Legacy Financial Advisors, Inc.
- Regulatory AUM
- $1.5B
- Discretionary
- $1.5B
- Clients
- 1,065
- Avg AUM / client
- $1.4M
- Accounts
- 3,721
- Employees
- 21
AUM over time
Annual snapshots from Form ADV filings · as of Jul 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 579 | $161M | 10.6% |
| High net worth individuals | 482 | $1.3B | 88.6% |
| Charitable organizations | 4 | $11.7M | 0.77% |
People (16)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Branum, Laura, Lee | Chief Operations Officer | Jul 2011 (15y) | Less than 5% | |
| Lucas, Peter, Trent | Managing Principal | Jul 2011 (15y) | 25% – 50% | |
| Michael Joseph Maisel | Ceo And Managing Principal | Jul 2011 (15y) | 25% – 50% | |
| Paul Anthony Sartori | Managing Principal | Jul 2011 (15y) | 25% – 50% | |
| Robert Justin Kuhnhein | Director Of Investments | CFA | Apr 2019 (7y) | Less than 5% |
| Kasting, Jonathan, G | Chief Compliance Officer | Jun 2021 (5y) | Less than 5% | |
| Robert Clayton Scroggins | Registered representative | Sep 2011 (15y) | ||
| Seth Howard Sanborn | Registered representative | CFP | Feb 2013 (13y) | |
| Justin Kerr Brown | Registered representative | CFP | Jan 2014 (13y) | |
| Matthew James Aquilia | Registered representative | CFP | Apr 2015 (11y) | |
| Michael James Mcwhinnie | Registered representative | CFP | Aug 2018 (8y) | |
| John Michael Wildern | Registered representative | CFP | May 2024 (2y) | |
| Lars Edward Meiman | Registered representative | CFA | Jul 2024 (2y) | |
| John Morgan Smith | Registered representative | Sep 2024 (2y) | ||
| Michael Jonathan Maisel | Registered representative | Sep 2024 (2y) | ||
| Mitchell James Lampert | Registered representative | Jan 2025 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/17/2026 | 1010 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $473M (31% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 17, 2026.
View current Form ADV (SEC/IAPD) ↗