Clayton, Dubilier & Rice, Llc
SEC-registered
Private Fund Manager · Large ($10B–$100B)
CRD 160492
· SEC file 801-73344
· New York, NY
· www.linkedin.com
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ADV data as of Apr 16, 2026
- Regulatory AUM
- $87.4B
- Discretionary
- $87.4B
- Clients
- 42
- Avg AUM / client
- $2.1B
- Accounts
- 44
- Employees
- 271
AUM over time
$13.6B
$87.4B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Apr 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 42 | $87.4B | 100.0% |
Private funds (38)
View all →Reported in Form ADV Section 7.B.(1), filing of Apr 2024 · $79.9B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Clayton, Dubilier & Rice Fund Xii, L.P. master | Private Equity Fund | Cayman Islands | $24.9B | 3,490 |
| Clayton, Dubilier & Rice Fund Xi, L.P. master | Private Equity Fund | Cayman Islands | $15.3B | 1,497 |
| Clayton, Dubilier & Rice Fund X, L.P. master | Private Equity Fund | Cayman Islands | $15.1B | 503 |
| Clayton, Dubilier & Rice Fund Ix, L.P. master | Private Equity Fund | Cayman Islands | $5.9B | 445 |
| Cd&R Value Building Partners I, L.P. | Private Equity Fund | Cayman Islands | $4.1B | 171 |
| Cd&R Associates Xii Co Invest, L.P. | Private Equity Fund | Cayman Islands | $1.6B | 159 |
| Cd&R Mercury Co Investor, L.P. | Private Equity Fund | Cayman Islands | $1.4B | 29 |
| Clayton, Dubilier & Rice Fund Xi A, L.P. | Private Equity Fund | Cayman Islands | $1.3B | 8 |
| Cd&R Ferdinand Co Investor, L.P. | Private Equity Fund | Cayman Islands | $1.3B | 49 |
| Clayton, Dubilier & Rice Xi (Scotland), L.P. | Private Equity Fund | United Kingdom | $1.3B | 33 |
| Clayton, Dubilier & Rice Fund X A, L.P. | Private Equity Fund | Cayman Islands | $1.3B | 10 |
| Clayton, Dubilier & Rice Fund Xii (Luxembourg), Scsp | Private Equity Fund | Luxembourg | $1.1B | 170 |
| Clayton, Dubilier & Rice Fund Viii, L.P. | Private Equity Fund | Cayman Islands | $879M | 578 |
| Clayton, Dubilier & Rice Fund Xii A, L.P. | Private Equity Fund | Cayman Islands | $718M | 3 |
| Cd&R Market Co Investor, L.P. | Private Equity Fund | Cayman Islands | $627M | 29 |
Nonprofit clients
Charities that reported this firm as a top-paid contractor (investment services) on Form 990.
| Charity | Location | Period |
|---|---|---|
| West Virginia Univ Foundation Inc EIN 556017181 | Morgantown, WV | 06/30/2024 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| New York Hotel Trades Council And Hotel Association Of New York City, Inc. Pension Fund Board Of Trustees | 2024 |
People (6)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gogel, Donald, Jay | Chairman | Oct 2009 (17y) | Less than 5% | |
| Patnode, Terrianne, Muenzen | Chief Compliance Officer | Oct 2018 (8y) | Less than 5% | |
| Novak, David, Andrew | Co President | Jan 2020 (7y) | Less than 5% | |
| Schnall, Richard, Jason | Co President | Jan 2020 (7y) | Less than 5% | |
| Sleeper, Nathan, Kerry | Chief Executive Officer | Jan 2020 (7y) | Less than 5% | |
| Griffiths, Jillian, Clark | Chief Financial Officer | Oct 2021 (5y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Clayton, Dubilier & Rice Holdings, L.P. | Sole Managing Member Of Clayton, Dubilier & Rice, Llc | Oct 2009 | A | 75% or more |
| Clayton, Dubilier & Rice Limited | Sole Shareholder Of Clayton, Dubilier & Rice Beteiligungsberatung Gmbh ("Cd&R Gmbh") (Relying Adviser) | Mar 2011 | A | 75% or more |
| Cd&R (Uk) Llc | Principal Member Of Cd&R Llp (Relying Adviser) | Nov 2010 | A | 50% – 75% |
| Clayton, Dubilier & Rice Holdings, L.P. | Sole Managing Member Of Uk Llc | Jun 2010 | B | ≈ 37.5% – 75% via Cd&R (Uk) Llc |
| Cd&R (Uk) Llc | Sole Shareholder Of Clayton, Dubilier & Rice Limited | Sep 2010 | B | ≈ 56.25% – 100% via Clayton, Dubilier & Rice Limited |
| Clayton, Dubilier & Rice Holdings Gp, Llc | General Partner Of Holdco | Aug 2009 | B | GP / trustee / elected manager of Clayton, Dubilier & Rice Holdings, L.P. ("Holdco") (indirect) |
| Clayton, Dubilier & Rice Holdings, Llc | Sole And Managing Member Of Gp Midco | Aug 2020 | B | GP / trustee / elected manager of Clayton, Dubilier & Rice Holdings Gp, Llc (indirect) |
Estimated effective ownership (look-through of filed bands):
- Clayton, Dubilier & Rice Holdings, L.P.: 75% – 100% of Cd&R (Uk) Llc × 50% – 75% direct ≈ 37.5% – 75% of the firm
- Cd&R (Uk) Llc: 75% – 100% of Clayton, Dubilier & Rice Limited × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (38, $79.9B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Clayton, Dubilier & Rice Fund Xii, L.P. | Private Equity Fund | $24.9B | $20.0M | 3,490 |
| Clayton, Dubilier & Rice Fund Xi, L.P. | Private Equity Fund | $15.3B | $20.0M | 1,497 |
| Clayton, Dubilier & Rice Fund X, L.P. | Private Equity Fund | $15.1B | $20.0M | 503 |
| Clayton, Dubilier & Rice Fund Ix, L.P. | Private Equity Fund | $5.9B | $20.0M | 445 |
| Cd&R Value Building Partners I, L.P. | Private Equity Fund | $4.1B | $0 | 171 |
| Cd&R Associates Xii Co Invest, L.P. | Private Equity Fund | $1.6B | $0 | 159 |
| Cd&R Mercury Co Investor, L.P. | Private Equity Fund | $1.4B | $0 | 29 |
| Clayton, Dubilier & Rice Fund Xi A, L.P. | Private Equity Fund | $1.3B | $20.0M | 8 |
| Cd&R Ferdinand Co Investor, L.P. | Private Equity Fund | $1.3B | $0 | 49 |
| Clayton, Dubilier & Rice Xi (Scotland), L.P. | Private Equity Fund | $1.3B | $20.0M | 33 |
| Clayton, Dubilier & Rice Fund X A, L.P. | Private Equity Fund | $1.3B | $20.0M | 10 |
| Clayton, Dubilier & Rice Fund Xii (Luxembourg), Scsp | Private Equity Fund | $1.1B | $20.0M | 170 |
| Clayton, Dubilier & Rice Fund Viii, L.P. | Private Equity Fund | $879M | $20.0M | 578 |
| Clayton, Dubilier & Rice Fund Xii A, L.P. | Private Equity Fund | $718M | $20.0M | 3 |
| Cd&R Market Co Investor, L.P. | Private Equity Fund | $627M | $0 | 29 |
| Cd&R Advisor Fund X, L.P. | Private Equity Fund | $460M | $0 | 54 |
| Cd&R Advisor Fund Xi, L.P. | Private Equity Fund | $361M | $0 | 60 |
| Clayton, Dubilier & Rice Fund Ix A, L.P. | Private Equity Fund | $300M | $20.0M | 4 |
| Clayton, Dubilier & Rice Fund Vi Limited Partnership | Private Equity Fund | $230M | $20.0M | 133 |
| Cd&R Fund Xii Strategic Partners (C), L.P. | Private Equity Fund | $203M | $0 | 2 |
| Cd&R Brand Co Investor, L.P. | Private Equity Fund | $202M | $0 | 28 |
| Cd&R Advisor Fund Xii, L.P. | Private Equity Fund | $194M | $0 | 41 |
| Cd&R Brand Continuity Spv, L.P. | Private Equity Fund | $179M | $0 | 17 |
| Cd&R Fund Xii Strategic Partners (N), L.P. | Private Equity Fund | $152M | $0 | 2 |
| Cd&R Mercury Co Investor A, L.P. | Private Equity Fund | $150M | $0 | 2 |
Top 25 of 38 funds by gross assets · all funds
From Form ADV Section 7.B private fund reporting.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| New York Hotel Trades Council And Hotel Association Of New York City, Inc. Pension Fund | Board Of Trustees | 27,574 | $2.6B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Foundations & charities (1)
| Organization | Type | Assets | As of |
|---|---|---|---|
| West Virginia Univ Foundation Inc | Public charity | $3.0B | 06/30/2024 |
From IRS Form 990 investment-management-fee disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/16/2026 | 10.7 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
- • Other fees
- • TRANSACTION, MONITORING AND OTHER SIMILAR FEES
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 16, 2026.
View current Form ADV (SEC/IAPD) ↗