Penserra Capital Management Llc
- Regulatory AUM
- $17.5B
- Discretionary
- $17.5B
- Clients
- 49
- Avg AUM / client
- $357M
- Accounts
- 49
- Employees
- 16
AUM over time
Annual snapshots from Form ADV filings · as of Mar 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 49 | $17.5B | 100.0% |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jorge Nmn Madrigal | President And Ceo | Dec 2007 (19y) | 25% – 50% of Penserra Securities Llc (indirect) | |
| Anthony Nmn Castelli | Chief Compliance Officer And Risk Manager | Aug 2011 (15y) | Less than 5% | |
| Dustin Allen Lewellyn | Managing Director | CFA | Sep 2014 (12y) | 25% – 50% |
| Ernesto David Tong | Managing Director | CFA | Mar 2016 (10y) | 5% – 10% |
| Desai, Anand, Arun | Portfolio Manager | Feb 2018 (9y) | Less than 5% | |
| Kevin Patrick Mclaverty | Registered representative | Jan 2018 (9y) | ||
| Lee Wilson Geiger | Registered representative | Sep 2022 (4y) | ||
| Amy Alba | Registered representative | Dec 2022 (4y) | ||
| Christine Marie Johanson | Registered representative | CFA | Mar 2023 (3y) | |
| Katherine Sarah Drury | Registered representative | Jan 2025 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Penserra Financial Ventures | Holding Company | Nov 2015 | A | 10% – 25% |
Undisclosed: 0% – 60% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/10/2026 | 1.1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for investment companies
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 10, 2026.
View current Form ADV (SEC/IAPD) ↗