- Avg AUM / client
- $30.1M
- Accounts
- 68
- Employees
- 17
AUM over time
$0
$3.1B
Jul 2012
Dec 2024
Annual snapshots from Form ADV filings · as of Mar 24, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 1 | $1.1M | 0.05% |
| Investment companies | 1 | $282M | 13.7% |
| Pooled investment vehicles (non-investment companies) | 1 | $1.0M | 0.05% |
| Pension and profit sharing plans | 65 | $1.8B | 86.2% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- State Street $758M (32% of AUM) Mar 2019
- BNY Mellon $608M (30% of AUM) Mar 2025
- Pnc Bank $324M (16% of AUM) Mar 2025
- Northern Trust $294M (14% of AUM) Mar 2025
- Huntington Securities, Inc. $282M (14% of AUM) Mar 2025
- Pnc Financial Services Group, Inc. $266M (10% of AUM) Feb 2019
- Amalgamated Bank $181M (10% of AUM) Feb 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2025.