Figure Investment Advisors, Llc
- Regulatory AUM
- $442M
- Discretionary
- $442M
- Clients
- 5
- Avg AUM / client
- $88.4M
- Accounts
- 5
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 1 | $327M | 74.0% |
| Pooled investment vehicles (non-investment companies) | 4 | $115M | 26.0% |
Private funds (2)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $8.1M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Figure Heloc Access Fund, Llc | Other Private Fund | Delaware | $8.1M | 8 |
| Figure World Equity Fund, Lp | Hedge Fund | Delaware | $0 | 11 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Rives, Jason, Asbury | Chief Compliance Officer | Oct 2023 (3y) | Less than 5% | |
| Abbate, Michael, Anthony | Chief Executive Officer | Dec 2023 (3y) | Less than 5% | |
| Clark Thomas Pietromonaco | Registered representative | Jan 2026 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Figure Asset Management, Llc | Member | Feb 2018 | A | 75% or more |
| Figure Technologies, Inc. | Member | Feb 2018 | B | ≈ 56.25% – 100% via Figure Asset Management, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Figure Technologies, Inc.: 75% – 100% of Figure Asset Management, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (2, $8.1M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Figure Heloc Access Fund, Llc | Other Private Fund | $8.1M | $100K | 8 |
| Figure World Equity Fund, Lp | Hedge Fund | $0 | $100K | 11 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.9 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- Advantage Futures Llc $35.4M (100% of AUM) Mar 2019
- Rj O'brien Securities, Llc $6.1M (100% of AUM) Jun 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗