Nms Capital Services, Llc
- Regulatory AUM
- $1.9B
- Discretionary
- $1.9B
- Clients
- 5
- Avg AUM / client
- $373M
- Accounts
- 5
- Employees
- 28
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 5 | $1.9B | 100.0% |
Private funds (4)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $1.7B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Nms Fund Iv, Lp | Private Equity Fund | Delaware | $806M | 39 |
| Nms Fund Iii, Lp | Private Equity Fund | Delaware | $734M | 35 |
| Nms Fund Ii, Lp | Private Equity Fund | Delaware | $129M | 18 |
| Nms Fund, Lp | Private Equity Fund | Delaware | $26.9M | 3 |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Chavez, Martin, Efrain | Managing Partner | Feb 2010 (17y) | ≈ 37.5% – 75% via New Mainstream Capital Management Holding, Llc | |
| Jordan, Kevin, Michael | Managing Partner | Feb 2010 (17y) | ≈ 37.5% – 75% via New Mainstream Capital Management Holding, Llc | |
| Wilson, James, Glenn | Partner / Chief Financial Officer / Chief Compliance Officer | Dec 2010 (16y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| New Mainstream Capital Management Holding, Llc | Managing Member | Jun 2009 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Chavez, Martin, Efrain: 50% – 75% of New Mainstream Capital Management Holding, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Jordan, Kevin, Michael: 50% – 75% of New Mainstream Capital Management Holding, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (4, $1.7B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Nms Fund Iv, Lp | Private Equity Fund | $806M | $10.0M | 39 |
| Nms Fund Iii, Lp | Private Equity Fund | $734M | $10.0M | 35 |
| Nms Fund Ii, Lp | Private Equity Fund | $129M | $5.0M | 18 |
| Nms Fund, Lp | Private Equity Fund | $26.9M | $2.0M | 3 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 2.34 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
- • Other fees
- • REFER TO DISCUSSION OF OTHER FEES IN ITEM 5 OF FORM ADV PART 2A
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗