Hildene Capital Management, Llc
SEC-registered
Private Fund Manager · Large ($10B–$100B)
CRD 160415
· SEC file 801-73616
· Stamford, CT
· hildenecdo.com
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ADV data as of Apr 27, 2026
- Regulatory AUM
- $20.2B
- Discretionary
- $20.2B
- Clients
- 82
- Avg AUM / client
- $246M
- Accounts
- 88
- Employees
- 33
AUM over time
$401M
$20.2B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Apr 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 76 | $12.5B | 62.0% |
| Insurance companies | 6 | $6.8B | 33.9% |
| Corporations and other businesses | Fewer than 5 clients | $786M | 3.9% |
| Other | Fewer than 5 clients | $30.2M | 0.15% |
Private funds (48)
View all →Reported in Form ADV Section 7.B.(1), filing of Nov 2024 · $13.6B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Hildene Opportunities Master Fund, Ltd. master | Hedge Fund | Cayman Islands | $1.6B | 199 |
| Hildene Opportunities Master Fund Ii, Ltd. master | Hedge Fund | Cayman Islands | $688M | 76 |
| Taberna Preferred Funding Ii, Ltd. | Securitized Asset Fund | Cayman Islands | $516M | 0 |
| Alesco Preferred Funding Xv, Ltd. | Securitized Asset Fund | Cayman Islands | $504M | 0 |
| Trapeza Cdo Xiii, Ltd. | Securitized Asset Fund | Cayman Islands | $482M | 0 |
| Alesco Preferred Funding Xiv, Ltd. | Securitized Asset Fund | Cayman Islands | $469M | 0 |
| Alesco Preferred Funding X, Ltd. | Securitized Asset Fund | Cayman Islands | $468M | 0 |
| Taberna Preferred Funding Iv, Ltd. | Securitized Asset Fund | Cayman Islands | $391M | 0 |
| Taberna Preferred Funding V, Ltd. | Securitized Asset Fund | Cayman Islands | $379M | 0 |
| Hildene Trups Securitization 4, Ltd. | Securitized Asset Fund | Cayman Islands | $378M | 2 |
| Alesco Preferred Funding Ix, Ltd. | Securitized Asset Fund | Cayman Islands | $371M | 0 |
| Hildene Trups Securitization 2019 2, Ltd | Securitized Asset Fund | Cayman Islands | $368M | 2 |
| Taberna Preferred Funding Vi, Ltd. | Securitized Asset Fund | Cayman Islands | $362M | 0 |
| Hildene Trups Securitization 2020 3, Ltd | Securitized Asset Fund | Cayman Islands | $337M | 2 |
| Alesco Preferred Funding Xii, Ltd. | Securitized Asset Fund | Cayman Islands | $334M | 0 |
People (7)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jefferson, Brett, Rodmann | Class A Member And Manager | Jan 2008 (19y) | ≈ 18.75% – 50% via Hildene Holding Company, Llc | |
| Scannell, John, William | Senior Advisor | Jan 2008 (19y) | Less than 5% | |
| Mehra, Dushyant | Co Chief Investment Officer | Apr 2018 (8y) | Less than 5% | |
| Gregory, Justin, G | Portfolio Manager | Jan 2019 (8y) | Less than 5% | |
| Harris, Lisa, Beth | Chief Compliance Officer | Jun 2020 (6y) | Less than 5% | |
| Nam, Jennifer, Sahngme | Chief Operating Officer | Jun 2020 (6y) | Less than 5% | |
| Resnick, Gregory, Jay | General Counsel | Aug 2020 (6y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Hildene Holding Company, Llc | Sole Member | Dec 2007 | A | 75% or more |
| Brj Holdings Iii, Llc | Class A Member | Dec 2022 | B | ≈ 56.25% – 100% via Hildene Holding Company, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Jefferson, Brett, Rodmann: 25% – 50% of Hildene Holding Company, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Brj Holdings Iii, Llc: 75% – 100% of Hildene Holding Company, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (48, $13.6B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Hildene Opportunities Master Fund, Ltd. | Hedge Fund | $1.6B | $1.0M | 199 |
| Hildene Opportunities Master Fund Ii, Ltd. | Hedge Fund | $688M | $1.0M | 76 |
| Taberna Preferred Funding Ii, Ltd. | Securitized Asset Fund | $516M | $250K | 0 |
| Alesco Preferred Funding Xv, Ltd. | Securitized Asset Fund | $504M | $250K | 0 |
| Trapeza Cdo Xiii, Ltd. | Securitized Asset Fund | $482M | $100K | 0 |
| Alesco Preferred Funding Xiv, Ltd. | Securitized Asset Fund | $469M | $250K | 0 |
| Alesco Preferred Funding X, Ltd. | Securitized Asset Fund | $468M | $250K | 0 |
| Taberna Preferred Funding Iv, Ltd. | Securitized Asset Fund | $391M | $250K | 0 |
| Taberna Preferred Funding V, Ltd. | Securitized Asset Fund | $379M | $250K | 0 |
| Hildene Trups Securitization 4, Ltd. | Securitized Asset Fund | $378M | $100K | 2 |
| Alesco Preferred Funding Ix, Ltd. | Securitized Asset Fund | $371M | $250K | 0 |
| Hildene Trups Securitization 2019 2, Ltd | Securitized Asset Fund | $368M | $100K | 2 |
| Taberna Preferred Funding Vi, Ltd. | Securitized Asset Fund | $362M | $250K | 0 |
| Hildene Trups Securitization 2020 3, Ltd | Securitized Asset Fund | $337M | $100K | 2 |
| Alesco Preferred Funding Xii, Ltd. | Securitized Asset Fund | $334M | $250K | 0 |
| Alesco Preferred Funding Xi, Ltd. | Securitized Asset Fund | $332M | $250K | 0 |
| Trapeza Cdo Xii, Ltd. | Securitized Asset Fund | $321M | $100K | 0 |
| Taberna Preferred Funding Ix, Ltd. | Securitized Asset Fund | $316M | $200K | 0 |
| Alesco Preferred Funding Xvi, Ltd. | Securitized Asset Fund | $305M | $250K | 0 |
| Hildene Insurance Holdings, Llc | Hedge Fund | $304M | $1.0M | 85 |
| Taberna Preferred Funding I, Ltd. | Securitized Asset Fund | $299M | $250K | 0 |
| Hildene Trups Securitization 5, Ltd. | Securitized Asset Fund | $296M | $100K | 2 |
| Taberna Preferred Funding Viii, Ltd. | Securitized Asset Fund | $283M | $250K | 0 |
| Hildene Trups Securitization 2018 1, Ltd | Securitized Asset Fund | $282M | $100K | 2 |
| Trapeza Cdo X, Ltd. | Securitized Asset Fund | $274M | $100K | 0 |
Top 25 of 48 funds by gross assets · all funds
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/27/2026 | 15.9 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- State Street $4.9B (24% of AUM) Apr 2026
- U.S. Bank $1.1B (6% of AUM) Apr 2026
- Citigroup, Inc. $13.1M (0% of AUM) Jan 2019
- Northern Trust $3.9M (0% of AUM) Jan 2019
- J.P. Morgan $3.5M (0% of AUM) Nov 2017
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 27, 2026.
View current Form ADV (SEC/IAPD) ↗