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Private Fund Manager · Mid-sized ($1B–$10B)
CRD 156651
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ADV data as of May 09, 2025
- Regulatory AUM
- $1.1B
- Discretionary
- $1.1B
- Clients
- 10
- Avg AUM / client
- $106M
- Accounts
- 21
- Employees
- 19
AUM over time
$1.1B
$18.4B
Dec 2011
May 2025
Annual snapshots from Form ADV filings · as of May 09, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 1 | $135M | 12.7% |
| Pooled investment vehicles (non-investment companies) | 9 | $916M | 86.3% |
| State or municipal government entities | Fewer than 5 | $2.2M | 0.2% |
| Other investment advisers | Fewer than 5 | $7.7M | 0.73% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- Credit Suisse Securities (Usa) Llc $332M (9% of AUM) Nov 2021
- Goldman Sachs $101M (5% of AUM) May 2024
- Cantor Fitzgerald & Co. $88.0M (2% of AUM) May 2022
- Citigroup Global Markets Inc. $1.0M (0% of AUM) May 2025
- Barclays Capital Inc. $85.2K (0% of AUM) May 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 09, 2025.