N
N
Wealth Manager · Small ($100M–$1B)
CRD 157516
·
☆ Save with Pro
ADV data as of Feb 22, 2026
- Regulatory AUM
- $216M
- Discretionary
- $216M
- Clients
- 131
- Avg AUM / client
- $1.6M
- Accounts
- 559
- Employees
- 3
AUM over time
$110M
$216M
May 2021
Dec 2025
Annual snapshots from Form ADV filings · as of Feb 22, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 60 | $45.3M | 21.0% |
| High net worth individuals | 70 | $170M | 78.8% |
| Charitable organizations | 1 | $496K | 0.23% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Distributors Company Llc $196M (91% of AUM) Feb 2026
- Mtg, Llc $596K (0% of AUM) Oct 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 22, 2026.