Walleye Capital Llc
- Regulatory AUM
- $52.1B
- Discretionary
- $52.1B
- Clients
- 10
- Avg AUM / client
- $5.2B
- Accounts
- 10
- Employees
- 380
AUM over time
Annual snapshots from Form ADV filings · as of Apr 08, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 10 | $52.1B | 100.0% |
Private funds (9)
Reported in Form ADV Section 7.B.(1), filing of Oct 2024 · $33.5B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Walleye Opportunities Master Fund Ltd master | Hedge Fund | Cayman Islands | $13.6B | 618 |
| Walleye Investments Fund Llc | Hedge Fund | Delaware | $10.0B | 161 |
| Walleye Manager Opportunities Llc | Hedge Fund | Delaware | $7.7B | 2 |
| Sea Hawk Multi Strategy Master Fund Ltd master | Hedge Fund | Cayman Islands | $643M | 52 |
| I 94 Partners Fund Lp | Hedge Fund | Delaware | $530M | 2 |
| Dockside Vantage Fund Lp | Hedge Fund | Delaware | $500M | 3 |
| Dockside Fund I Lp | Hedge Fund | Delaware | $412M | 2 |
| Jet Capital Master Fund, Lp master | Hedge Fund | Cayman Islands | $224M | 42 |
| Dockside Diversified Fund Lp | Hedge Fund | Delaware | $53.0M | 2 |
People (6)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kessler, Irvin, Robert | Partner, Chairman | May 2005 (21y) | Less than 5% | |
| England, William, Dunning | Partner, Chief Executive Officer And Chief Investment Officer | Jan 2017 (10y) | ≈ 14.06% – 50% via Fish Factory Lp | |
| Brenner, Jonathan, William | Partner, Chief Strategy Officer | Jan 2023 (4y) | Less than 5% | |
| Wynn, Thomas, Loor | Global Chief Compliance Officer | Oct 2023 (3y) | Less than 5% | |
| Beagley, Adam, Michael | Chief Risk Officer | Jun 2024 (2y) | Less than 5% | |
| Deangelis, Thomas, Samuel | President | Jun 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Fish House Lp | Sole Member | Dec 2023 | A | 75% or more |
| Fish Factory Lp | Sole Limited Partner | Dec 2023 | B | ≈ 56.25% – 100% via Fish House Lp |
| Fish Farm Llc | General Partner | Dec 2023 | B | GP / trustee / elected manager of Fish Factory Lp (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- England, William, Dunning: 25% – 50% of Fish Factory Lp × 75% – 100% of Fish House Lp × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Fish Factory Lp: 75% – 100% of Fish House Lp × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (9, $33.5B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Walleye Opportunities Master Fund Ltd | Hedge Fund | $13.6B | $1.0M | 618 |
| Walleye Investments Fund Llc | Hedge Fund | $10.0B | $1.0M | 161 |
| Walleye Manager Opportunities Llc | Hedge Fund | $7.7B | $250K | 2 |
| Sea Hawk Multi Strategy Master Fund Ltd | Hedge Fund | $643M | $1.0M | 52 |
| I 94 Partners Fund Lp | Hedge Fund | $530M | $150M | 2 |
| Dockside Vantage Fund Lp | Hedge Fund | $500M | $150M | 3 |
| Dockside Fund I Lp | Hedge Fund | $412M | $150M | 2 |
| Jet Capital Master Fund, Lp | Hedge Fund | $224M | $1.0M | 42 |
| Dockside Diversified Fund Lp | Hedge Fund | $53.0M | $50.0M | 2 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/08/2026 | 3.17 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: DURING DECEMBER 2018 AND MAY 2019, A TRADER WHO WAS AT THE TIME EMPLOYED BY WALLEYE CAPITAL ENTERED ORDERS IN CERTAIN SOYBEAN COMPLEX FUTURES CONTRACTS WITH THE INTENT TO CANCEL THOSE ORDERS BEFORE THEIR EXECUTION-SPECIFICALLY, SOYBEAN FUTURES, SOYBEAN MEAL FUTURES, AND SOYBEAN OIL FUTURES CONTRACTS TRADED ON THE CHICAGO BOARD OF TRADE. THE TRADER'S CONDUCT VIOLATED SECTION 4C(A)(5)(C) OF THE COMMODITY EXCHANGE ACT. Status: Final Sanction Detail: $550,000 PAID ON 01/11/2023 Summary: WALLEYE WAS FOUND TO BE DERIVATIVELY (STRICTLY) LIABLE FOR THE TRADER'S MISCONDUCT. IN ACCEPTING WALLEYE'S SETTLEMENT OFFER, THE CFTC RECOGNIZED THE COOPERATION OF WALLEYE CAPITAL WITH THE DIVISION OF ENFORCEMENT'S INVESTIGATION OF THE MATTER. THE CFTC ALSO ACKNOWLEDGED WALLEYE CAPITAL'S PROPOSED REMEDIATION STEPS IN CONNECTION WITH THE MATTER.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Performance-based fees
- • Other fees
- • PASS-THROUGH EXPENSES
Services
- • Portfolio management for pooled investment vehicles
- • Selection of other advisers
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 08, 2026.
View current Form ADV (SEC/IAPD) ↗