Battery Global Advisors, Llc
- Regulatory AUM
- $8.4B
- Discretionary
- $3.6B
- Clients
- 142
- Avg AUM / client
- $59.0M
- Accounts
- 142
- Employees
- 38
AUM over time
Annual snapshots from Form ADV filings · as of Jun 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 65 | $5.1B | 61.3% |
| Pooled investment vehicles (non-investment companies) | 77 | $3.2B | 38.7% |
Private funds (61)
View all →Reported in Form ADV Section 7.B.(1), filing of Jul 2024 · $2.2B combined gross assets
People (9)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Bullen, Philip, Lindsey | Director | Apr 2011 (15y) | Less than 5% | |
| Burns, Daniel, Louis | Cco (3/2013), Cfo (4/2011), Director (1/2023) | Apr 2011 (15y) | 5% – 10% | |
| Dinneen, John, Wagner | Coo (4/2011), Director Of Tax & Estate Planning (4/2011), Director (1/2023) | Apr 2011 (15y) | 5% – 10% | |
| O'connor, John, Michael | Ceo, Co Cio, Manager, Director | Apr 2011 (15y) | 25% – 50% | |
| Cobb, Alexander, Redpath | Member | Jan 2017 (10y) | 5% – 10% | |
| Drushella, Allison, Carney | Member | Jan 2017 (10y) | 5% – 10% | |
| Hanson, Christopher, Alan | Director (4/2018) | Apr 2018 (8y) | Less than 5% | |
| Moskovits, Hillel, Nmn | Member | Jan 2019 (8y) | 5% – 10% | |
| Rothenhaus, David | Member | Jan 2021 (6y) | 5% – 10% |
Undisclosed: 0% – 45% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (61, $2.2B gross assets)
Top 25 of 61 funds by gross assets · all funds
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/30/2026 | 15.3 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
- • Other fees
- • ACQUISITION FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Selection of other advisers
Custody
Reported custodians
- National Financial Services (Fidelity) $984M (12% of AUM) Jun 2026
- First Republic Bank $24.7M (2% of AUM) Mar 2018
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 30, 2026.
View current Form ADV (SEC/IAPD) ↗