Nexpoint Advisors, L.P.
- Regulatory AUM
- $131M
- Discretionary
- $131M
- Clients
- 4
- Avg AUM / client
- $32.8M
- Accounts
- 4
- Employees
- 67
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 1 | $29.7M | 22.7% |
| Business development companies | 1 | $38.6M | 29.4% |
| Pooled investment vehicles (non-investment companies) | 1 | $53.9M | 41.1% |
| Corporations and other businesses | 1 | $9.0M | 6.87% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James David Dondero | President / Member | Apr 1993 (33y) | ≈ 0% – 5% via Nexpoint Advisors Gp, Llc | |
| Waterhouse, Frank, George | Treasurer | Jun 2012 (14y) | Less than 5% | |
| Dondero, Nancy, Marie | Trustee | Oct 2015 (11y) | GP / trustee / elected manager of Dugaboy Investment Trust (indirect) | |
| Norris, Dustin, David | Executive Vice President | Apr 2019 (7y) | Less than 5% | |
| Mabry, William, Murphy | Assistant Treasurer | Apr 2021 (5y) | Less than 5% | |
| Vitiello, Stephanie, Lynn | Chief Compliance Officer And Secretary | Nov 2021 (5y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| The Dugaboy Investment Trust | Limited Partner | Mar 2012 | A | 75% or more |
| Nexpoint Advisors Gp, Llc | General Partner | Mar 2012 | A | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- James David Dondero: 75% – 100% of Nexpoint Advisors Gp, Llc × 0% – 5% direct ≈ 0% – 5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.73 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗