Jackson Avenue, Llc
- Regulatory AUM
- $185M
- Discretionary
- $105M
- Clients
- 61
- Avg AUM / client
- $3.0M
- Accounts
- 63
- Employees
- 2
AUM over time
Annual snapshots from Form ADV filings · as of Mar 06, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | Fewer than 5 clients | $378K | 0.2% |
| Other | 61 | $185M | 99.8% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Battlefield Retirement Plan Neal Merchant Enterprises, Inc. | 2024 |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Joseph Jason Dwyer | President, Chief Compliance Officer | Jan 2008 (19y) | 75% or more | |
| Harold Curtis Mull | Partner | Jul 2015 (11y) | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Battlefield Retirement Plan | Neal Merchant Enterprises, Inc. | 123 | $11.3M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/06/2026 | 946 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Other services
Custody
Reported custodians
- Empower Trust Co $78.2M (42% of AUM) Mar 2026
- Great West Trust Company, Llc $61.2M (40% of AUM) Mar 2024
- Mid Atlantic Capital Corporation $50.5M (27% of AUM) Mar 2026
- Newport Trust Company $35.0M (23% of AUM) Mar 2024
- Broadridge Financial Solutions, Inc. $24.3M (13% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 06, 2026.
View current Form ADV (SEC/IAPD) ↗