Mawer Investment Management Ltd.
SEC-registered
Private Fund Manager · Large ($10B–$100B)
CRD 159100
· SEC file 801-74336
· Calgary, Alberta
· www.youtube.com
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ADV data as of Mar 30, 2026
- Regulatory AUM
- $40.9B
- Discretionary
- $40.3B
- Clients
- 6,075
- Avg AUM / client
- $6.7M
- Accounts
- 12,669
- Employees
- 278
AUM over time
$10.5B
$66.4B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Asset allocation (SMA assets by investment type)
as of Mar 30, 2026
Pooled investment vehicles
$30.3B
74%
Exchange-traded equities
$9.8B
24%
Sovereign bonds
$409M
1%
Cash & equivalents
$409M
1%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 4,222 | $2.5B | 5.99% |
| High net worth individuals | 738 | $3.1B | 7.59% |
| Investment companies | 1 | $227M | 0.55% |
| Pooled investment vehicles (non-investment companies) | 83 | $20.0B | 48.7% |
| Pension and profit sharing plans | 90 | $5.0B | 12.2% |
| Charitable organizations | 171 | $3.0B | 7.3% |
| State or municipal government entities | 7 | $1.9B | 4.74% |
| Other investment advisers | 1 | $306M | 0.75% |
| Sovereign wealth funds and foreign official institutions | 1 | $694M | 1.7% |
| Corporations and other businesses | 761 | $4.3B | 10.4% |
Private funds (16)
View all →Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $34.0B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Mawer Global Equity Fund | Other Private Fund | Canada | $9.3B | 23,858 |
| Mawer International Equity Fund | Other Private Fund | Canada | $5.5B | 23,995 |
| Mawer Balanced Fund | Other Private Fund | Canada | $3.6B | 54,770 |
| Mawer U.S. Equity Fund | Other Private Fund | Canada | $3.3B | 14,274 |
| Mawer Canadian Bond Fund | Other Private Fund | Canada | $2.9B | 6,590 |
| Mawer Canadian Equity Fund | Other Private Fund | Canada | $2.8B | 19,809 |
| Mawer Global Small Cap Fund | Other Private Fund | Canada | $2.5B | 25,155 |
| Mawer Tax Effective Balanced Fund | Other Private Fund | Canada | $1.2B | 12,186 |
| Mawer Global Balanced Fund | Other Private Fund | Canada | $1.2B | 10,748 |
| Mawer New Canada Fund | Other Private Fund | Canada | $1.1B | 5,406 |
| Mawer Canadian Money Market Fund | Other Private Fund | Canada | $478M | 3,640 |
| Mawer Emerging Markets Equity Fund | Other Private Fund | Canada | $254M | 3,454 |
| Mawer Global Equity Fund Llc | Other Private Fund | Delaware | $1.3M | 1 |
| Mawer U.S. Equity Fund Llc | Other Private Fund | Delaware | $1.3M | 1 |
| Mawer Eafe Large Cap Fund Llc | Other Private Fund | Delaware | $1.1M | 1 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Cbi Pension Plan Linde Inc. | 2024 | |
| Linde U.S. Pension Plan Linde Inc. | 2024 |
People (25)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Hall, James, Colin | President, Director, Shareholder | Dec 1999 (27y) | ≈ 3.75% – 10% via Krieghoff Capital Management Ltd. | |
| Senyk, Craig, Douglas | Chair, Shareholder | Jun 2003 (23y) | ≈ 3.75% – 10% via Senyk Investment Management Ltd. | |
| Ragan, David, James | Director, Shareholder | Jan 2007 (20y) | ≈ 3.75% – 10% via Confluence Capital Corp. | |
| Lampert, Peter, Wray | Shareholder | Dec 2011 (15y) | ≈ 2.5% – 7.5% via Rising Rock Ltd. | |
| Mo, Jeffrey, Yufei | Shareholder | Dec 2011 (15y) | ≈ 3.75% – 10% via Jeff Mo Enterprises Inc. | |
| Viswanathan, Vijay, Nmn | Director Of Research, Shareholder | Apr 2012 (14y) | Less than 5% | |
| Moroz, Paul, Joseph | Chief Investment Officer, Shareholder | Jan 2018 (9y) | Less than 5% | |
| Woo, Olivia, Min | Director, Shareholder | Jan 2018 (9y) | Less than 5% | |
| Deckart, Christian, Helmut | Director, Deputy Chief Investment Officer, Shareholder | Jan 2020 (7y) | Less than 5% | |
| Fournell, Patrick, Nmn | Director, Shareholder | Jan 2020 (7y) | Less than 5% | |
| Poldaas, Sara, Nmn | Director, Director Of Portfolio Services, Shareholder | Jan 2020 (7y) | Less than 5% | |
| Mcneil, John, Nmn | Controller | Oct 2021 (5y) | Less than 5% | |
| Mittertreiner, Philip, Michael | Chief Learning Officer | Oct 2021 (5y) | Less than 5% | |
| Broley, Robert, Nmn | Director Of Client Management, Shareholder | Mar 2023 (3y) | Less than 5% | |
| Buchanan, David, Marc | Director Of Individual Client Management | Mar 2023 (3y) | Less than 5% | |
| Jackson, Kristina, Nmn | Assistant Corporate Secretary | Mar 2023 (3y) | Less than 5% | |
| Lepage, Marie Claude, Nmn | Head, Risk Management And Chief Compliance Officer (Usa) | Mar 2023 (3y) | Less than 5% | |
| Ritchie, Geoffrey, Grafton | Vice Chair, General Counsel, Shareholder | Mar 2023 (3y) | Less than 5% | |
| Van Spronsen, Elyse, Nmn | Corporate Secretary, Shareholder | Mar 2023 (3y) | Less than 5% | |
| Anderson, Justin, David | Chief Technology Officer, Shareholder | Sep 2023 (3y) | Less than 5% | |
| Mcdonald, Ashley, Dawn | Head Of Tax | Sep 2023 (3y) | Less than 5% | |
| Webb, Allison, Kim | Chief Marketing And People Officer, Shareholder | Dec 2023 (3y) | Less than 5% | |
| Campbell, Robert, Duncan | Director, Shareholder | Jan 2024 (3y) | Less than 5% | |
| Dawood, Nahid, Nmn | Chief Compliance Officer (Canada), Shareholder | Feb 2024 (3y) | Less than 5% | |
| Mawhinney, George, Nicholas | Chief Financial Officer, Mawer Investment Funds, Shareholder | Feb 2024 (3y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Senyk Investment Management Ltd. | Shareholder | Jun 2003 | A | 5% – 10% |
| Krieghoff Capital Management Ltd. | Shareholder | Jan 2015 | A | 5% – 10% |
| Rising Rock Ltd. | Shareholder | Jan 2022 | A | 5% – 10% |
| Confluence Capital Corp. | Shareholder | Jun 2021 | A | 5% – 10% |
| Jeff Mo Enterprises Inc. | Shareholder | Jun 2022 | A | 5% – 10% |
Undisclosed: 0% – 70% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Hall, James, Colin: 75% – 100% of Krieghoff Capital Management Ltd. × 5% – 10% direct ≈ 3.75% – 10% of the firm
- Senyk, Craig, Douglas: 75% – 100% of Senyk Investment Management Ltd. × 5% – 10% direct ≈ 3.75% – 10% of the firm
- Ragan, David, James: 75% – 100% of Confluence Capital Corp. × 5% – 10% direct ≈ 3.75% – 10% of the firm
- Lampert, Peter, Wray: 50% – 75% of Rising Rock Ltd. × 5% – 10% direct ≈ 2.5% – 7.5% of the firm
- Mo, Jeffrey, Yufei: 75% – 100% of Jeff Mo Enterprises Inc. × 5% – 10% direct ≈ 3.75% – 10% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (16, $34.0B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Mawer Global Equity Fund | Other Private Fund | $9.3B | $500 | 23,858 |
| Mawer International Equity Fund | Other Private Fund | $5.5B | $500 | 23,995 |
| Mawer Balanced Fund | Other Private Fund | $3.6B | $500 | 54,770 |
| Mawer U.S. Equity Fund | Other Private Fund | $3.3B | $500 | 14,274 |
| Mawer Canadian Bond Fund | Other Private Fund | $2.9B | $500 | 6,590 |
| Mawer Canadian Equity Fund | Other Private Fund | $2.8B | $500 | 19,809 |
| Mawer Global Small Cap Fund | Other Private Fund | $2.5B | $500 | 25,155 |
| Mawer Tax Effective Balanced Fund | Other Private Fund | $1.2B | $500 | 12,186 |
| Mawer Global Balanced Fund | Other Private Fund | $1.2B | $500 | 10,748 |
| Mawer New Canada Fund | Other Private Fund | $1.1B | $500 | 5,406 |
| Mawer Canadian Money Market Fund | Other Private Fund | $478M | $500 | 3,640 |
| Mawer Emerging Markets Equity Fund | Other Private Fund | $254M | $500 | 3,454 |
| Mawer Global Equity Fund Llc | Other Private Fund | $1.3M | $10.0M | 1 |
| Mawer U.S. Equity Fund Llc | Other Private Fund | $1.3M | $10.0M | 1 |
| Mawer Eafe Large Cap Fund Llc | Other Private Fund | $1.1M | $10.0M | 1 |
| Mawer Emerging Markets Equity Fund Llc | Other Private Fund | $820K | $10.0M | 1 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Cbi Pension Plan | Linde Inc. | 0 | $108M | 01/01/2024 |
| Linde U.S. Pension Plan | Linde Inc. | 6,808 | $2.1B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 4.39 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗