Delegate Advisors, Llc
- Regulatory AUM
- $1.7B
- Discretionary
- $742M
- Clients
- 51
- Avg AUM / client
- $33.6M
- Accounts
- 1,331
- Employees
- 13
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 42 | $1.4B | 82.1% |
| Pooled investment vehicles (non-investment companies) | 1 | $1.5M | 0.09% |
| Insurance companies | 6 | $130M | 7.56% |
| Corporations and other businesses | 2 | $176M | 10.3% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $2.1M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Flexible Credit Fund, Lp | Other Private Fund | Delaware | $2.1M | 26 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Andrew Dimmitt Hart | Member Advisory (Series C Units) | CFP | Dec 2011 (15y) | ≈ 37.5% – 75% via Alpha 27, Llc |
| Allison, Benjamin, Dunkin | Director Of Portfolio Management | Jan 2013 (14y) | 10% – 25% | |
| Thompson, Benjamin, Stephen | President, Cio | Jan 2022 (5y) | ≈ 3.75% – 10% via Spottail Llc | |
| Ovaitt, Carolyn | Chief Compliance Officer | Nov 2023 (3y) | Less than 5% | |
| Powers, James, Rollin | Director Of Investment Research | Nov 2023 (3y) | 5% – 10% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Alpha 27, Llc | Member, Series C Unit Holder | Jan 2023 | A | 50% – 75% |
| Spottail Llc | Member, Series C Unit Holder | Jan 2023 | A | 5% – 10% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Andrew Dimmitt Hart: 75% – 100% of Alpha 27, Llc × 50% – 75% direct ≈ 37.5% – 75% of the firm
- Thompson, Benjamin, Stephen: 75% – 100% of Spottail Llc × 5% – 10% direct ≈ 3.75% – 10% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $2.1M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Flexible Credit Fund, Lp | Other Private Fund | $2.1M | $1.0M | 26 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 1.23 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Selection of other advisers
Custody
Reported custodians
- National Financial Services (Fidelity) $812M (47% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.
View current Form ADV (SEC/IAPD) ↗