The Electrum Group Llc
SEC-registered
Private Fund Manager · Mid-sized ($1B–$10B)
CRD 161407
· SEC file 801-77395
· New York, NY
· electrum-group.com
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ADV data as of Mar 30, 2026
- Regulatory AUM
- $2.5B
- Discretionary
- $2.5B
- Clients
- 5
- Avg AUM / client
- $501M
- Accounts
- 5
- Employees
- 14
AUM over time
$212M
$2.5B
Nov 19, 2012
Mar 30, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 5 | $2.5B | 100.0% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $1.7B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Electrum Global Holdings L.P. | Private Equity Fund | Cayman Islands | $1.5B | 6 |
| Electrum Strategic Opportunities Fund Ii L.P. master | Private Equity Fund | Cayman Islands | $187M | 13 |
| Electrum Strategic Opportunities Fund L.P. master | Private Equity Fund | Cayman Islands | $67.1M | 10 |
People (4)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kaplan, Thomas, Scott | Chairman, Chairman Of The Board, Chief Executive Officer, And Director | Oct 2011 (15y) | Less than 5% | |
| Shapiro, Andrew, Mark | General Counsel And Chief Compliance Officer | Jan 2012 (15y) | Less than 5% | |
| Williams, Michael, Halbert | Senior Managing Director | Mar 2012 (14y) | Less than 5% | |
| Erfan, Ali, Reza | Director And Vice Chairman | Feb 2018 (9y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Teg Services Holding Inc. | Member | Jan 2013 | A | 75% or more |
| Grat Holdings Llc | Member | Jan 2008 | B | ≈ 28.13% – 75% via Leopard Holdings Llc |
| Eighteenth Investment Company Llc (Uae) | Shareholder | Sep 2021 | B | ≈ 14.06% – 50% via Sixty First Investment Company Llc (Uae) |
| Mdc Capital Llc (Uae) | Shareholder | Jul 2021 | B | ≈ 10.55% – 50% via Eighteenth Investment Company Llc (Uae) |
| Government Of Abu Dhabi | Shareholder | Mar 2017 | B | ≈ 3.34% – 50% via Mubadala Investment Company Pjsc (Uae) |
| Mubadala Capital Llc (Uae) | Shareholder | Jun 2021 | B | ≈ 7.91% – 50% via Mdc Capital Llc (Uae) |
| Mamoura Diversified Global Holding Pjsc (Uae) | Shareholder | Jul 2019 | B | ≈ 5.93% – 50% via Mubadala Capital Llc (Uae) |
| Mubadala Investment Company Pjsc (Uae) | Shareholder | Oct 2022 | B | ≈ 4.45% – 50% via Mamoura Diversified Global Holding Pjsc (Uae) |
| Thomas S. Kaplan 2004 Ten Year Annuity Family Trust | Member | Apr 2014 | B | ≈ 14.06% – 56.25% via Grat Holdings Llc |
| Dafna Kaplan 2003 Eight Year Annuity Family Trust | Member | Jan 2012 | B | ≈ 14.06% – 56.25% via Grat Holdings Llc |
| Leopard Holdings Llc | Shareholder | Jan 2013 | B | ≈ 37.5% – 75% via Teg Services Holding Inc. |
| Sixty First Investment Company Llc (Uae) | Shareholder | Nov 2020 | B | ≈ 18.75% – 50% via Teg Services Holding Inc. |
| Wilmington Trust Company | Trustee | Apr 2017 | B | GP / trustee / elected manager of Thomas S. Kaplan 2004 Ten Year Annuity Family Trust (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Grat Holdings Llc: 75% – 100% of Leopard Holdings Llc × 50% – 75% of Teg Services Holding Inc. × 75% – 100% direct ≈ 28.13% – 75% of the firm
- Eighteenth Investment Company Llc (Uae): 75% – 100% of Sixty First Investment Company Llc (Uae) × 25% – 50% of Teg Services Holding Inc. × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Mdc Capital Llc (Uae): 75% – 100% of Eighteenth Investment Company Llc (Uae) × 75% – 100% of Sixty First Investment Company Llc (Uae) × 25% – 50% of Teg Services Holding Inc. × 75% – 100% direct ≈ 10.55% – 50% of the firm
- Government Of Abu Dhabi: 75% – 100% of Mubadala Investment Company Pjsc (Uae) × 75% – 100% of Mamoura Diversified Global Holding Pjsc (Uae) × 75% – 100% of Mubadala Capital Llc (Uae) × 75% – 100% of Mdc Capital Llc (Uae) × 75% – 100% of Eighteenth Investment Company Llc (Uae) × 75% – 100% of Sixty First Investment Company Llc (Uae) × 25% – 50% of Teg Services Holding Inc. × 75% – 100% direct ≈ 3.34% – 50% of the firm
- Mubadala Capital Llc (Uae): 75% – 100% of Mdc Capital Llc (Uae) × 75% – 100% of Eighteenth Investment Company Llc (Uae) × 75% – 100% of Sixty First Investment Company Llc (Uae) × 25% – 50% of Teg Services Holding Inc. × 75% – 100% direct ≈ 7.91% – 50% of the firm
- Mamoura Diversified Global Holding Pjsc (Uae): 75% – 100% of Mubadala Capital Llc (Uae) × 75% – 100% of Mdc Capital Llc (Uae) × 75% – 100% of Eighteenth Investment Company Llc (Uae) × 75% – 100% of Sixty First Investment Company Llc (Uae) × 25% – 50% of Teg Services Holding Inc. × 75% – 100% direct ≈ 5.93% – 50% of the firm
- Mubadala Investment Company Pjsc (Uae): 75% – 100% of Mamoura Diversified Global Holding Pjsc (Uae) × 75% – 100% of Mubadala Capital Llc (Uae) × 75% – 100% of Mdc Capital Llc (Uae) × 75% – 100% of Eighteenth Investment Company Llc (Uae) × 75% – 100% of Sixty First Investment Company Llc (Uae) × 25% – 50% of Teg Services Holding Inc. × 75% – 100% direct ≈ 4.45% – 50% of the firm
- Thomas S. Kaplan 2004 Ten Year Annuity Family Trust: 50% – 75% of Grat Holdings Llc × 75% – 100% of Leopard Holdings Llc × 50% – 75% of Teg Services Holding Inc. × 75% – 100% direct ≈ 14.06% – 56.25% of the firm
- Dafna Kaplan 2003 Eight Year Annuity Family Trust: 50% – 75% of Grat Holdings Llc × 75% – 100% of Leopard Holdings Llc × 50% – 75% of Teg Services Holding Inc. × 75% – 100% direct ≈ 14.06% – 56.25% of the firm
- Leopard Holdings Llc: 50% – 75% of Teg Services Holding Inc. × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Sixty First Investment Company Llc (Uae): 25% – 50% of Teg Services Holding Inc. × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $1.7B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Electrum Global Holdings L.P. | Private Equity Fund | $1.5B | $0 | 6 |
| Electrum Strategic Opportunities Fund Ii L.P. | Private Equity Fund | $187M | $5.0M | 13 |
| Electrum Strategic Opportunities Fund L.P. | Private Equity Fund | $67.1M | $5.0M | 10 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.68 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
- • Other fees
- • ACTUAL COSTS + FIXED MARKUP; PORTFOLIO COMPANY FEES
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗