Parallel49 Equity, Ulc
- Regulatory AUM
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- Discretionary
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- Clients
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- Avg AUM / client
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- Accounts
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- Employees
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AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 10, 2026
Private funds (2)
Reported in Form ADV Section 7.B.(1), filing of Nov 2024 · $179M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Tricor Pacific Capital Partners (Fund Iv), Limited Partnership | Private Equity Fund | Canada | $113M | 11 |
| Tricor Pacific Capital Partners (Fund Iv) Us, Limited Partnership | Private Equity Fund | Delaware | $66.5M | 8 |
People (7)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Johnstone, James, Trevor | Investment Committee Member/Director | Mar 2006 (20y) | Less than 5% | |
| Rowntree, David, James | Director | Mar 2006 (20y) | Less than 5% | |
| Senft, Roderick, Riley | Investment Committee Member/Director | Mar 2006 (20y) | ≈ 10.55% – 50% via Black Tusk Capital, Inc. | |
| Seaman, Bradley, Scott | Managing Partner/Director | Jul 2006 (20y) | ≈ 14.06% – 50% via Tpcp Usa (Fund Iv), Inc. | |
| Daum, Scott, Anthony | Managing Director | Dec 2011 (15y) | Less than 5% | |
| Peters, Nicholas, Andrew | Managing Director/Chief Financial Officer | Dec 2011 (15y) | Less than 5% | |
| Shi, Mansha | Chief Compliance Officer | Oct 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Parallel49 Holdings, Ulc | Shareholder | Mar 2006 | A | 75% or more |
| Tpcp Cnd (Fund Iv), Inc. | Shareholder | Mar 2017 | B | ≈ 56.25% – 100% via Parallel49 Holdings, Ulc |
| Black Tusk Capital, Inc. | Shareholder | Jun 2006 | B | ≈ 14.06% – 50% via Tpcp Cnd (Fund Iv), Inc. |
| Tpcp Usa (Fund Iv), Inc. | Shareholder | Mar 2017 | B | ≈ 18.75% – 50% via Parallel49 Holdings, Ulc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Senft, Roderick, Riley: 75% – 100% of Black Tusk Capital, Inc. × 25% – 50% of Tpcp Cnd (Fund Iv), Inc. × 75% – 100% of Parallel49 Holdings, Ulc × 75% – 100% direct ≈ 10.55% – 50% of the firm
- Seaman, Bradley, Scott: 75% – 100% of Tpcp Usa (Fund Iv), Inc. × 25% – 50% of Parallel49 Holdings, Ulc × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Tpcp Cnd (Fund Iv), Inc.: 75% – 100% of Parallel49 Holdings, Ulc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Black Tusk Capital, Inc.: 25% – 50% of Tpcp Cnd (Fund Iv), Inc. × 75% – 100% of Parallel49 Holdings, Ulc × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Tpcp Usa (Fund Iv), Inc.: 25% – 50% of Parallel49 Holdings, Ulc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (2, $179M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Tricor Pacific Capital Partners (Fund Iv), Limited Partnership | Private Equity Fund | $113M | $10.0M | 11 |
| Tricor Pacific Capital Partners (Fund Iv) Us, Limited Partnership | Private Equity Fund | $66.5M | $10.0M | 8 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/10/2026 | 768 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
Not reported.
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 10, 2026.
View current Form ADV (SEC/IAPD) ↗