Riwm, Llc
State-registered
Wealth Manager · Boutique (under $100M)
CRD 160536
· Coral Gables, FL
· WWW.RIWM.NET
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ADV data as of Mar 25, 2026
- Regulatory AUM
- $59.0M
- Discretionary
- $0
- Clients
- 99
- Avg AUM / client
- $596K
- Accounts
- 99
- Employees
- 3
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 32 | $7.0M | 11.9% |
| High net worth individuals | 67 | $52.0M | 88.1% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Arturo Gabriel Rodriguez | Registered representative | Apr 2025 (1y) | ||
| Arturo Jesus Rodriguez Diaz | Registered representative | Apr 2025 (1y) | ||
| Jose Eduardo Torres Martinez | Registered representative | Apr 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 1.31 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • CONSULTING FEES
Services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- RBC $9.3M (16% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.
View current Form ADV (SEC/IAPD) ↗