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Investment Adviser · Mid-sized ($1B–$10B)
CRD 159043
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ADV data as of Mar 28, 2025
- Regulatory AUM
- $2.1B
- Discretionary
- $2.0B
- Clients
- 10
- Avg AUM / client
- $208M
- Accounts
- 3
- Employees
- 51
AUM over time
$211M
$35.2B
Dec 16, 2011
Mar 28, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 28, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 2 | $386M | 18.6% |
| State or municipal government entities | 8 | $1.7B | 81.4% |
| Other investment advisers | Fewer than 5 | — | — |
| Other | Fewer than 5 | — | — |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Other services
Custody
Reported custodians
- State Street $26.7B (76% of AUM) Mar 2020
- Northern Trust $1.7B (81% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 28, 2025.