Ground Swell Capital, Llc
- Regulatory AUM
- $949M
- Discretionary
- $949M
- Clients
- 2
- Avg AUM / client
- $475M
- Accounts
- 2
- Employees
- 10
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 11, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 2 | $949M | 100.0% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $1.5B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Ground Swell Cistern Fund, Lp | Hedge Fund | Delaware | $1.5B | 14 |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Joey Howard Foxhall | Member, Chief Compliance Officer | Jun 2010 (16y) | 10% – 25% | |
| John Travis Howell | Member | Jun 2010 (16y) | 10% – 25% | |
| Kellen Lee Cooney | Member | Jun 2010 (16y) | 10% – 25% | |
| Scott Schumacher Howell | Memeber | Jun 2010 (16y) | 10% – 25% | |
| Brian Klump | Lead Developer | Sep 2010 (16y) | 5% – 10% | |
| Benjamin Clifford Street | Member | Aug 2011 (15y) | 5% – 10% |
Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $1.5B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Ground Swell Cistern Fund, Lp | Hedge Fund | $1.5B | $1.0M | 14 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/11/2026 | 1.5 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
- • Other fees
- • EXPENSE REIMBURSEMENT
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 11, 2026.
View current Form ADV (SEC/IAPD) ↗