Polunin Capital Partners Limited
- Regulatory AUM
- $8.0B
- Discretionary
- $8.0B
- Clients
- 7
- Avg AUM / client
- $1.1B
- Accounts
- 11
- Employees
- 17
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Investments (13F portfolio — 19 positions, $407,418)
13F period Jun 30, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Acm Resh Inc | COM CL A | $77,095 | 748,498 | 18.9% | 0.0% |
| 2 | Jd.Com Inc | SPON ADS CL A | $55,473 | 1,967,136 | 13.6% | 0.0% |
| 3 | Pagseguro Digital Ltd | COM CL A | $45,492 | 4,918,011 | 11.2% | 0.0% |
| 4 | Stoneco Ltd | COM CL A | $39,335 | 3,508,909 | 9.65% | 0.0% |
| 5 | Baidu Inc | SPON ADR REP A | $33,313 | 283,440 | 8.18% | 0.0% |
| 6 | Canadian Solar Inc | COM | $31,849 | 2,120,414 | 7.82% | 0.0% |
| 7 | Full Truck Alliance Co Ltd | SPONSORED ADS | $26,554 | 3,098,533 | 6.52% | 0.0% |
| 8 | Autohome Inc | SP ADS RP CL A | $25,053 | 1,234,149 | 6.15% | 0.0% |
| 9 | Weibo Corp | SPONSORED ADR | $22,591 | 2,926,338 | 5.54% | 0.0% |
| 10 | Daqo New Energy Corp | SPNSRD ADS NEW | $21,265 | 1,714,923 | 5.22% | 0.0% |
| 11 | Himax Technologies Inc | SPONSORED ADR | $10,615 | 696,950 | 2.61% | 0.0% |
| 12 | Tuya Inc | SPONSERED ADS | $5,443 | 2,958,145 | 1.34% | 0.0% |
| 13 | Hello Group Inc | ADS | $5,061 | 835,119 | 1.24% | 0.0% |
| 14 | Abrdn Platinum Etf Trust | PHYSCL PLATM SHS | $3,595 | 243,370 | 0.88% | 0.0% |
| 15 | Galiano Gold Inc | COM | $3,430 | 1,834,017 | 0.84% | 0.0% |
| 16 | Dbx Etf Tr | XTRACK HRVST CSI | $820 | 23,183 | 0.2% | 0.0% |
| 17 | Magnachip Semiconductor Corp | COM | $240 | 59,811 | 0.06% | 0.0% |
| 18 | Baozun Inc | SPONSORED ADR | $171 | 60,222 | 0.04% | 0.0% |
| 19 | Canaan Inc | SPONSORED ADS | $23 | 74,382 | 0.01% | 0.0% |
Top 25 of 19 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 2 | $1.9B | 24.3% |
| Pooled investment vehicles (non-investment companies) | 5 | $4.7B | 58.5% |
| Pension and profit sharing plans | Fewer than 5 clients | $84.3M | 1.06% |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 clients | $1.3B | 16.1% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $2.6B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Polunin Developing Countries Fund, Llc | Other Private Fund | Delaware | $1.8B | 113 |
| Polunin Emerging Markets Small Cap Fund, Llc | Other Private Fund | Delaware | $774M | 16 |
| Polunin Capital Partners Emerging Markets Active Fund | Hedge Fund | Cayman Islands | $48.5M | 7 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Jpmorgan Chase Retirement Plan Jpmorgan Chase Bank, National Association | 2024 |
People (5)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Garel Jones, Julian | Director, Finance | Aug 2001 (25y) | Less than 5% | |
| Mehta, Aditya, Singh | Director, Chief Operations Officer | Aug 2001 (25y) | Less than 5% | |
| Polunin, Douglas, Harold Hart | Shareholder | Aug 2001 (25y) | ≈ 18.75% – 50% via Polunin Capital Partners Pte. Ltd. | |
| Parsons, Paul, Gerhardt Frederic | Director Risk & Compliance, Chief Compliance Officer | Apr 2011 (15y) | Less than 5% | |
| Silver, Alexandra, Claire | Director, Deputy Chief Financial Officer | Mar 2022 (4y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Polunin Capital Partners Pte. Ltd. | Shareholder | Sep 2011 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Polunin, Douglas, Harold Hart: 25% – 50% of Polunin Capital Partners Pte. Ltd. × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $2.6B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Polunin Developing Countries Fund, Llc | Other Private Fund | $1.8B | $1.0M | 113 |
| Polunin Emerging Markets Small Cap Fund, Llc | Other Private Fund | $774M | $1.0M | 16 |
| Polunin Capital Partners Emerging Markets Active Fund | Hedge Fund | $48.5M | $100K | 7 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Jpmorgan Chase Retirement Plan | Jpmorgan Chase Bank, National Association | 78,270 | $16.1B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.69 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- State Street $1.3B (16% of AUM) Mar 2026
- J.P. Morgan $84.3M (1% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗