Brooke Private Equity Associates Management Llc
- Regulatory AUM
- $1.9B
- Discretionary
- $1.9B
- Clients
- 14
- Avg AUM / client
- $139M
- Accounts
- 14
- Employees
- 19
AUM over time
Annual snapshots from Form ADV filings · as of Jun 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 14 | $1.9B | 100.0% |
Private funds (17)
View all →Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $1.8B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Bpea Strategic Healthcare I B, Lp | Private Equity Fund | Delaware | $415M | 23 |
| Bpea Strategic Healthcare Ii, L.P. | Private Equity Fund | Delaware | $339M | 23 |
| Bpea Vi, L.P. master | Private Equity Fund | Delaware | $334M | 124 |
| Bpea V, L.P. master | Private Equity Fund | Delaware | $253M | 103 |
| Bpea Iv, L.P. master | Private Equity Fund | Delaware | $226M | 84 |
| Bpea Iii, L.P. master | Private Equity Fund | Delaware | $66.5M | 85 |
| Bpea Cayman Vi, L.P. feeder | Private Equity Fund | Cayman Islands | $63.1M | 32 |
| Bpea Cayman V, L.P. feeder | Private Equity Fund | Cayman Islands | $37.6M | 20 |
| Bpea Cayman Iv, L.P. feeder | Private Equity Fund | Cayman Islands | $33.8M | 13 |
| Vectis Healthcare & Life Sciences Fund Ii, Lp | Private Equity Fund | Delaware | $21.3M | 9 |
| Bpea Cayman Iii, L.P. feeder | Private Equity Fund | Cayman Islands | $10.1M | 17 |
| Bpea Small Buyout And Growth Fund I, Lp | Private Equity Fund | Delaware | $8.5M | 34 |
| Brooke Private Equity Advisors Fund Ii, Lp master | Private Equity Fund | Delaware | $7.4M | 62 |
| Vectis Life Sciences Fund I, Lp | Private Equity Fund | Delaware | $4.5M | 11 |
| Bpea Life Sciences Fund I, Lp | Private Equity Fund | Delaware | $2.5M | 37 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Construction Industry Laborers Pension Fund Construction Industry Laborers Pension Fund | 2024 |
People (7)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brooke, John, Fessenden | Senior Partner And Member | Mar 2004 (22y) | 50% – 75% | |
| Austen, Christopher, Marshall | Managing Partner | Sep 2008 (18y) | ≈ 6.25% – 25% via Christopher M. Austen Revocable Trust, Dated 9/25/2009 (Amended And Restated On 1/23/2020) | |
| Brooke, Peter, Winship | Member | Dec 2009 (17y) | 5% – 10% | |
| Brooke, Samuel, Russell | Member | Dec 2009 (17y) | 5% – 10% | |
| Callicutt, Laurie, Anne | Chief Compliance Officer | Jul 2011 (15y) | Less than 5% | |
| Byers, Stephen, Ross | Chief Financial Officer & Partner | May 2016 (10y) | Less than 5% | |
| Austen, Penelope, Flora | Trustee | May 2021 (5y) | ≈ 6.25% – 25% via Christopher M. Austen Revocable Trust, Dated 9/25/2009 (Amended And Restated On 1/23/2020) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Christopher M. Austen Revocable Trust, Dated 9/25/2009 (Amended And Restated On 1/23/2020) | Member | May 2021 | A | 25% – 50% |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Austen, Christopher, Marshall: 25% – 50% of Christopher M. Austen Revocable Trust, Dated 9/25/2009 (Amended And Restated On 1/23/2020) × 25% – 50% direct ≈ 6.25% – 25% of the firm
- Austen, Penelope, Flora: 25% – 50% of Christopher M. Austen Revocable Trust, Dated 9/25/2009 (Amended And Restated On 1/23/2020) × 25% – 50% direct ≈ 6.25% – 25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (17, $1.8B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Bpea Strategic Healthcare I B, Lp | Private Equity Fund | $415M | $500K | 23 |
| Bpea Strategic Healthcare Ii, L.P. | Private Equity Fund | $339M | $130K | 23 |
| Bpea Vi, L.P. | Private Equity Fund | $334M | $250K | 124 |
| Bpea V, L.P. | Private Equity Fund | $253M | $250K | 103 |
| Bpea Iv, L.P. | Private Equity Fund | $226M | $250K | 84 |
| Bpea Iii, L.P. | Private Equity Fund | $66.5M | $200K | 85 |
| Bpea Cayman Vi, L.P. | Private Equity Fund | $63.1M | $500K | 32 |
| Bpea Cayman V, L.P. | Private Equity Fund | $37.6M | $300K | 20 |
| Bpea Cayman Iv, L.P. | Private Equity Fund | $33.8M | $300K | 13 |
| Vectis Healthcare & Life Sciences Fund Ii, Lp | Private Equity Fund | $21.3M | $1.5M | 9 |
| Bpea Cayman Iii, L.P. | Private Equity Fund | $10.1M | $500K | 17 |
| Bpea Small Buyout And Growth Fund I, Lp | Private Equity Fund | $8.5M | $150K | 34 |
| Brooke Private Equity Advisors Fund Ii, Lp | Private Equity Fund | $7.4M | $500K | 62 |
| Vectis Life Sciences Fund I, Lp | Private Equity Fund | $4.5M | $500K | 11 |
| Bpea Life Sciences Fund I, Lp | Private Equity Fund | $2.5M | $250K | 37 |
| Brooke Private Equity Advisors Cayman Fund Ii, Lp | Private Equity Fund | $2.4M | $500K | 15 |
| Brooke Private Equity Advisors Fund Ii (F), Lp | Private Equity Fund | $656K | $5.0M | 2 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Construction Industry Laborers Pension Fund | Construction Industry Laborers Pension Fund | 5,147 | $1.1B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/29/2026 | 4.19 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 29, 2026.
View current Form ADV (SEC/IAPD) ↗