Giraffes, Inc.
- Regulatory AUM
- $1.1B
- Discretionary
- $1.1B
- Clients
- 2,537
- Avg AUM / client
- $429K
- Accounts
- 5,235
- Employees
- 19
AUM over time
Annual snapshots from Form ADV filings · as of Jun 08, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 2,208 | $439M | 40.4% |
| High net worth individuals | 310 | $612M | 56.3% |
| Pension and profit sharing plans | 15 | $35.8M | 3.29% |
| Charitable organizations | 4 | $770K | 0.07% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Hankins Lumber Co. Retirement Plan Hankins Lumber Co. Inc. | 2024 |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Ferguson, Rhonda, Scott | Senior Leadership Partner | Sep 2020 (6y) | Less than 5% | |
| Scott Todd Ferguson | Ceo And Chief Compliance Officer | Sep 2020 (6y) | 75% or more | |
| Sawyer Rias Brown | Registered representative | Oct 2023 (3y) | ||
| Felice Rosanne Olmos | Registered representative | Oct 2023 (3y) | ||
| Kristen Nicole Elsmore | Registered representative | May 2024 (2y) | ||
| Michael David Black | Registered representative | Mar 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Hankins Lumber Co. Retirement Plan | Hankins Lumber Co. Inc. | 163 | $2.5M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/08/2026 | 927 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Capital Bank And Trust Company $1.0B (94% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 08, 2026.
View current Form ADV (SEC/IAPD) ↗