Nxt Capital Investment Advisers, Llc
- Regulatory AUM
- $6.6B
- Discretionary
- $6.2B
- Clients
- 22
- Avg AUM / client
- $302M
- Accounts
- 22
- Employees
- 242
AUM over time
Annual snapshots from Form ADV filings · as of Jun 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 16 | $3.7B | 56.4% |
| Other investment advisers | 2 | $630M | 9.48% |
| Insurance companies | 3 | $982M | 14.8% |
| Other | 1 | $1.3B | 19.4% |
Private funds (12)
Reported in Form ADV Section 7.B.(1), filing of Jun 2024 · $3.6B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Nxt Capital Senior Loan Fund Vi (L), L.P. master | Hedge Fund | Cayman Islands | $873M | 7 |
| Nxt Stepstone Cc, Llc | Hedge Fund | Delaware | $486M | 1 |
| Nxt Capital Structured Note I, Llc | Securitized Asset Fund | New York | $483M | 4 |
| Nxt Capital Clo 2020 1. Llc | Securitized Asset Fund | Delaware | $457M | 15 |
| Nxt Capital Clo 2017 1, Llc | Securitized Asset Fund | Delaware | $411M | 23 |
| Nxt Capital Senior Loan Fund V, Lp master | Hedge Fund | Cayman Islands | $285M | 12 |
| Nxt Capital Senior Loan Fund Vii, Lp master | Hedge Fund | Cayman Islands | $235M | 6 |
| Nxt Capital Senior Loan Fund I, Llc | Private Equity Fund | Delaware | $184M | 2 |
| Nxt Capital Slcf Ii, Lp | Hedge Fund | Delaware | $104M | 1 |
| Nxt Capital Senior Loan Fund Vi (Ul), L.P. master | Private Equity Fund | Cayman Islands | $46.9M | 4 |
| Nxt Capital Senior Loan Fund Ii, Lp master | Hedge Fund | Cayman Islands | $35.1M | 16 |
| Nxt Capital Slcf I, Lp | Private Equity Fund | Delaware | $3.0M | 10 |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Franc, Brian, Edward | Chief Compliance Officer | Jan 2019 (8y) | Less than 5% | |
| Kopplin, Stacia, Lynn | Senior Vice President | Aug 2019 (7y) | Less than 5% | |
| Denniston, Edward (Ted), Allen | Senior Vice President | Aug 2022 (4y) | Less than 5% | |
| Lazewski, Joseph, Nicholas | Senior Vice President | Aug 2022 (4y) | Less than 5% | |
| Mcinerney, Robin, Gray | Chief Financial Officer And Treasurer | Nov 2022 (4y) | Less than 5% | |
| Hunter N Foreman | Registered representative | Oct 2018 (8y) | ||
| John Russell Bozalis | Registered representative | Oct 2018 (8y) | ||
| Ronald Barry White | Registered representative | Oct 2018 (8y) | ||
| Lucas Michael Kowalewski | Registered representative | Nov 2018 (8y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Ocu Opco Holdings, Llc | Member | Sep 2015 | B | 75% or more of Ocu Global Asset Management, Llc (indirect) |
| Orix Capital Markets, Llc | Member | Sep 2015 | B | 75% or more of Ocu Opco Holdings, Llc (indirect) |
| Oam Holdings, Llc | Member | Aug 2018 | B | 75% or more of Nxt Capital Group, Llc (indirect) |
Undisclosed: 75% – 100% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (12, $3.6B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Nxt Capital Senior Loan Fund Vi (L), L.P. | Hedge Fund | $873M | $10.0M | 7 |
| Nxt Stepstone Cc, Llc | Hedge Fund | $486M | $0 | 1 |
| Nxt Capital Structured Note I, Llc | Securitized Asset Fund | $483M | $0 | 4 |
| Nxt Capital Clo 2020 1. Llc | Securitized Asset Fund | $457M | $250K | 15 |
| Nxt Capital Clo 2017 1, Llc | Securitized Asset Fund | $411M | $250K | 23 |
| Nxt Capital Senior Loan Fund V, Lp | Hedge Fund | $285M | $10.0M | 12 |
| Nxt Capital Senior Loan Fund Vii, Lp | Hedge Fund | $235M | $10.0M | 6 |
| Nxt Capital Senior Loan Fund I, Llc | Private Equity Fund | $184M | $0 | 2 |
| Nxt Capital Slcf Ii, Lp | Hedge Fund | $104M | $10.0M | 1 |
| Nxt Capital Senior Loan Fund Vi (Ul), L.P. | Private Equity Fund | $46.9M | $10.0M | 4 |
| Nxt Capital Senior Loan Fund Ii, Lp | Hedge Fund | $35.1M | $20.0M | 16 |
| Nxt Capital Slcf I, Lp | Private Equity Fund | $3.0M | $10.0M | 10 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/26/2026 | 4.24 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Computershare Trust Company, N.A. $2.3B (34% of AUM) Jun 2026
- State Street $893M (13% of AUM) Jun 2026
- BNY Mellon $324M (4% of AUM) May 2022
- Brown Brothers Harriman & Co. $277M (4% of AUM) Jan 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 26, 2026.
View current Form ADV (SEC/IAPD) ↗